DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• R••• A•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Nov 2, 2017 · 16 filings
SEC status approved since Dec 7, 2017
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.4B as of Mar 31, 2026
Mar 27, 2018$43.8M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 27, 20180 then
Employees (5.A)30 as of Mar 31, 2026
Mar 27, 20180 then
Private funds7 as of Mar 31, 2026
Mar 27, 20182 then
RAUM +23% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $130MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B74%
- Corporations and businesses$373M26%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.74 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• R••• E••••• S•••••• O••••••••• F•••• L• | Real Estate Fund | $338M | 239 | Mar 31, 2021 |
| T•••• S•••••• I••••• F••• 5• I•••••••••no longer reported | Real Estate Fund | $304M | 178 | Mar 30, 2017 |
| T•••• I••••• F••• I•••••••••no longer reported | Real Estate Fund | $19.7M | 152 | Mar 30, 2017 |
| T•••• I••••••••• F••• 3• L•no longer reported | Real Estate Fund | $4.3M | 37 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• D•••••• J•••• · Head Of Investmentscontrolsince 10/2017 · owns less than 5%
- P•••••• G••••••• M••• · Chief Financial Officercontrolsince 10/2017 · owns less than 5%
- S••••••••• S••••• W•••• · Chief Operating Officercontrolsince 07/2023 · owns less than 5%
- U••••• V•••••• S•••• · Chief Executive Officercontrolsince 12/2018 · owns less than 5%
- U••••• V•••••• S•••• · Managing Membercontrolsince 04/2021 · owns F of M•••• C•••••• G••••• L•
- M•••••• B••••••••• · Chief Compliance Officersince 03/2020 · owns less than 5%
Entity owners
- T•••• C•••••• P•••••••• L•• · Memberdirect · owns 75% or more
- M•••• C•••••• M••••••••• L• · Memberindirect · owns 75% or more of T•••• C•••••• P•••••••• L••
- M•••• C•••••• G•• L•• · General Partnerindirect · owns F of M•••• C•••••• G••••• L•
- M•••• C•••••• G••••• L• · General Partnerindirect · owns F of M•••• C•••••• M••••••••• L•
Related persons
Schedule D 7.A
- M•••• C•••••• A•••••••• L••investment advisery
- T•••• C•••••• P•••••••• L••pooled vehicle sponsory
- T•••• F••• A•••••••• L••investment adviseryRAUM $23.6M
Advisers that list T•••• R••• A•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 31, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-31, no on the filing of 2026-03-31peers: asset managers, $1B to $5B (1,506)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 0.0% to 26.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Advisory employees · 17 to 15Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 10Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $1.1B to $0Mar 31, 2025 to Mar 31, 2026
- Custody of client assets · true to falseMar 31, 2025 to Mar 31, 2026
- Employees · 26 to 30Mar 31, 2025 to Mar 31, 2026
- Private funds · 5 to 7Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.4BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.1BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.4BMar 31, 2025 to Mar 31, 2026
- Accounts · 6 to 11Aug 16, 2024 to Mar 31, 2025
- Advisory employees · 0 to 17Aug 16, 2024 to Mar 31, 2025
- BD registered reps · 0 to 2Aug 16, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 11Aug 16, 2024 to Mar 31, 2025
- Employees · 0 to 26Aug 16, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Aug 16, 2024 to Mar 31, 2025
- Private funds · 1 to 5Aug 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $1.2BAug 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $1.2BAug 16, 2024 to Mar 31, 2025
- RAUM · $1.1B to $1.2BAug 16, 2024 to Mar 31, 2025
- Accounts · 5 to 6Mar 31, 2023 to Mar 30, 2024
- Pooled vehicle clients · 5 to 6Mar 31, 2023 to Mar 30, 2024
- Assets in custody · $39.6M to $1.1BMar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $1.0B to $1.1BMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $1.0B to $1.1BMar 31, 2023 to Mar 30, 2024
- RAUM · $1.0B to $1.1BMar 31, 2023 to Mar 30, 2024
- Accounts · 4 to 5Jan 22, 2023 to Mar 31, 2023
- Pooled vehicle clients · 4 to 5Jan 22, 2023 to Mar 31, 2023
- Assets in custody · $674M to $39.6MJan 22, 2023 to Mar 31, 2023
- Discretionary RAUM · $674M to $1.0BJan 22, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $674M to $1.0BJan 22, 2023 to Mar 31, 2023
- RAUM · $674M to $1.0BJan 22, 2023 to Mar 31, 2023
- Assets in custody · $464M to $674MMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $464M to $674MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $464M to $674MMar 31, 2021 to Mar 31, 2022
- RAUM · $464M to $674MMar 31, 2021 to Mar 31, 2022
- Accounts · 5 to 4Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 5 to 4Mar 30, 2020 to Mar 31, 2021
- Assets in custody · unset to 463949888.0Mar 30, 2020 to Mar 31, 2021
- Custody of client assets · false to trueMar 30, 2020 to Mar 31, 2021
- Private funds · 3 to 1Mar 30, 2020 to Mar 31, 2021
Signals
9 dated events
- Weber Sarah Schwarzschild (Chief Operating Officer) appeared on Schedule A of T•••• R••• A•••••••• L••Mar 30, 2024 · Control person joined · fact
- T•••• R••• A•••••••• L•• reported RAUM $1.0B, up 50% from $674.2M (2023-01-22 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- T•••• R••• A•••••••• L•• reported RAUM $674.2M, up 45% from $463.9M (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Bernadette Murphy (Chief Compliance Officer) appeared on Schedule A of T•••• R••• A•••••••• L••Mar 30, 2020 · Control person joined · fact
- Sam Michael Cardello (Chief Compliance Officer) no longer on Schedule A of T•••• R••• A•••••••• L•• (listed 2019-05-07, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Hampton Stephen Hamrick (President) no longer on Schedule A of T•••• R••• A•••••••• L•• (listed 2019-05-07, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- David Bruce Batkin (Chief Executive Officer) no longer on Schedule A of T•••• R••• A•••••••• L•• (listed 2018-08-20, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
- S•••• V••••• U•••• (Chief Executive Officer) appeared on Schedule A of T•••• R••• A•••••••• L••Mar 27, 2019 · Control person joined · fact
- T•••• R••• A•••••••• L•• filed its initial SEC registration (Form ADV)Nov 2, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••• R••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•••• R••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mavik-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- t•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-753-5100reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•••• R••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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