DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••••••••• B••••••• • M•••••••• P• C• ••••

Former SEC-registered adviserBethesda, MarylandCRD 290348SEC 801-112855websiteIAPD
Latest filing Mar 28, 2024
First filing on the tape Mar 16, 2018 · 13 filings
SEC status approved since Apr 19, 2018
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
100
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM: no history
HNW client RAUM$0 as of Mar 28, 2024
Mar 26, 2020$0 then
State-registered IARs (5.B.3)6 as of Mar 28, 2024
Mar 7, 20195 then
Employees (5.A)100 as of Mar 28, 2024
Mar 7, 20195 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 4 to 6
Practice profile
derived from the filing of Mar 28, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
8derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$0derivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
16.7derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+114%derived
Compensation
hourlyreportedItem 5.E
Advisory activities
financial planning, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
28reported
HNW clients
17reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B•••••••• J•••••• P••••••• · Vice President & Chief Compliance Officercontrol
      since 01/2005 · owns 5% to 10%
    • L••••••••• K••••• A••••• · Shareholdercontrol
      since 01/2005 · owns 10% to 25%
    • W•••••• D•••••• L•••••• · Presidentcontrol
      since 01/2005 · owns 10% to 25%
    • B•••••• D•••••••• V• · Shareholder
      since 01/2018 · owns 10% to 25%
    • C•••••••• H••••• W••••• · Shareholder
      since 01/2005 · owns 5% to 10%
    • C•••••••• J•••• R••••• · Treasurer
      since 01/2005 · owns 5% to 10%
    • K•••••• D•••••• P• · Shareholder
      since 01/2021 · owns less than 5%
    • M•••••• R••••••• E••••• · Vice President
      since 01/2005 · owns 10% to 25%
    Related persons
    Schedule D 7.A
    • M•• B••••••• I••••••••• L•• D•••• M•• L••
      investment advisery
    Advisers that list C••••••••• B••••••• • M•••••••• P• C• •••• as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Bethesda, Md · principal000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory employees · 5 to 6
      Mar 28, 2023 to Mar 28, 2024
    • Individual clients · 4 to 28
      Mar 28, 2023 to Mar 28, 2024
    • Insurance-licensed employees · 3 to 6
      Mar 28, 2023 to Mar 28, 2024
    • Financial planning clients · 11-25 to 26-50
      Mar 28, 2023 to Mar 28, 2024
    • State-registered IARs · 4 to 6
      Mar 28, 2023 to Mar 28, 2024
    • Advisory employees · 6 to 5
      Mar 29, 2022 to Mar 28, 2023
    • HNW clients · 0 to 17
      Mar 29, 2022 to Mar 28, 2023
    • Individual clients · 0 to 4
      Mar 29, 2022 to Mar 28, 2023
    • Insurance-licensed employees · 4 to 3
      Mar 29, 2022 to Mar 28, 2023
    • Financial planning clients · 51-100 to 11-25
      Mar 29, 2022 to Mar 28, 2023
    • State-registered IARs · 5 to 4
      Mar 29, 2022 to Mar 28, 2023
    • Other offices · 1 to 0
      Mar 29, 2022 to Mar 28, 2023
    • Advisory activities · 1 to 3
      Apr 6, 2021 to Mar 29, 2022
    • Employees · 6 to 100
      Apr 6, 2021 to Mar 29, 2022
    • Advisory employees · 5 to 6
      Jul 1, 2020 to Mar 22, 2021
    • Employees · 5 to 6
      Jul 1, 2020 to Mar 22, 2021
    • Charity clients · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Corporate clients · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • HNW clients · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Individual clients · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Pension plan clients · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Pooled vehicle clients · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Other offices · 0 to 1
      Mar 11, 2019 to Mar 26, 2020
    • HNW RAUM · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Individual RAUM · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Pension RAUM · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Pooled vehicle RAUM · unset to 0.0
      Mar 11, 2019 to Mar 26, 2020
    • Financial planning clients · 0 to 51-100
      Jan 29, 2019 to Mar 7, 2019
    • Accounts · 0.0 to unset
      Oct 16, 2018 to Jan 29, 2019
    • Discretionary RAUM · 0.0 to unset
      Oct 16, 2018 to Jan 29, 2019
    • Non-discretionary RAUM · 0.0 to unset
      Oct 16, 2018 to Jan 29, 2019
    • RAUM · 0.0 to unset
      Oct 16, 2018 to Jan 29, 2019
    Signals
    6 dated events
    • C••••••••• B••••••• • M•••••••• P• C• •••• no longer on the SEC adviser roster (last listed 2025-01-02)
      Feb 3, 2025 · Left the SEC roster · derived
    • A•••• N•••••• F••••••• left C••••••••• B••••••• • M•••••••• P• C• •••• for C•••••••• W••••• L•• (registered 2024-04-03)
      Jan 3, 2025 · Advisor changed firm · fact
    • S Aleksandr Seleznev (Chief Investment Officer) no longer on Schedule A of C••••••••• B••••••• • M•••••••• P• C• •••• (listed 2023-03-28, absent 2024-03-28)
      Mar 28, 2024 · Control person left · inference
    • Ellen Debora May (Vice President) no longer on Schedule A of C••••••••• B••••••• • M•••••••• P• C• •••• (listed 2022-03-29, absent 2023-03-28)
      Mar 28, 2023 · Control person left · inference
    • S Aleksandr Seleznev (Shareholder, Cfa, Cfp) appeared on Schedule A of C••••••••• B••••••• • M•••••••• P• C• ••••
      Mar 29, 2022 · Control person joined · fact
    • C••••••••• B••••••• • M•••••••• P• C• •••• filed its initial SEC registration (Form ADV)
      Mar 16, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026