DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•• A•••• M••••••••• L••

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 290487SEC 801-112157websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Nov 13, 2017 · 21 filings
SEC status approved since Dec 14, 2017
RAUM
$533M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$533M as of Mar 31, 2026
Mar 29, 2018$908M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 31, 2021$10.5M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20180 then
Employees (5.A)27 as of Mar 31, 2026
Mar 29, 201810 then
Private funds14 as of Mar 31, 2026
Mar 28, 20191 then
RAUM +8.4% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$38.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-100%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$533M, 14 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$533M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
14reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$533M for 14 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      17 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•• D•••••• V••••••• F••• I• L••Venture Capital Fund$120M50Oct 17, 2018
      C•• D•••••• V••••••• F••• I• ••• L••Venture Capital Fund$67.6M56Mar 30, 2022
      C•• D•••••• V••••••• F••• I• L••Venture Capital Fund$67.0M88Mar 30, 2022
      C•• D•••••• O••••••••• F••• L••Venture Capital Fund$45.9M100Mar 30, 2023
      C•• D•••••• I••••••••• I• L•• • S••••• 7•Venture Capital Fund$10.0M76Mar 30, 2022
      C•• D•••••• I••••••••• I• L•• • S••••• 1•Venture Capital Fund$3.9M17Mar 28, 2024
      C•• D•••••• I••••••••• I• L•• • S••••• 6•Venture Capital Fund$3.7M35Mar 30, 2022
      C•• D•••••• I••••••••• L••Venture Capital Fund$3.4M22Mar 28, 2024
      C•• D•••••• I••••••••• I• L•• • S••••• 1•Venture Capital Fund$2.8M26Mar 30, 2022
      C•• D•••••• I••••••••• I• L•• • S••••• 5•Venture Capital Fund$2.3M21Mar 30, 2022
      C•• D•••••• I••••••••• I• L•• • S••••• 1•Venture Capital Fund$2.2M20Mar 30, 2023
      C•• D•••••• I••••••••• I• L•• • S••••• 4•Venture Capital Fund$2.1M23Mar 31, 2021
      C•• D•••••• I••••••••• I• L•• • S••••• 8•Venture Capital Fund$1.0M12Mar 30, 2022
      C•• D•••••• I••••••••• I• L•• • S••••• 9•Venture Capital Fund$679,40342Mar 30, 2022
      C•• D•••••• I••••••••• I• L•• • S••••• 2•Venture Capital Fund$07Mar 31, 2021
      C•• D•••••• I••••••••• I• L•• • S••••• 3•Venture Capital Fund$018Mar 31, 2021
      C•• D•••••• I••••••••• I• L•• • S••••• 1•Venture Capital Fund$07Mar 31, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••• C•••• A•••• · Coocontrol
        since 09/2017 · owns less than 5%
      • K•••••• C••••••••• M•••• · General Counselcontrol
        since 06/2021 · owns less than 5%
      • C••••• S••••• A•••• · Managing Membercontrol
        since 10/2011 · owns 25% to 50% of G•• L••
      • L••••••• J••••••• · Managing Membercontrol
        since 10/2011 · owns 25% to 50% of G•• L••
      • K•••••• S••••••••• C••••••••• · Chief Compliance Officer
        since 06/2022 · owns less than 5%
      Entity owners
      • C•• D•••••• H••••••• L•• · Managing Member
        direct · owns 75% or more
      • G•• L•• · Managing Member
        indirect · owns 75% or more of C•• D•••••• H••••••• L••
      Related persons
      Schedule D 7.A
      Advisers that list C•• A•••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 22 to 14
        Oct 16, 2025 to Mar 31, 2026
      • Advisory activities · 3 to 1
        Oct 16, 2025 to Mar 31, 2026
      • Corporate clients · 4 to 0
        Oct 16, 2025 to Mar 31, 2026
      • HNW clients · 3 to 0
        Oct 16, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 15 to 14
        Oct 16, 2025 to Mar 31, 2026
      • Assets in custody · $490M to $533M
        Oct 16, 2025 to Mar 31, 2026
      • Employees · 31 to 27
        Oct 16, 2025 to Mar 31, 2026
      • Private funds · 15 to 14
        Oct 16, 2025 to Mar 31, 2026
      • Discretionary RAUM · $491M to $533M
        Oct 16, 2025 to Mar 31, 2026
      • HNW RAUM · $1.0M to $0
        Oct 16, 2025 to Mar 31, 2026
      • Individual RAUM · unset to 0.0
        Oct 16, 2025 to Mar 31, 2026
      • Pension RAUM · unset to 0.0
        Oct 16, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $490M to $533M
        Oct 16, 2025 to Mar 31, 2026
      • RAUM · $491M to $533M
        Oct 16, 2025 to Mar 31, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to Jun 27, 2025
      • Accounts · 24 to 22
        May 7, 2024 to Mar 31, 2025
      • Advisory employees · 11 to 12
        May 7, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 17 to 15
        May 7, 2024 to Mar 31, 2025
      • Assets in custody · $396M to $490M
        May 7, 2024 to Mar 31, 2025
      • Employees · 30 to 31
        May 7, 2024 to Mar 31, 2025
      • Private funds · 17 to 15
        May 7, 2024 to Mar 31, 2025
      • Discretionary RAUM · $397M to $491M
        May 7, 2024 to Mar 31, 2025
      • HNW RAUM · $596,848 to $1.0M
        May 7, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $396M to $490M
        May 7, 2024 to Mar 31, 2025
      • RAUM · $397M to $491M
        May 7, 2024 to Mar 31, 2025
      • Accounts · 22 to 24
        May 2, 2023 to Mar 28, 2024
      • Advisory employees · 10 to 11
        May 2, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 15 to 17
        May 2, 2023 to Mar 28, 2024
      • Assets in custody · $388M to $396M
        May 2, 2023 to Mar 28, 2024
      • Employees · 25 to 30
        May 2, 2023 to Mar 28, 2024
      • Private funds · 15 to 17
        May 2, 2023 to Mar 28, 2024
      • Discretionary RAUM · $389M to $397M
        May 2, 2023 to Mar 28, 2024
      • HNW RAUM · $203,100 to $596,848
        May 2, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $388M to $396M
        May 2, 2023 to Mar 28, 2024
      • RAUM · $389M to $397M
        May 2, 2023 to Mar 28, 2024
      • Accounts · 20 to 22
        Dec 13, 2022 to Mar 30, 2023
      • Advisory employees · 7 to 10
        Dec 13, 2022 to Mar 30, 2023
      • BD registered reps · 1 to 0
        Dec 13, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 13 to 15
        Dec 13, 2022 to Mar 30, 2023
      • Assets in custody · $399M to $388M
        Dec 13, 2022 to Mar 30, 2023
      Signals
      6 dated events
      • C•• A•••• M••••••••• L•• reported RAUM $404.1M, up 180% from $144.4M (2021-06-03 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • Marie Christine Kailus (Cco) appeared on Schedule A of C•• A•••• M••••••••• L••
        Mar 30, 2022 · Control person joined · fact
      • Alan Timothy Stoner (Cco) no longer on Schedule A of C•• A•••• M••••••••• L•• (listed 2019-03-28, absent 2019-08-19)
        Aug 19, 2019 · Control person left · inference
      • C•• A•••• M••••••••• L•• reported RAUM $25.8M, down 98% from $1.2B (2018-10-17 to 2019-03-28)
        Mar 28, 2019 · RAUM change · derived
      • C•• A•••• M••••••••• L•• reported RAUM $1.2B, up 32% from $907.6M (2018-03-29 to 2018-10-17)
        Oct 17, 2018 · RAUM change · derived
      • C•• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Nov 13, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/cmtdigitalreportedpublic record, Form ADV, Sep 19, 2026
      Website
      cmt.digitalreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      312-930-9050reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026