DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••••• E••••• L••
Latest filing May 18, 2026
First filing on the tape Jun 28, 2021 · 11 filings
SEC status approved since Jul 29, 2021
RAUM
$667M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$667M as of May 18, 2026
Mar 28, 2022$421M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 18, 2026
Mar 28, 20220 then
Employees (5.A)16 as of May 18, 2026
Mar 28, 202211 then
Private funds8 as of May 18, 2026
Mar 28, 20226 then
RAUM -2.4% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $83.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $15.3M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$667M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15.3M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••••• E••••• I•• L••• | Private Equity Fund | $230M | 32 | Mar 29, 2021 |
| P•••••••• E••••• I• L••• | Private Equity Fund | $114M | 35 | Mar 5, 2018 |
| P•••••••• M•• C•••••••• H•••••••• L•• | Private Equity Fund | $40.4M | 16 | Mar 30, 2020 |
| P•••••••• E••••• I•••• L••• | Private Equity Fund | $40.4M | 3 | Mar 29, 2021 |
| P•••••••• I•• H••••••• L•• | Private Equity Fund | $7.4M | 5 | Mar 30, 2020 |
| P•••••••• S••••••••• H•••••••• L•• | Private Equity Fund | $3.7M | 18 | Mar 30, 2020 |
| P•••••••• I••••••••• H••••••• L••no longer reported | Private Equity Fund | $1,979 | 32 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• J•••• W••••• · Partnercontrolsince 10/2019 · owns less than 5%
- H••••••• L•••• B••• · Chief Compliance Officer & Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- J•••••• S•••••• B•••••• · Partner; Sole Membercontrolsince 12/2012 · owns 75% or more
Related persons
Schedule D 7.A
- P•••••••• E••••• I• G•• L•••pooled vehicle sponsorn
- P•••••••• E••••• I• G•• L•••pooled vehicle sponsorn
- P••••••••• C•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $667M to $667MMar 23, 2026 to May 18, 2026
- Pooled vehicle RAUM · $667M to $667MMar 23, 2026 to May 18, 2026
- RAUM · $667M to $667MMar 23, 2026 to May 18, 2026
- Advisory employees · 12 to 15May 5, 2025 to Mar 23, 2026
- Assets in custody · $36.1M to $15.3MMay 5, 2025 to Mar 23, 2026
- Employees · 13 to 16May 5, 2025 to Mar 23, 2026
- Discretionary RAUM · $683M to $667MMay 5, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $683M to $667MMay 5, 2025 to Mar 23, 2026
- RAUM · $683M to $667MMay 5, 2025 to Mar 23, 2026
- Financial planning clients · unset to Mar 19, 2025 to May 5, 2025
- Discretionary RAUM · $683M to $683MMar 19, 2025 to May 5, 2025
- Pooled vehicle RAUM · $683M to $683MMar 19, 2025 to May 5, 2025
- RAUM · $683M to $683MMar 19, 2025 to May 5, 2025
- Accounts · 6 to 8Apr 22, 2024 to Mar 19, 2025
- Pooled vehicle clients · 6 to 8Apr 22, 2024 to Mar 19, 2025
- Assets in custody · $47.8M to $36.1MApr 22, 2024 to Mar 19, 2025
- Private funds · 6 to 8Apr 22, 2024 to Mar 19, 2025
- Discretionary RAUM · $436M to $683MApr 22, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $436M to $683MApr 22, 2024 to Mar 19, 2025
- RAUM · $436M to $683MApr 22, 2024 to Mar 19, 2025
- Assets in custody · $44.9M to $47.8MMay 3, 2023 to Mar 22, 2024
- Discretionary RAUM · $447M to $436MMay 3, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $447M to $436MMay 3, 2023 to Mar 22, 2024
- RAUM · $447M to $436MMay 3, 2023 to Mar 22, 2024
- Assets in custody · $44.9M to $44.9MMar 28, 2023 to May 3, 2023
- Discretionary RAUM · $447M to $447MMar 28, 2023 to May 3, 2023
- Pooled vehicle RAUM · $447M to $447MMar 28, 2023 to May 3, 2023
- RAUM · $447M to $447MMar 28, 2023 to May 3, 2023
- Advisory employees · 9 to 12May 3, 2022 to Mar 28, 2023
- Assets in custody · $54.6M to $44.9MMay 3, 2022 to Mar 28, 2023
- Employees · 11 to 13May 3, 2022 to Mar 28, 2023
- Discretionary RAUM · $421M to $447MMay 3, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $421M to $447MMay 3, 2022 to Mar 28, 2023
- RAUM · $421M to $447MMay 3, 2022 to Mar 28, 2023
- Assets in custody · $54.6M to $54.6MMar 28, 2022 to May 3, 2022
- Discretionary RAUM · $421M to $421MMar 28, 2022 to May 3, 2022
- Pooled vehicle RAUM · $421M to $421MMar 28, 2022 to May 3, 2022
- RAUM · $421M to $421MMar 28, 2022 to May 3, 2022
- Assets in custody · $186M to $54.6MJun 28, 2021 to Mar 28, 2022
- Employees · 13 to 11Jun 28, 2021 to Mar 28, 2022
Signals
2 dated events
- P•••••••• E••••• L•• reported RAUM $683.2M, up 57% from $436.3M (2024-04-22 to 2025-03-19)Mar 19, 2025 · RAUM change · derived
- P•••••••• E••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• E••••• L•• · Independent Sponsorsshared crd · capital_provider
- P•••••••• E••••• L•• · Private Equityshared crd · organization
- P•••••••• E••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/periscope-equity-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- periscopeequity.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-281-6205reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026