DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• C•••••• M•••••••••
Latest filing Mar 13, 2026
First filing on the tape Mar 7, 2018 · 13 filings
SEC status approved since Apr 9, 2018
RAUM
$712M
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
47%
$334M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$237M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$712M as of Mar 13, 2026
Mar 15, 2019$250M then
HNW client RAUM$334M as of Mar 13, 2026
Mar 15, 2019$228M then
State-registered IARs (5.B.3)3 as of Mar 13, 2026
Mar 15, 20191 then
Employees (5.A)3 as of Mar 13, 2026
Mar 15, 20192 then
Private funds5 as of Mar 13, 2026
Mar 15, 20191 then
RAUM +29% over the last fiscal year+27% a year over threeIARs 6 to 3offices 1 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- dual wealth and asset m•••••• · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $237MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.8MderivedHNW RAUM over HNW clients
- Average account
- $3.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +55%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$378M53%
- High-net-worth individuals$334M47%
- Individual clients
- 0reported
- HNW clients
- 31reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 184reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.47 fund_share=0.53 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••• •••• H••• | Miami, Fl | Sep 27, 2023 | 32 y | 1 |
| R•••••• D• C••••••• J••••• | Coral Gables, Fl | Dec 1, 2025 | 10 y | 0 |
| L••• V•••••• D••••••Chartered Financial Analyst | Coral Gables, Fl | Dec 15, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••• •••• H••• from H••• E••••••••• I••••••••• C••••Sep 27, 2023 · Other
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• F••• | Hedge Fund | $147M | 1 | Mar 19, 2020 |
| J•••••• I••••••••• | Hedge Fund | $106M | 1 | Mar 24, 2021 |
| A•••• F••• | Hedge Fund | $35.1M | 0 | Mar 7, 2018 |
| F••••• M•••• M•••••• F••• | Hedge Fund | $25.7M | 6 | Mar 27, 2014 |
| A•••• C••••• T•••••• | Hedge Fund | $15.8M | 12 | Mar 24, 2021 |
| A•••• F••• U• | Hedge Fund | $11.0M | 3 | Mar 19, 2020 |
| A•••• Q•••• I•••••••••no longer reported | Hedge Fund | $2.8M | 4 | Mar 19, 2020 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• L•••• V•••••• · M••••••, Administrator & Chief Compliance Officercontrolsince 04/2015 · owns 25% to 50%
- A•••• R•••••• · Partnersince 07/2023 · owns 5% to 10%
- B••••••• E•••••• · Partnersince 06/2023 · owns 25% to 50%
- C•••••••• R•••••• · Chief Operations Officersince 01/2023 · owns less than 5%
- H•••• J•••••• •••• · Partnersince 07/2023 · owns 5% to 10%
- H•••• R••••• •••• · M•••••• - Partnersince 07/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Miami, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- advisor count dropChange between filings · filing Mar 13, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 3.0 (-50.0%) between the annual amendments of 2025-04-08 and 2026-03-13; the peer median change was 0.0% (795 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $500M to $1B (795) · 0.9% percentile
What changed
consecutive filings, newest first
- Accounts · 25 to 184Apr 8, 2025 to Mar 13, 2026
- Advisory employees · 6 to 3Apr 8, 2025 to Mar 13, 2026
- HNW clients · 20 to 31Apr 8, 2025 to Mar 13, 2026
- Employees · 6 to 3Apr 8, 2025 to Mar 13, 2026
- Financial planning clients · 11-25 to 0Apr 8, 2025 to Mar 13, 2026
- State-registered IARs · 6 to 3Apr 8, 2025 to Mar 13, 2026
- Other offices · 1 to 0Apr 8, 2025 to Mar 13, 2026
- Discretionary RAUM · $484M to $516MApr 8, 2025 to Mar 13, 2026
- HNW RAUM · $217M to $334MApr 8, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $70.1M to $196MApr 8, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $337M to $378MApr 8, 2025 to Mar 13, 2026
- RAUM · $554M to $712MApr 8, 2025 to Mar 13, 2026
- Accounts · 23 to 25Mar 14, 2024 to Apr 8, 2025
- Advisory employees · 3 to 6Mar 14, 2024 to Apr 8, 2025
- HNW clients · 7 to 20Mar 14, 2024 to Apr 8, 2025
- Pooled vehicle clients · 4 to 5Mar 14, 2024 to Apr 8, 2025
- Employees · 3 to 6Mar 14, 2024 to Apr 8, 2025
- Financial planning clients · 11-25 to 11-25Mar 14, 2024 to Apr 8, 2025
- State-registered IARs · 3 to 6Mar 14, 2024 to Apr 8, 2025
- Private funds · 6 to 5Mar 14, 2024 to Apr 8, 2025
- Discretionary RAUM · $465M to $484MMar 14, 2024 to Apr 8, 2025
- HNW RAUM · $168M to $217MMar 14, 2024 to Apr 8, 2025
- Non-discretionary RAUM · $43.3M to $70.1MMar 14, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $341M to $337MMar 14, 2024 to Apr 8, 2025
- RAUM · $508M to $554MMar 14, 2024 to Apr 8, 2025
- Accounts · 25 to 23Sep 26, 2023 to Mar 14, 2024
- State-registered IARs · 2 to 3Sep 26, 2023 to Mar 14, 2024
- Discretionary RAUM · $449M to $465MSep 26, 2023 to Mar 14, 2024
- HNW RAUM · $175M to $168MSep 26, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $39.4M to $43.3MSep 26, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $313M to $341MSep 26, 2023 to Mar 14, 2024
- RAUM · $488M to $508MSep 26, 2023 to Mar 14, 2024
- Accounts · 12 to 25Mar 23, 2023 to Sep 26, 2023
- Advisory employees · 2 to 3Mar 23, 2023 to Sep 26, 2023
- Employees · 2 to 3Mar 23, 2023 to Sep 26, 2023
- State-registered IARs · 1 to 2Mar 23, 2023 to Sep 26, 2023
- Other offices · 0 to 1Mar 23, 2023 to Sep 26, 2023
- Private funds · 5 to 6Mar 23, 2023 to Sep 26, 2023
- Discretionary RAUM · $310M to $449MMar 23, 2023 to Sep 26, 2023
- HNW RAUM · $60.8M to $175MMar 23, 2023 to Sep 26, 2023
Signals
5 dated events
- A•••• C•••••• M••••••••• reported RAUM $711.8M, up 29% from $553.8M (2025-04-08 to 2026-03-13)Mar 13, 2026 · RAUM change · derived
- A•••• C•••••• M••••••••• reported RAUM $488.5M, up 40% from $349.4M (2023-03-23 to 2023-09-26)Sep 26, 2023 · RAUM change · derived
- A•••• C•••••• M••••••••• reported RAUM $359.6M, up 44% from $249.8M (2019-03-15 to 2020-03-19)Mar 19, 2020 · RAUM change · derived
- Eduardo Brenner (Director) no longer on Schedule A of A•••• C•••••• M••••••••• (listed 2019-03-15, absent 2020-03-19)Mar 19, 2020 · Control person left · inference
- A•••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Mar 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@a•••••••••.netreportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/aston-capital-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.netreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305 722 5989reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $237Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026