DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brucke Financial, Inc.
Latest filing Mar 12, 2026
First filing on the tape Jan 18, 2022 · 28 filings
SEC status approved since Feb 18, 2022
RAUM
$262M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$253M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$52.5M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$262M as of Mar 12, 2026
Mar 9, 2023$135M then
HNW client RAUM$178M as of Mar 12, 2026
Mar 9, 2023$70.5M then
State-registered IARs (5.B.3)4 as of Mar 12, 2026
Mar 9, 20233 then
Employees (5.A)6 as of Mar 12, 2026
Mar 9, 20233 then
Private funds: no history
RAUM +31% over the last fiscal year+25% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $52.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 148derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $112,905derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $35.7M, 287 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$178M68%
- Individuals$74.9M29%
- Corporations and businesses$9.2M3.5%
- Individual clients
- 563reported
- HNW clients
- 175reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,324reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $35.7M for 287 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew James Hawickhorst | Indianapolis, In | Jan 5, 2018 | 18 y | 1 |
| Luke Edward DoedtmanCertified Financial Planner | Teutopolis, Il | Jan 11, 2018 | 30 y | 2 |
| Richard James HawickhorstChartered Financial Consultant | Teutopolis, Il | Jan 11, 2018 | 47 y | 1 |
| Jennifer Marie Kinkelaar | Indianapolis, In | Dec 11, 2019 | 16 y | 0 |
| Jacob Shane Beckman | Indianapolis, In | May 30, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Luke Edward Doedtman from Pruco Securities, LLCJan 11, 2018 · Affiliated broker-dealer or bank to independent RIA
- Richard James Hawickhorst from Pruco Securities, LLCJan 11, 2018 · Affiliated broker-dealer or bank to independent RIA
- Andrew James Hawickhorst from Pruco Securities, LLCJan 5, 2018 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Pruco Securities, LLCJan 9, 2018 · Indianapolis, In
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Andrew Hawickhorst · Chief Compliance Officer/Presidentcontrolsince 11/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Indianapolis, In | 3 | 0 | 0 | ||
| Teutopolis, Il | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Teutopolis, IL3 employees
What changed
consecutive filings, newest first
- Accounts · 2,065 to 2,324Mar 24, 2025 to Mar 12, 2026
- Advisory employees · 3 to 4Mar 24, 2025 to Mar 12, 2026
- Corporate clients · 13 to 16Mar 24, 2025 to Mar 12, 2026
- HNW clients · 161 to 175Mar 24, 2025 to Mar 12, 2026
- Individual clients · 555 to 563Mar 24, 2025 to Mar 12, 2026
- Assets in custody · $32.0M to $35.7MMar 24, 2025 to Mar 12, 2026
- Employees · 3 to 6Mar 24, 2025 to Mar 12, 2026
- State-registered IARs · 3 to 4Mar 24, 2025 to Mar 12, 2026
- Discretionary RAUM · $201M to $262MMar 24, 2025 to Mar 12, 2026
- HNW RAUM · $121M to $178MMar 24, 2025 to Mar 12, 2026
- Individual RAUM · $72.1M to $74.9MMar 24, 2025 to Mar 12, 2026
- RAUM · $201M to $262MMar 24, 2025 to Mar 12, 2026
- Accounts · 1,764 to 2,065Dec 4, 2024 to Mar 24, 2025
- Corporate clients · 14 to 13Dec 4, 2024 to Mar 24, 2025
- HNW clients · 130 to 161Dec 4, 2024 to Mar 24, 2025
- Individual clients · 517 to 555Dec 4, 2024 to Mar 24, 2025
- Assets in custody · $38.9M to $32.0MDec 4, 2024 to Mar 24, 2025
- Financial planning clients · 1-10 to 1-10Dec 4, 2024 to Mar 24, 2025
- HQ city · unset to Dec 4, 2024 to Mar 24, 2025
- HQ state · unset to Dec 4, 2024 to Mar 24, 2025
- Discretionary RAUM · $158M to $201MDec 4, 2024 to Mar 24, 2025
- HNW RAUM · $82.0M to $121MDec 4, 2024 to Mar 24, 2025
- Individual RAUM · $68.6M to $72.1MDec 4, 2024 to Mar 24, 2025
- RAUM · $158M to $201MDec 4, 2024 to Mar 24, 2025
- Advisory employees · 4 to 3Jun 24, 2024 to Nov 12, 2024
- Employees · 4 to 3Jun 24, 2024 to Nov 12, 2024
- State-registered IARs · 4 to 3Jun 24, 2024 to Nov 12, 2024
- Advisory employees · 3 to 4Mar 26, 2024 to May 17, 2024
- Employees · 3 to 4Mar 26, 2024 to May 17, 2024
- State-registered IARs · 3 to 4Mar 26, 2024 to May 17, 2024
- Accounts · 1,509 to 1,764Mar 9, 2023 to Mar 7, 2024
- Corporate clients · 13 to 14Mar 9, 2023 to Mar 7, 2024
- HNW clients · 124 to 130Mar 9, 2023 to Mar 7, 2024
- Individual clients · 495 to 517Mar 9, 2023 to Mar 7, 2024
- Assets in custody · $19.5M to $38.9MMar 9, 2023 to Mar 7, 2024
- Discretionary RAUM · $135M to $158MMar 9, 2023 to Mar 7, 2024
- HNW RAUM · $70.5M to $82.0MMar 9, 2023 to Mar 7, 2024
- Individual RAUM · $58.9M to $68.6MMar 9, 2023 to Mar 7, 2024
- RAUM · $135M to $158MMar 9, 2023 to Mar 7, 2024
- Accounts · 1,313 to 1,509Feb 13, 2023 to Mar 9, 2023
Signals
1 dated events
- Brucke Financial, Inc. filed its initial SEC registration (Form ADV)Jan 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 317-658-4548reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 217-857-3858reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 217-857-3912reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- bruckefinancial.usreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (317) 658-4548reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- bruckefinancial.us/about/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- bruckefinancial.us/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026