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Former SEC-registered adviser

G•••••• G••••• H••••• P•••••••

Former SEC-registered adviserCRD 290899SEC 801-113676websiteIAPD
Legal name G•••••• G••••• H••••• P••••••• M••••••••• C••• L•••••
Latest filing Mar 12, 2024
First filing on the tape Jun 25, 2018 · 8 filings
SEC status approved since Jul 26, 2018
RAUM
$209M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
$209M gross assets
History
8 filings and snapshots on the tape
RAUM$209M as of Mar 12, 2024
Mar 18, 2019$161M then
HNW client RAUM$0 as of Mar 12, 2024
Mar 18, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 12, 2024
Mar 18, 20190 then
Employees (5.A)3 as of Mar 12, 2024
Mar 18, 20194 then
Private funds1 as of Mar 12, 2024
Mar 18, 20191 then
RAUM -1.0% over the last fiscal year+0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 12, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$209MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-1.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$209M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•••••• G••••• H••••• P•••••••• L•••Private Equity Fund$209M9Nov 28, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• M•••• J•••• · Managing Member & Chief Compliance Officercontrol
        since 09/2017 · owns 50% to 75%
      • D••••• D••••• M••••• · Managing Membercontrol
        since 09/2017 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • G•••••• G••••• H••••• P••••••• G•• L•••••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $211M to $209M
        Apr 4, 2023 to Mar 12, 2024
      • Pooled vehicle RAUM · $211M to $209M
        Apr 4, 2023 to Mar 12, 2024
      • RAUM · $211M to $209M
        Apr 4, 2023 to Mar 12, 2024
      • Discretionary RAUM · $268M to $211M
        Mar 30, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $268M to $211M
        Mar 30, 2022 to Mar 29, 2023
      • RAUM · $268M to $211M
        Mar 30, 2022 to Mar 29, 2023
      • Advisory employees · 4 to 3
        Mar 23, 2021 to Mar 30, 2022
      • Employees · 4 to 3
        Mar 23, 2021 to Mar 30, 2022
      • Discretionary RAUM · $208M to $268M
        Mar 23, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $208M to $268M
        Mar 23, 2021 to Mar 30, 2022
      • RAUM · $208M to $268M
        Mar 23, 2021 to Mar 30, 2022
      • Discretionary RAUM · $174M to $208M
        Mar 27, 2020 to Mar 23, 2021
      • Pooled vehicle RAUM · $174M to $208M
        Mar 27, 2020 to Mar 23, 2021
      • RAUM · $174M to $208M
        Mar 27, 2020 to Mar 23, 2021
      • Discretionary RAUM · $161M to $174M
        Mar 18, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $161M to $174M
        Mar 18, 2019 to Mar 27, 2020
      • RAUM · $161M to $174M
        Mar 18, 2019 to Mar 27, 2020
      • Private funds · 2 to 1
        Jun 25, 2018 to Mar 18, 2019
      • Discretionary RAUM · $186M to $161M
        Jun 25, 2018 to Mar 18, 2019
      • Pooled vehicle RAUM · $186M to $161M
        Jun 25, 2018 to Mar 18, 2019
      • RAUM · $186M to $161M
        Jun 25, 2018 to Mar 18, 2019
      Signals
      2 dated events
      • G•••••• G••••• H••••• P••••••• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $209.3M)
        May 2, 2025 · Left the SEC roster · derived
      • G•••••• G••••• H••••• P••••••• filed its initial SEC registration (Form ADV)
        Jun 25, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026