DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Jt Asset Allocation LLC
Latest filing Mar 30, 2022
First filing on the tape Jul 3, 2019 · 5 filings
RAUM
$5.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$5.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$2.6M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$5.3M as of Mar 30, 2022
Mar 30, 2020$10.2M then
HNW client RAUM$0 as of Mar 30, 2022
Mar 30, 2020$4.2M then
State-registered IARs (5.B.3)1 as of Mar 30, 2022
Mar 30, 20201 then
Employees (5.A)1 as of Mar 30, 2022
Mar 30, 20201 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2022; every figure names its basis
- RAUM per advisor
- $2.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $351,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$5.3M100%
- Individual clients
- 15reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 15reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daoran Alabin | Frankfort, Il | Nov 3, 2022 | 9 y | 1 |
| Juan Manuel Troncoso IriarteChartered Financial Analyst | Buenos Aires | Jun 19, 2024 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Daoran Alabin from First Allied Advisory Services, Inc.Nov 3, 2022 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ines Mariana Sarni · Managing Member & Chief Compliance Officercontrolsince 05/2017 · owns 75% or more
- Manuel Juan Troncoso Iriarte · Membercontrolsince 05/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 15Dec 20, 2021 to Mar 30, 2022
- Individual clients · 16 to 15Dec 20, 2021 to Mar 30, 2022
- Discretionary RAUM · $5.8M to $5.3MDec 20, 2021 to Mar 30, 2022
- Individual RAUM · $5.8M to $5.3MDec 20, 2021 to Mar 30, 2022
- RAUM · $5.8M to $5.3MDec 20, 2021 to Mar 30, 2022
- Accounts · 19 to 16Mar 30, 2020 to Dec 20, 2021
- HNW clients · unset to 0.0Mar 30, 2020 to Dec 20, 2021
- Individual clients · 18 to 16Mar 30, 2020 to Dec 20, 2021
- HQ city · unset to FRANKFORTMar 30, 2020 to Dec 20, 2021
- HQ state · unset to ILMar 30, 2020 to Dec 20, 2021
- Discretionary RAUM · $10.2M to $5.8MMar 30, 2020 to Dec 20, 2021
- HNW RAUM · $4.2M to $0Mar 30, 2020 to Dec 20, 2021
- Individual RAUM · $6.0M to $5.8MMar 30, 2020 to Dec 20, 2021
- RAUM · $10.2M to $5.8MMar 30, 2020 to Dec 20, 2021
- Accounts · 18 to 19Jul 3, 2019 to Mar 30, 2020
- Individual clients · 17 to 18Jul 3, 2019 to Mar 30, 2020
- Employees · 2 to 1Jul 3, 2019 to Mar 30, 2020
- Discretionary RAUM · $8.8M to $10.2MJul 3, 2019 to Mar 30, 2020
- HNW RAUM · $3.9M to $4.2MJul 3, 2019 to Mar 30, 2020
- Individual RAUM · $4.8M to $6.0MJul 3, 2019 to Mar 30, 2020
- RAUM · $8.8M to $10.2MJul 3, 2019 to Mar 30, 2020
Signals
1 dated events
- Jt Asset Allocation Llc filed its initial SEC registration (Form ADV)Jul 3, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026