DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• S•••••• A•••••••• L••
Latest filing May 15, 2026
First filing on the tape Jun 26, 2020 · 11 filings
SEC status approved since Jul 27, 2020
RAUM
$221M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$221M as of May 15, 2026
Mar 31, 2021$227M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 15, 2026
Mar 31, 20210 then
Employees (5.A)5 as of May 15, 2026
Mar 31, 20215 then
Private funds6 as of May 15, 2026
Mar 31, 20216 then
RAUM -5.0% over the last fiscal year+0.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $36.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $221M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$221M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $221M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• C•••••• O••••••••• F•••• L• | Private Equity Fund | $165M | 45 | Apr 23, 2019 |
| C•••• S•••••• S•••••• O••••••••• I•• L• | Private Equity Fund | $28.7M | 29 | Mar 31, 2021 |
| C•• C• S•••••• S••••••••• F•••• L• | Private Equity Fund | $20.1M | 26 | Apr 23, 2019 |
| C•••• S•••••• S•••••• O••••••••• I•• L•no longer reported | Private Equity Fund | $641,562 | 11 | Apr 23, 2019 |
| C•••• S•••••• S•••••• O••••••••• I••• L• | Private Equity Fund | $322,897 | 4 | Apr 23, 2019 |
| C•••• S•••••• O•••• S••• L• | Private Equity Fund | $195,021 | 10 | Apr 23, 2019 |
| M• S••• L•no longer reported | Private Equity Fund | $12,040 | 4 | Apr 23, 2019 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• I••••• I•••• · Chief Compliance Officer/Vice Presidentcontrolsince 03/2017 · owns less than 5%
- M••••••• C••••• S••• · Managercontrolsince 01/2015 · owns 50% to 75%
- P•••••• N••••• I•••••• · Managercontrolsince 01/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
- C•••• S•••••• S•••••• O••••••••• I•• G•• L•pooled vehicle sponsorn
- C•• C• G•• L•••pooled vehicle sponsorn
- C•• O•••• G•• L•pooled vehicle sponsorn
- C•• S••• O••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 6Sep 29, 2025 to Mar 27, 2026
- Pooled vehicle clients · 5 to 6Sep 29, 2025 to Mar 27, 2026
- Assets in custody · $232M to $221MSep 29, 2025 to Mar 27, 2026
- HQ city · ADDISON to Sep 29, 2025 to Mar 27, 2026
- HQ state · TX to Sep 29, 2025 to Mar 27, 2026
- Private funds · 5 to 6Sep 29, 2025 to Mar 27, 2026
- Discretionary RAUM · $232M to $221MSep 29, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $232M to $221MSep 29, 2025 to Mar 27, 2026
- RAUM · $232M to $221MSep 29, 2025 to Mar 27, 2026
- HQ city · DALLAS to ADDISONMar 28, 2025 to Sep 29, 2025
- Assets in custody · $220M to $232MDec 12, 2024 to Mar 28, 2025
- Financial planning clients · unset to Dec 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $220M to $232MDec 12, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $220M to $232MDec 12, 2024 to Mar 28, 2025
- RAUM · $220M to $232MDec 12, 2024 to Mar 28, 2025
- Assets in custody · $212M to $220MMar 30, 2023 to Mar 22, 2024
- Discretionary RAUM · $218M to $220MMar 30, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $218M to $220MMar 30, 2023 to Mar 22, 2024
- RAUM · $218M to $220MMar 30, 2023 to Mar 22, 2024
- Assets in custody · $230M to $212MMar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $236M to $218MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $236M to $218MMar 30, 2022 to Mar 30, 2023
- RAUM · $236M to $218MMar 30, 2022 to Mar 30, 2023
- Accounts · 6 to 5Mar 31, 2021 to Mar 30, 2022
- Pooled vehicle clients · 6 to 5Mar 31, 2021 to Mar 30, 2022
- Assets in custody · unset to 230394395.0Mar 31, 2021 to Mar 30, 2022
- Custody of client assets · false to trueMar 31, 2021 to Mar 30, 2022
- Private funds · 6 to 5Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $227M to $236MMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $227M to $236MMar 31, 2021 to Mar 30, 2022
- RAUM · $227M to $236MMar 31, 2021 to Mar 30, 2022
- Accounts · 5 to 6Jun 26, 2020 to Mar 31, 2021
- Pooled vehicle clients · 5 to 6Jun 26, 2020 to Mar 31, 2021
- Private funds · 10 to 6Jun 26, 2020 to Mar 31, 2021
- Discretionary RAUM · $185M to $227MJun 26, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $185M to $227MJun 26, 2020 to Mar 31, 2021
- RAUM · $185M to $227MJun 26, 2020 to Mar 31, 2021
Signals
1 dated events
- C•••• S•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• S•••••• A•••••••• L•• · Private Equityshared crd · organization
- C•••• S•••••• A•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cedar-springs-capital/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- cedarspringscapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-495-1562reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026