DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••••••• M••••••••• L•••
Latest filing Mar 18, 2026
First filing on the tape Oct 17, 2017 · 14 filings
SEC status approved since Nov 21, 2017
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.1B as of Mar 18, 2026
Mar 29, 2018$202M then
HNW client RAUM$0 as of Mar 18, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 29, 20180 then
Employees (5.A)4 as of Mar 18, 2026
Mar 29, 20184 then
Private funds3 as of Mar 18, 2026
Mar 29, 20181 then
RAUM +14% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $351MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••••• P••••••• F•••• L••• | Private Equity Fund | $571M | 67 | Mar 29, 2018 |
| R••••••••• P••••••• F••• I•• L••• | Private Equity Fund | $283M | 38 | Mar 24, 2022 |
Owners and control persons
Schedule A and B, latest filing
- F•••• E•••••• N••• · Chief Compliance Officer And Chief Financial Officercontrolsince 09/2017 · owns less than 5%
- G••••• A••••• · Directorcontrolsince 09/2017 · owns less than 5%
- W••••••• I•••••• M•••••• · Limited Partnercontrolsince 09/2017 · owns 75% or more
- W••••••• I•••••• M•••••• · Membercontrolsince 08/2017 · owns 75% or more of R••••••••• P••••••• L••
Entity owners
- R••••••••• P••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- R••••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 18, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-19 and 2026-03-18; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 93% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.1B to $1.1BOct 24, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $1.1B to $1.1BOct 24, 2025 to Mar 18, 2026
- RAUM · $1.1B to $1.1BOct 24, 2025 to Mar 18, 2026
- Accounts · 2 to 3Mar 19, 2025 to Oct 24, 2025
- Pooled vehicle clients · 2 to 3Mar 19, 2025 to Oct 24, 2025
- Private funds · 2 to 3Mar 19, 2025 to Oct 24, 2025
- Discretionary RAUM · $924M to $1.1BMar 19, 2025 to Oct 24, 2025
- Pooled vehicle RAUM · $924M to $1.1BMar 19, 2025 to Oct 24, 2025
- RAUM · $924M to $1.1BMar 19, 2025 to Oct 24, 2025
- Assets in custody · 854390324.0 to unsetMar 26, 2024 to Mar 19, 2025
- Custody of client assets · true to falseMar 26, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 19, 2025
- Discretionary RAUM · $854M to $924MMar 26, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $854M to $924MMar 26, 2024 to Mar 19, 2025
- RAUM · $854M to $924MMar 26, 2024 to Mar 19, 2025
- Assets in custody · $688M to $854MMar 24, 2023 to Mar 26, 2024
- Discretionary RAUM · $688M to $854MMar 24, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $688M to $854MMar 24, 2023 to Mar 26, 2024
- RAUM · $688M to $854MMar 24, 2023 to Mar 26, 2024
- Assets in custody · $683M to $688MMar 24, 2022 to Mar 24, 2023
- HQ city · NEW YORK to TEANECKMar 24, 2022 to Mar 24, 2023
- HQ state · NY to NJMar 24, 2022 to Mar 24, 2023
- Discretionary RAUM · $683M to $688MMar 24, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $683M to $688MMar 24, 2022 to Mar 24, 2023
- RAUM · $683M to $688MMar 24, 2022 to Mar 24, 2023
- Accounts · 1 to 2Oct 28, 2021 to Mar 24, 2022
- Pooled vehicle clients · 1 to 2Oct 28, 2021 to Mar 24, 2022
- Assets in custody · $540M to $683MOct 28, 2021 to Mar 24, 2022
- Private funds · 1 to 2Oct 28, 2021 to Mar 24, 2022
- Discretionary RAUM · $540M to $683MOct 28, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $540M to $683MOct 28, 2021 to Mar 24, 2022
- RAUM · $540M to $683MOct 28, 2021 to Mar 24, 2022
- Assets in custody · $528M to $540MMar 27, 2020 to Mar 31, 2021
- Discretionary RAUM · $528M to $540MMar 27, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $528M to $540MMar 27, 2020 to Mar 31, 2021
- RAUM · $528M to $540MMar 27, 2020 to Mar 31, 2021
- Assets in custody · $307M to $528MMar 28, 2019 to Mar 27, 2020
- Discretionary RAUM · $307M to $528MMar 28, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $307M to $528MMar 28, 2019 to Mar 27, 2020
- RAUM · $307M to $528MMar 28, 2019 to Mar 27, 2020
Signals
4 dated events
- R••••••••• M••••••••• L••• reported RAUM $682.6M, up 26% from $539.9M (2021-10-28 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- R••••••••• M••••••••• L••• reported RAUM $528.4M, up 72% from $307.0M (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- R••••••••• M••••••••• L••• reported RAUM $307.0M, up 52% from $202.1M (2018-03-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- R••••••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Oct 17, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R••••••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- R••••••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- R•••••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-688-0496reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026