DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•••• M••••••••• L•
Latest filing Apr 7, 2026
First filing on the tape Nov 3, 2017 · 20 filings
SEC status approved since Dec 1, 2017
RAUM
$109M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$109M as of Apr 7, 2026
Mar 14, 2018$242M then
HNW client RAUM$0 as of Apr 7, 2026
Mar 14, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 7, 2026
Mar 14, 20180 then
Employees (5.A)4 as of Apr 7, 2026
Mar 14, 20189 then
Private funds1 as of Apr 7, 2026
Mar 14, 20181 then
RAUM +21% over the last fiscal year-7.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$109M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•••• M••••• F•••• L••• | Hedge Fund | $90.2M | 18 | Mar 14, 2018 |
| I•••• M• S••• L• | Private Equity Fund | $9.6M | 18 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• J•••••• A••• · Ceo/Cio/Limited Partnercontrolsince 12/2017 · owns 75% or more
- W••••••• R••••••• K•••• · General Counsel / Chief Compliance Officer / Chief Operating Officercontrolsince 07/2021 · owns less than 5%
- S••••••• J•••••• A••• · Managing Membercontrolsince 07/2017 · owns 75% or more of I•••• M••••••••• G•• L••
Entity owners
- I•••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- I•••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 6Mar 10, 2025 to Mar 11, 2026
- Advisory employees · 5 to 3Mar 10, 2025 to Mar 11, 2026
- Pooled vehicle clients · 5 to 6Mar 10, 2025 to Mar 11, 2026
- Employees · 7 to 4Mar 10, 2025 to Mar 11, 2026
- Discretionary RAUM · $89.6M to $109MMar 10, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $89.6M to $109MMar 10, 2025 to Mar 11, 2026
- RAUM · $89.6M to $109MMar 10, 2025 to Mar 11, 2026
- Accounts · 4 to 5Mar 28, 2024 to Mar 10, 2025
- Advisory employees · 4 to 5Mar 28, 2024 to Mar 10, 2025
- Pooled vehicle clients · 4 to 5Mar 28, 2024 to Mar 10, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 10, 2025
- Discretionary RAUM · $28.8M to $89.6MMar 28, 2024 to Mar 10, 2025
- Pooled vehicle RAUM · $28.8M to $89.6MMar 28, 2024 to Mar 10, 2025
- RAUM · $28.8M to $89.6MMar 28, 2024 to Mar 10, 2025
- Accounts · 6 to 4May 16, 2023 to Mar 28, 2024
- Discretionary RAUM · $138M to $28.8MMay 16, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $90.2M to $28.8MMay 16, 2023 to Mar 28, 2024
- RAUM · $138M to $28.8MMay 16, 2023 to Mar 28, 2024
- Related bank · true to falseMay 16, 2023 to Mar 28, 2024
- Accounts · 5 to 6Sep 14, 2022 to Mar 28, 2023
- Advisory employees · 9 to 4Sep 14, 2022 to Mar 28, 2023
- Pooled vehicle clients · 3 to 4Sep 14, 2022 to Mar 28, 2023
- Employees · 13 to 7Sep 14, 2022 to Mar 28, 2023
- Discretionary RAUM · $2.4B to $138MSep 14, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.8B to $90.2MSep 14, 2022 to Mar 28, 2023
- RAUM · $2.4B to $138MSep 14, 2022 to Mar 28, 2023
- Advisory employees · 6 to 9Jul 1, 2021 to Mar 30, 2022
- Employees · 11 to 13Jul 1, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.4B to $2.4BJul 1, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $552M to $1.8BJul 1, 2021 to Mar 30, 2022
- RAUM · $1.4B to $2.4BJul 1, 2021 to Mar 30, 2022
- Employees · 8 to 11Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $678M to $1.4BMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $394M to $552MMar 30, 2020 to Mar 31, 2021
- RAUM · $678M to $1.4BMar 30, 2020 to Mar 31, 2021
- Advisory employees · 5 to 6Nov 13, 2019 to Mar 30, 2020
- Discretionary RAUM · $478M to $678MNov 13, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $247M to $394MNov 13, 2019 to Mar 30, 2020
- RAUM · $478M to $678MNov 13, 2019 to Mar 30, 2020
- Employees · 9 to 8Mar 27, 2019 to Aug 16, 2019
Signals
12 dated events
- I•••• M••••••••• L• reported RAUM $28.8M, down 79% from $138.0M (2023-05-16 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- I•••• M••••••••• L• reported RAUM $138.0M, down 94% from $2.4B (2022-09-14 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- I•••• M••••••••• L• reported RAUM $2.4B, up 75% from $1.4B (2021-07-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- H. Desai Pranav (Chief Financial Officer) no longer on Schedule A of I•••• M••••••••• L• (listed 2021-07-01, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Kahan Rebecca Waldman (General Counsel / Chief Compliance Officer) appeared on Schedule A of I•••• M••••••••• L•Jul 1, 2021 · Control person joined · fact
- I•••• M••••••••• L• reported RAUM $1.4B, up 102% from $677.8M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- I•••• M••••••••• L• reported RAUM $677.8M, up 42% from $478.1M (2019-11-13 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Putnam Rufus Coes (Limited Partner, Operations) no longer on Schedule A of I•••• M••••••••• L• (listed 2019-11-13, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Michael James Cappiello (Limited Partner, Analyst) no longer on Schedule A of I•••• M••••••••• L• (listed 2019-08-16, absent 2019-11-13)Nov 13, 2019 · Control person left · inference
- H. Desai Pranav (Cfo/Cco) appeared on Schedule A of I•••• M••••••••• L•Aug 16, 2019 · Control person joined · fact
- I•••• M••••••••• L• reported RAUM $478.1M, up 97% from $242.3M (2018-04-11 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- I•••• C••••••• L•• filed its initial SEC registration (Form ADV)Nov 3, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I•••• M••••••••• L• · Independent Sponsorsshared crd · capital_provider
- I•••• M••••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/islet-capital-managemetreportedpublic record, Form ADV, Sep 18, 2026
- Website
- isletcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-381-1990reportedpublic record, Form ADV, Apr 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026