DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• P•••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Sep 26, 2018 · 17 filings
SEC status approved since Oct 26, 2018
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.0B as of Apr 30, 2026
Mar 25, 2019$127M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Apr 30, 2026
Mar 25, 20190 then
Employees (5.A)21 as of Apr 30, 2026
Mar 25, 201921 then
Private funds3 as of Apr 30, 2026
Mar 25, 20192 then
RAUM n/a over the last fiscal year+85% a year over three
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- $391MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $391MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.0B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.0B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• F•••••••• L•• | Real Estate Fund | $341M | 9 | Dec 22, 2017 |
| C•••• F••••••• H•••••••• L•no longer reported | Real Estate Fund | $50.0M | 1 | Dec 22, 2017 |
| C•••• S••••••••• F••• • A••••••••• B••••• F•••• L• | Private Equity Fund | $25.5M | 31 | Mar 27, 2020 |
| C•••• F••• • A••••••••• O••••••••• F•••• L••• | Private Equity Fund | $10.3M | 41 | Dec 22, 2017 |
Owners and control persons
Schedule A and B, latest filing
- S••••••• J••• L•••••••• A•••••• · Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- V••••• P••••• J••• · Senior Managing Member & Presidentcontrolsince 04/2009 · owns 50% to 75%
- Z•••• B•••••• · Chief Investment Officercontrolsince 11/2010 · owns 5% to 10%
- G••••••• B••••••• J•• · Membersince 10/2018 · owns 10% to 25%
- P••••••• J•••• · Trustee/Property Managersince 01/2012 · owns 5% to 10%
- V••••• P••••••• J••• · Director Of Legal Affairs And Chief Compliance Officersince 01/2023 · owns less than 5%
- P••••••• J•••• · Trusteesince 01/2024 · owns F of J•••• N• P•••••• T••••
Entity owners
- J•••• N• P•••••• T•••• · Memberdirect · owns 5% to 10%
- R•••••• B•••• L•• · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••• F••• • A••••••••• P•••••••• L••pooled vehicle sponsorn
- C•••• S••••••••• L••broker-dealery
- C•••• S••••••••• F••• • A••••••••• P••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Hingham, MA5 employees
- Chicago, IL2 employees
What changed
consecutive filings, newest first
- Advisory employees · 14 to 16Oct 31, 2025 to Mar 31, 2026
- Assets in custody · $1.6B to $2.0BOct 31, 2025 to Mar 31, 2026
- Other offices · 2 to 1Oct 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.8B to $2.0BOct 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.8B to $2.0BOct 31, 2025 to Mar 31, 2026
- RAUM · $1.8B to $2.0BOct 31, 2025 to Mar 31, 2026
- Advisory employees · 15 to 14May 1, 2025 to Oct 31, 2025
- Employees · 22 to 21May 1, 2025 to Oct 31, 2025
- Related adviser · false to trueMay 1, 2025 to Oct 31, 2025
- Related bank · false to trueMay 1, 2025 to Oct 31, 2025
- Advisory employees · 14 to 15May 3, 2024 to May 1, 2025
- Assets in custody · $377M to $1.6BMay 3, 2024 to May 1, 2025
- Employees · 21 to 22May 3, 2024 to May 1, 2025
- Financial planning clients · unset to May 3, 2024 to May 1, 2025
- State-registered IARs · 0 to 5May 3, 2024 to May 1, 2025
- Discretionary RAUM · $1.6B to $1.8BMay 3, 2024 to May 1, 2025
- Pooled vehicle RAUM · $1.6B to $1.8BMay 3, 2024 to May 1, 2025
- RAUM · $1.6B to $1.8BMay 3, 2024 to May 1, 2025
- Assets in custody · $306M to $377MJul 31, 2023 to Mar 29, 2024
- Other offices · 1 to 2Jul 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.5B to $1.6BJul 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.5B to $1.6BJul 31, 2023 to Mar 29, 2024
- RAUM · $1.5B to $1.6BJul 31, 2023 to Mar 29, 2024
- Accounts · 4 to 5May 1, 2023 to Jul 31, 2023
- Pooled vehicle clients · 4 to 5May 1, 2023 to Jul 31, 2023
- Discretionary RAUM · $306M to $1.5BMay 1, 2023 to Jul 31, 2023
- Pooled vehicle RAUM · $306M to $1.5BMay 1, 2023 to Jul 31, 2023
- RAUM · $306M to $1.5BMay 1, 2023 to Jul 31, 2023
- Accounts · 3 to 4Jan 30, 2023 to Mar 29, 2023
- Advisory employees · 16 to 14Jan 30, 2023 to Mar 29, 2023
- BD registered reps · 3 to 5Jan 30, 2023 to Mar 29, 2023
- Pooled vehicle clients · 3 to 4Jan 30, 2023 to Mar 29, 2023
- Assets in custody · $250M to $306MJan 30, 2023 to Mar 29, 2023
- Employees · 23 to 21Jan 30, 2023 to Mar 29, 2023
- Discretionary RAUM · $250M to $306MJan 30, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $250M to $306MJan 30, 2023 to Mar 29, 2023
- RAUM · $250M to $306MJan 30, 2023 to Mar 29, 2023
- Advisory employees · 12 to 16Mar 29, 2021 to Mar 22, 2022
- Assets in custody · $173M to $250MMar 29, 2021 to Mar 22, 2022
- Employees · 21 to 23Mar 29, 2021 to Mar 22, 2022
Signals
5 dated events
- Emory Hunt Stookey (Director Of Investment Strategy) no longer on Schedule A of C•••• P•••••••• L•• (listed 2023-07-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- A•••••• L••••••• S••••••• Jr. (Chief Financial Officer) appeared on Schedule A of C•••• P•••••••• L••Mar 29, 2024 · Control person joined · fact
- C•••• P•••••••• L•• reported RAUM $1.5B, up 406% from $306.3M (2023-05-01 to 2023-07-31)Jul 31, 2023 · RAUM change · derived
- L Steve Cardinal (Director Of Finance & Chief Compliance Officer) no longer on Schedule A of C•••• P•••••••• L•• (listed 2022-03-22, absent 2023-01-30)Jan 30, 2023 · Control person left · inference
- C•••• P•••••••• L•• filed its initial SEC registration (Form ADV)Sep 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••• P•••••••• L•• · Private Equityshared crd · organization
- C•••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ceres-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (855) 242-3737reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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