DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• C•••••• I••••••••• M••••••••• L•
Latest filing Aug 7, 2026
First filing on the tape Feb 12, 2018 · 19 filings
SEC status approved since Mar 12, 2018
RAUM
$2.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
13%
$362M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.8B as of Aug 7, 2026
Mar 29, 2019$277M then
HNW client RAUM$362M as of Aug 7, 2026
Mar 29, 2019$136M then
State-registered IARs (5.B.3)0 as of Aug 7, 2026
Mar 29, 20190 then
Employees (5.A)21 as of Aug 7, 2026
Mar 29, 201913 then
Private funds1 as of Aug 7, 2026
Mar 29, 20191 then
RAUM +19% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $362MderivedHNW RAUM over HNW clients
- Average account
- $281MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.9B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B62%
- Corporations and businesses$716M25%
- High-net-worth individuals$362M13%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.9B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.13 fund_share=0.62 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• M••••• F••• L•• | Hedge Fund | $1.3B | 120 | Jul 10, 2018 |
| T••• O••••••••• I•• F••• L• | Hedge Fund | $89.1M | 7 | Mar 30, 2023 |
| T••• S• O••••••••• M••••• F••• L•no longer reported | Hedge Fund | $65.0M | 19 | Mar 26, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D••••• J••••••••• · Chief Compliance Officer & General Counselcontrolsince 10/2023 · owns less than 5%
- G••••••••• N••• · Limited Partnercontrolsince 06/2017 · owns 50% to 75%
- P•••• B••••••• · Chief Investment Officercontrolsince 06/2017 · owns 25% to 50%
- P••••• A••••••••• R••••••••• · Chief Financial Officercontrolsince 06/2017 · owns less than 5%
- G••••••••• N••• · Managing Membercontrolsince 06/2017 · owns 75% or more of T••• M••••••••• G• L••
Entity owners
- T••• M••••••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- T••• G• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $2.7B to $2.8BJun 5, 2026 to Aug 7, 2026
- HNW RAUM · $278M to $362MJun 5, 2026 to Aug 7, 2026
- Pooled vehicle RAUM · $1.7B to $1.7BJun 5, 2026 to Aug 7, 2026
- RAUM · $2.7B to $2.8BJun 5, 2026 to Aug 7, 2026
- Advisory employees · 5 to 7Mar 28, 2025 to Mar 31, 2026
- HNW clients · unset to 1.0Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.7B to $1.9BMar 28, 2025 to Mar 31, 2026
- Employees · 24 to 21Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.4B to $2.7BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $313M to $278MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.7BMar 28, 2025 to Mar 31, 2026
- RAUM · $2.4B to $2.7BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 5Mar 26, 2024 to Mar 28, 2025
- Assets in custody · $1.6B to $1.7BMar 26, 2024 to Mar 28, 2025
- Employees · 19 to 24Mar 26, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.2B to $2.4BMar 26, 2024 to Mar 28, 2025
- HNW RAUM · $370M to $313MMar 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.4B to $1.5BMar 26, 2024 to Mar 28, 2025
- RAUM · $2.2B to $2.4BMar 26, 2024 to Mar 28, 2025
- Accounts · 13 to 10Oct 30, 2023 to Mar 26, 2024
- Advisory employees · 4 to 5Oct 30, 2023 to Mar 26, 2024
- Corporate clients · 5 to 4Oct 30, 2023 to Mar 26, 2024
- Pooled vehicle clients · 5 to 4Oct 30, 2023 to Mar 26, 2024
- Assets in custody · $1.3B to $1.6BOct 30, 2023 to Mar 26, 2024
- Employees · 17 to 19Oct 30, 2023 to Mar 26, 2024
- Private funds · 2 to 1Oct 30, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.9B to $2.2BOct 30, 2023 to Mar 26, 2024
- HNW RAUM · $462M to $370MOct 30, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $204M to $0Oct 30, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.1B to $1.4BOct 30, 2023 to Mar 26, 2024
- RAUM · $2.1B to $2.2BOct 30, 2023 to Mar 26, 2024
- Advisory employees · 5 to 4Mar 17, 2022 to Mar 30, 2023
- Corporate clients · 6 to 5Mar 17, 2022 to Mar 30, 2023
- Pooled vehicle clients · 4 to 5Mar 17, 2022 to Mar 30, 2023
- Assets in custody · $1.0B to $1.3BMar 17, 2022 to Mar 30, 2023
- Employees · 18 to 17Mar 17, 2022 to Mar 30, 2023
- Private funds · 1 to 2Mar 17, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.9B to $1.9BMar 17, 2022 to Mar 30, 2023
- HNW RAUM · $451M to $462MMar 17, 2022 to Mar 30, 2023
Signals
8 dated events
- S••••• G•••• (Chief Compliance Officer) no longer on Schedule A of T••• C•••••• I••••••••• M••••••••• L• (listed 2023-08-15, absent 2023-10-30)Oct 30, 2023 · Control person left · inference
- Jacqueline Dagan (Chief Compliance Officer) appeared on Schedule A of T••• C•••••• I••••••••• M••••••••• L•Oct 30, 2023 · Control person joined · fact
- T••• C•••••• I••••••••• M••••••••• L• reported RAUM $1.9B, up 38% from $1.4B (2021-10-01 to 2022-03-17)Mar 17, 2022 · RAUM change · derived
- S••••• G•••• (Chief Compliance Officer) appeared on Schedule A of T••• C•••••• I••••••••• M••••••••• L•Oct 1, 2021 · Control person joined · fact
- R••• A•••••••• San M••••• (Chief Compliance Officer) no longer on Schedule A of T••• C•••••• I••••••••• M••••••••• L• (listed 2021-04-23, absent 2021-10-01)Oct 1, 2021 · Control person left · inference
- T••• C•••••• I••••••••• M••••••••• L• reported RAUM $1.4B, up 74% from $783.0M (2020-07-01 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- T••• C•••••• I••••••••• M••••••••• L• reported RAUM $783.0M, up 183% from $277.1M (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- T••• C•••••• I••••••••• M••••••••• L• filed its initial SEC registration (Form ADV)Feb 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- t•••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-337-4100reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026