DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• C•••••• M••••••••• C•••••• L••
Latest filing Apr 6, 2026
First filing on the tape Jan 12, 2018 · 17 filings
SEC status approved since Feb 12, 2018
RAUM
$583M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$583M as of Apr 6, 2026
Mar 28, 2019$412M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 6, 2026
Mar 28, 20190 then
Employees (5.A)12 as of Apr 6, 2026
Mar 28, 20195 then
Private funds2 as of Apr 6, 2026
Mar 28, 20192 then
RAUM +4.9% over the last fiscal year+9.3% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Apr 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $291MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$583M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• C•••••• U••• A•••••••• F••• I•• L••• | Real Estate Fund | $359M | 96 | Mar 30, 2022 |
| C••••••• C•••••• U••• A•••••••• F••• I• L••• | Real Estate Fund | $104M | 101 | Jun 29, 2018 |
| C••••••• C•••••• F••• I• L•••no longer reported | Real Estate Fund | $98.3M | 69 | Jan 12, 2018 |
Owners and control persons
Schedule A and B, latest filing
- M•••••• M••••••• P••• · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- W••••• D•••••• P•••••• · Managing Membercontrolsince 03/2015 · owns 75% or more of C••••••• C•••••• L••
Entity owners
- C••••••• C•••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C••••••• C•••••• G• I• L••pooled vehicle sponsorn
- C••••••• C•••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 11 to 12Nov 6, 2025 to Mar 26, 2026
- Employees · 11 to 12Nov 6, 2025 to Mar 26, 2026
- Discretionary RAUM · $555M to $583MNov 6, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $555M to $583MNov 6, 2025 to Mar 26, 2026
- RAUM · $555M to $583MNov 6, 2025 to Mar 26, 2026
- Other offices · 1 to 0Jun 25, 2025 to Nov 6, 2025
- Financial planning clients · unset to Apr 28, 2025 to Jun 25, 2025
- Advisory employees · 10 to 11Oct 1, 2024 to Apr 28, 2025
- Employees · 10 to 11Oct 1, 2024 to Apr 28, 2025
- Discretionary RAUM · $463M to $555MOct 1, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $463M to $555MOct 1, 2024 to Apr 28, 2025
- RAUM · $463M to $555MOct 1, 2024 to Apr 28, 2025
- Advisory employees · 11 to 10Mar 30, 2023 to Mar 27, 2024
- Employees · 11 to 10Mar 30, 2023 to Mar 27, 2024
- Other offices · 0 to 1Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $446M to $463MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $446M to $463MMar 30, 2023 to Mar 27, 2024
- RAUM · $446M to $463MMar 30, 2023 to Mar 27, 2024
- Advisory employees · 9 to 11Mar 30, 2022 to Mar 30, 2023
- Assets in custody · 2406024.0 to unsetMar 30, 2022 to Mar 30, 2023
- Custody of client assets · true to falseMar 30, 2022 to Mar 30, 2023
- Employees · 9 to 11Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $776M to $446MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $776M to $446MMar 30, 2022 to Mar 30, 2023
- RAUM · $776M to $446MMar 30, 2022 to Mar 30, 2023
- Advisory employees · 8 to 9Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $3.5M to $2.4MMar 30, 2021 to Mar 30, 2022
- Employees · 8 to 9Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $461M to $776MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $461M to $776MMar 30, 2021 to Mar 30, 2022
- RAUM · $461M to $776MMar 30, 2021 to Mar 30, 2022
- Assets in custody · $2.9M to $3.5MSep 1, 2020 to Mar 30, 2021
- Discretionary RAUM · $404M to $461MSep 1, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $404M to $461MSep 1, 2020 to Mar 30, 2021
- RAUM · $404M to $461MSep 1, 2020 to Mar 30, 2021
- Assets in custody · unset to 2876100.0Mar 30, 2020 to Sep 1, 2020
- Custody of client assets · false to trueMar 30, 2020 to Sep 1, 2020
- Advisory employees · 5 to 8Jul 10, 2019 to Mar 30, 2020
- Employees · 5 to 8Jul 10, 2019 to Mar 30, 2020
- Other offices · 1 to 0Jul 10, 2019 to Mar 30, 2020
Signals
9 dated events
- Paul Matthew Murray (Chief Compliance Officer) appeared on Schedule A of C••••••• C•••••• M••••••••• C•••••• L••Oct 1, 2024 · Control person joined · fact
- Curtis Charles Black (Chief Compliance Officer) no longer on Schedule A of C••••••• C•••••• M••••••••• C•••••• L•• (listed 2024-03-27, absent 2024-10-01)Oct 1, 2024 · Control person left · inference
- C••••••• C•••••• M••••••••• C•••••• L•• reported RAUM $446.1M, down 43% from $776.3M (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- C••••••• C•••••• M••••••••• C•••••• L•• reported RAUM $776.3M, up 69% from $460.5M (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Curtis Charles Black (Chief Compliance Officer) appeared on Schedule A of C••••••• C•••••• M••••••••• C•••••• L••Sep 1, 2020 · Control person joined · fact
- James Bo Howell (Chief Compliance Officer) no longer on Schedule A of C••••••• C•••••• M••••••••• C•••••• L•• (listed 2020-03-30, absent 2020-09-01)Sep 1, 2020 · Control person left · inference
- Allen James Strauss (Chief Compliance Officer) no longer on Schedule A of C••••••• C•••••• M••••••••• C•••••• L•• (listed 2019-03-28, absent 2019-07-10)Jul 10, 2019 · Control person left · inference
- James Bo Howell (Chief Compliance Officer) appeared on Schedule A of C••••••• C•••••• M••••••••• C•••••• L••Jul 10, 2019 · Control person joined · fact
- C••••••• C•••••• M••••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Jan 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- C•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (216) 453-8080reportedpublic record, Form ADV, Apr 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••••••• C•••••• M••••••••• C•••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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