DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•••••• C•••••• M••••••••• L•
Latest filing Apr 13, 2026
First filing on the tape Nov 13, 2017 · 24 filings
SEC status approved since Jan 3, 2018
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$2.0B as of Apr 13, 2026
Mar 13, 2019$227M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 13, 2026
Mar 13, 20190 then
Employees (5.A)10 as of Apr 13, 2026
Mar 13, 20194 then
Private funds1 as of Apr 13, 2026
Mar 31, 20231 then
RAUM +61% over the last fiscal year+79% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $489MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +61%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Q•••••• M••••• F••• L• | Hedge Fund | $956M | 24 | Jun 9, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H••••• Z•••••• · Chief Compliance Officer, Chief Operating Officer And Managing Partnercontrolsince 09/2019 · owns 10% to 25%
- L••• S•••••• H•• · Chief Executive Officer And Managing Partnercontrolsince 07/2017 · owns 50% to 75%
- L•••••• P•••• · Head Of Research & Development And Managing Partnercontrolsince 12/2021 · owns 25% to 50%
- L••• S•••••• H•• · Membercontrolsince 07/2017 · owns 50% to 75% of Q•••••• C•••••• M••••••••• G• L••
- L•••••• P•••• · Membercontrolsince 03/2022 · owns 25% to 50% of Q•••••• C•••••• M••••••••• G• L••
Entity owners
- Q•••••• C•••••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Q•••••• G• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
0 against comparable advisers; where to look, not conclusions
Nothing stands out against peers.
Data quality: RAUM $2,454,968,754 then $338,686,307 then $1,260,482,434 on consecutive annual amendments (2023-03-31, 2024-03-29); the middle value is likely a filing error
What changed
consecutive filings, newest first
- Accounts · 3 to 4Mar 31, 2025 to Mar 26, 2026
- Advisory employees · 6 to 5Mar 31, 2025 to Mar 26, 2026
- Pooled vehicle clients · 3 to 4Mar 31, 2025 to Mar 26, 2026
- Assets in custody · $1.2B to $1.5BMar 31, 2025 to Mar 26, 2026
- Employees · 11 to 10Mar 31, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.2B to $2.0BMar 31, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.2B to $2.0BMar 31, 2025 to Mar 26, 2026
- RAUM · $1.2B to $2.0BMar 31, 2025 to Mar 26, 2026
- Accounts · 4 to 3Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 3Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $956M to $1.2BMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.3B to $1.2BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.3B to $1.2BMar 29, 2024 to Mar 31, 2025
- RAUM · $1.3B to $1.2BMar 29, 2024 to Mar 31, 2025
- Accounts · 3 to 4Apr 28, 2023 to Mar 29, 2024
- Advisory employees · 7 to 6Apr 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 4Apr 28, 2023 to Mar 29, 2024
- Assets in custody · $261M to $956MApr 28, 2023 to Mar 29, 2024
- Employees · 12 to 11Apr 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $261M to $1.3BApr 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $261M to $1.3BApr 28, 2023 to Mar 29, 2024
- RAUM · $261M to $1.3BApr 28, 2023 to Mar 29, 2024
- Assets in custody · $339M to $261MMar 31, 2023 to Apr 28, 2023
- Discretionary RAUM · $339M to $261MMar 31, 2023 to Apr 28, 2023
- Pooled vehicle RAUM · $339M to $261MMar 31, 2023 to Apr 28, 2023
- RAUM · $339M to $261MMar 31, 2023 to Apr 28, 2023
- Accounts · 4 to 3Jun 9, 2022 to Mar 31, 2023
- Advisory employees · 8 to 7Jun 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 3Jun 9, 2022 to Mar 31, 2023
- Assets in custody · $0 to $339MJun 9, 2022 to Mar 31, 2023
- Employees · 13 to 12Jun 9, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.5B to $339MJun 9, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.5B to $339MJun 9, 2022 to Mar 31, 2023
- RAUM · $2.5B to $339MJun 9, 2022 to Mar 31, 2023
- Accounts · 1 to 4Mar 11, 2022 to Jun 9, 2022
- Pooled vehicle clients · 1 to 4Mar 11, 2022 to Jun 9, 2022
- Assets in custody · unset to 0.0Mar 11, 2022 to Jun 9, 2022
- Custody of client assets · false to trueMar 11, 2022 to Jun 9, 2022
- Private funds · unset to 1Mar 11, 2022 to Jun 9, 2022
Signals
11 dated events
- Q•••••• C•••••• M••••••••• L• reported RAUM $2.0B, up 61% from $1.2B (2025-03-31 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Q•••••• C•••••• M••••••••• L• reported RAUM $1.3B, up 383% from $261.2M (2023-04-28 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Q•••••• C•••••• M••••••••• L• reported RAUM $338.7M, down 86% from $2.5B (2022-06-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Q•••••• C•••••• M••••••••• L• reported RAUM $2.5B, up 152% from $974.6M (2021-08-12 to 2022-03-11)Mar 11, 2022 · RAUM change · derived
- Peter Lubans (Head Of Research & Development And Managing Partner) appeared on Schedule A of Q•••••• C•••••• M••••••••• L•Mar 11, 2022 · Control person joined · fact
- Q•••••• C•••••• M••••••••• L• reported RAUM $1.0B, up 343% from $227.2M (2019-10-03 to 2020-04-01)Apr 1, 2020 · RAUM change · derived
- Elizabeth Colleen Corwell (Chief Compliance Officer) no longer on Schedule A of Q•••••• C•••••• M••••••••• L• (listed 2019-04-08, absent 2019-10-03)Oct 3, 2019 · Control person left · inference
- Zhihong Huang (Chief Compliance Officer) appeared on Schedule A of Q•••••• C•••••• M••••••••• L•Oct 3, 2019 · Control person joined · fact
- Elizabeth Colleen Corwell (Chief Compliance Officer) appeared on Schedule A of Q•••••• C•••••• M••••••••• L•Feb 22, 2019 · Control person joined · fact
- Ann Marie Swanson (Chief Compliance Officer) no longer on Schedule A of Q•••••• C•••••• M••••••••• L• (listed 2018-11-20, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- Q•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Nov 13, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- Q••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-813-3501reportedpublic record, Form ADV, Apr 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026