DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
O2 Investment Partners, L.P.
Latest filing Apr 29, 2026
First filing on the tape Jun 26, 2020 · 16 filings
SEC status approved since Jul 27, 2020
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$1.8B as of Apr 29, 2026
Mar 31, 2021$430M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 31, 20210 then
Employees (5.A)30 as of Apr 29, 2026
Mar 31, 202116 then
Private funds13 as of Apr 29, 2026
Mar 31, 20216 then
RAUM +51% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $139MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +51%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.2B, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O2 Investment Partners Fund III, L.P | Private Equity Fund | $253M | 74 | Jun 26, 2020 |
| O2 Investment Partners Fund III-A, L.P. | Private Equity Fund | $219M | 15 | Jun 26, 2020 |
| O2 Investment Partners Fund IV-A, L.P. | Private Equity Fund | $212M | 21 | Mar 31, 2023 |
| O2 Investment Partners Fund IV, L.P. | Private Equity Fund | $201M | 70 | Mar 31, 2023 |
| O2 Investment Partners Oxygen Fund, L.P.no longer reported | Private Equity Fund | $168M | 69 | Feb 20, 2019 |
| O2 Investment Partners Oxygen Fund, L.P. | Private Equity Fund | $45.2M | 69 | Jun 26, 2020 |
| O2 1 Eh Investors LLC | Private Equity Fund | $38.5M | 18 | Mar 29, 2022 |
| O2 Investment Partners Fund IV-B, L.P. | Private Equity Fund | $30.3M | 5 | Mar 31, 2023 |
| O2 Investment Partners Fund III-B, L.P. | Private Equity Fund | $27.8M | 2 | Jun 26, 2020 |
| O2 Vh Investors LLC | Private Equity Fund | $27.5M | 15 | Mar 29, 2022 |
| O2 Investment Partners Oxygen Fund II Co-Invest Spv, L.P. | Private Equity Fund | $23.8M | 66 | Mar 29, 2022 |
| O2/Alpha Intermediate Investors LLCno longer reported | Private Equity Fund | $10.7M | 11 | Jun 26, 2020 |
| O2 Investment Partners Fund IV-C, L.P. | Private Equity Fund | $7.5M | 17 | Mar 31, 2023 |
| O2/Pc&D Intermediate Investors LLCno longer reported | Private Equity Fund | $3.8M | 11 | Jun 26, 2020 |
| O2 Sib Co-Invest, LLC | Private Equity Fund | $440,000 | 2 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Michael Todd Fink · General Partner And Limited Partnercontrolsince 07/2022 · owns 50% to 75%
- Kenyon Luke Plumpton · General Partner And Limited Partnercontrolsince 07/2022 · owns 50% to 75%
- Therese Judith Wallace · Chief Compliance Officer And Chief Financial Officercontrolsince 10/2020 · owns less than 5%
Related persons
Schedule D 7.A
- O2 1 Eh Manager LLCpooled vehicle sponsorn
- O2 Investment Partners Fund III Gp, L.P.pooled vehicle sponsorn
- O2 Investment Partners Fund IV Gp, L.P.pooled vehicle sponsorn
- O2 Investment Partners Gp, LLCpooled vehicle sponsorn
- O2 Vh Manager LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.8B to $1.8BMar 31, 2026 to Apr 29, 2026
- Pooled vehicle RAUM · $1.8B to $1.8BMar 31, 2026 to Apr 29, 2026
- RAUM · $1.8B to $1.8BMar 31, 2026 to Apr 29, 2026
- Accounts · 12 to 13Apr 29, 2025 to Mar 31, 2026
- Advisory employees · 20 to 23Apr 29, 2025 to Mar 31, 2026
- Pooled vehicle clients · 12 to 13Apr 29, 2025 to Mar 31, 2026
- Employees · 26 to 30Apr 29, 2025 to Mar 31, 2026
- Private funds · 12 to 13Apr 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.8BApr 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.8BApr 29, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.8BApr 29, 2025 to Mar 31, 2026
- Advisory employees · 18 to 20Mar 28, 2024 to Apr 29, 2025
- Assets in custody · $1.1B to $1.2BMar 28, 2024 to Apr 29, 2025
- Employees · 22 to 26Mar 28, 2024 to Apr 29, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 29, 2025
- Discretionary RAUM · $1.1B to $1.2BMar 28, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $1.1B to $1.2BMar 28, 2024 to Apr 29, 2025
- RAUM · $1.1B to $1.2BMar 28, 2024 to Apr 29, 2025
- Advisory employees · 17 to 18Jun 14, 2023 to Mar 28, 2024
- Assets in custody · $1.1B to $1.1BJun 14, 2023 to Mar 28, 2024
- Employees · 23 to 22Jun 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $1.1BJun 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.1B to $1.1BJun 14, 2023 to Mar 28, 2024
- RAUM · $1.1B to $1.1BJun 14, 2023 to Mar 28, 2024
- Business name · O2 INVESTMENT PARTNERS, LLC to O2 INVESTMENT PARTNERS, L.P.Mar 31, 2023 to Apr 28, 2023
- Discretionary RAUM · $1.1B to $1.1BMar 31, 2023 to Apr 28, 2023
- Pooled vehicle RAUM · $1.1B to $1.1BMar 31, 2023 to Apr 28, 2023
- RAUM · $1.1B to $1.1BMar 31, 2023 to Apr 28, 2023
- Accounts · 7 to 12Jan 27, 2023 to Mar 31, 2023
- Advisory employees · 16 to 17Jan 27, 2023 to Mar 31, 2023
- Pooled vehicle clients · 10 to 12Jan 27, 2023 to Mar 31, 2023
- Assets in custody · $559M to $1.1BJan 27, 2023 to Mar 31, 2023
- Employees · 24 to 23Jan 27, 2023 to Mar 31, 2023
- Private funds · 7 to 12Jan 27, 2023 to Mar 31, 2023
- Discretionary RAUM · $564M to $1.1BJan 27, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $564M to $1.1BJan 27, 2023 to Mar 31, 2023
- RAUM · $564M to $1.1BJan 27, 2023 to Mar 31, 2023
- Legal name · O2 INVESTMENT PARTNERS, LLC to O2 INVESTMENT PARTNERS, L.P.Jan 4, 2023 to Jan 27, 2023
- Succession · true to falseJan 4, 2023 to Jan 27, 2023
- Advisory employees · 14 to 16Apr 28, 2022 to Jan 4, 2023
Signals
11 dated events
- O2 Investment Partners, L.P. reported RAUM $1.8B, up 52% from $1.2B (2025-04-29 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- O2 Investment Partners, L.P. reported RAUM $1.1B, up 103% from $563.7M (2023-01-27 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- O2 Investment Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 4, 2023 · Succession (Item 4) · fact
- O2 Investment Partners, L.P. reported RAUM $563.7M, up 31% from $429.9M (2021-04-28 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Lawrence Gregg Orley (Member) no longer on Schedule A of O2 Investment Partners, L.P. (listed 2021-04-28, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Harris Robert Orley (Member) no longer on Schedule A of O2 Investment Partners, L.P. (listed 2021-04-28, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Jerry Jay Hansen (Managing Partner) no longer on Schedule A of O2 Investment Partners, L.P. (listed 2021-04-28, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Kenyon Luke Plumpton (Managing Partner) appeared on Schedule A of O2 Investment Partners, L.P.Mar 29, 2022 · Control person joined · fact
- R Robin Fleck (Chief Compliance Officer) no longer on Schedule A of O2 Investment Partners, L.P. (listed 2020-06-27, absent 2020-10-21)Oct 21, 2020 · Control person left · inference
- Therese Judith Wallace (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of O2 Investment Partners, L.P.Oct 21, 2020 · Control person joined · fact
- O2 Investment Partners, Llc filed its initial SEC registration (Form ADV)Jun 26, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O2 Investment Partners, L.P. · Independent Sponsorsshared crd · capital_provider
- O2 Investment Partners, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/o2-investment-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- o2investment.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 248-554-4209reportedpublic record, Form ADV, Apr 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026