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Former SEC-registered adviser

M•••• C•••••• L•

Former SEC-registered adviserNew York, New YorkCRD 290610SEC 801-112250IAPD
Latest filing May 3, 2018
First filing on the tape Dec 4, 2017 · 2 filings
RAUM
$130M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$30.2M gross assets
History
2 filings and snapshots on the tape
RAUM$130M as of May 3, 2018
Dec 4, 2017$9.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 3, 2018
Dec 4, 20170 then
Employees (5.A)2 as of May 3, 2018
Dec 4, 20171 then
Private funds: 1
Practice profile
derived from the filing of May 3, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$64.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$30.2M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•••• C•••••• I••••• F••• L•Hedge Fund$30.2M8May 3, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• A••• · Founding Partner/Ccocontrol
        since 10/2017 · owns 75% or more
      • G••••• A••• · Ceocontrol
        since 10/2017 · owns 75% or more of M•••• C•••••• A•••••••• I•••
      Entity owners
      • M•••• C•••••• A•••••••• I••• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • M•••• C•••••• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 2
        Dec 4, 2017 to May 3, 2018
      • Advisory employees · 1 to 2
        Dec 4, 2017 to May 3, 2018
      • Business name · S•••• S••••• C•••••• L• to M•••• C•••••• L•
        Dec 4, 2017 to May 3, 2018
      • Pooled vehicle clients · unset to 1.0
        Dec 4, 2017 to May 3, 2018
      • Assets in custody · unset to 0.0
        Dec 4, 2017 to May 3, 2018
      • Employees · 1 to 2
        Dec 4, 2017 to May 3, 2018
      • HQ city · unset to NEW YORK
        Dec 4, 2017 to May 3, 2018
      • HQ state · unset to NY
        Dec 4, 2017 to May 3, 2018
      • Legal name · S•••• S••••• C•••••• L• to M•••• C•••••• L•
        Dec 4, 2017 to May 3, 2018
      • Private funds · unset to 1
        Dec 4, 2017 to May 3, 2018
      • Discretionary RAUM · $9.9M to $130M
        Dec 4, 2017 to May 3, 2018
      • Pooled vehicle RAUM · unset to 30220528.0
        Dec 4, 2017 to May 3, 2018
      • RAUM · $9.9M to $130M
        Dec 4, 2017 to May 3, 2018
      Signals
      1 dated events
      • S•••• S••••• C•••••• L• filed its initial SEC registration (Form ADV)
        Dec 4, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026