DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••• F••••• L••
Latest filing Apr 22, 2026
First filing on the tape May 9, 2018 · 14 filings
SEC status approved since Jun 11, 2018
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$2.1B as of Apr 22, 2026
Mar 31, 2019$165M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 22, 2026
Mar 31, 20190 then
Employees (5.A)5 as of Apr 22, 2026
Mar 31, 20193 then
Private funds10 as of Apr 22, 2026
Mar 31, 20192 then
RAUM +99% over the last fiscal year+44% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $229MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +99%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F• H••••• L• | Hedge Fund | $479M | 69 | May 9, 2018 |
| F••• F••••• V• L•• | Hedge Fund | $80.6M | 70 | Mar 30, 2023 |
| F••• F••••• I• L•no longer reported | Hedge Fund | $70.3M | 7 | Mar 30, 2020 |
| F• R••••••• F••• L••no longer reported | Hedge Fund | $65.4M | 27 | Mar 31, 2021 |
| F••• F••••• S••••• L•• • F••• 2• | Hedge Fund | $56.7M | 34 | Mar 27, 2024 |
| F••• F••••• S••••• L•• • F••• 1• | Hedge Fund | $56.4M | 22 | Mar 30, 2023 |
| P••• U•••• P•••• L•• | Private Equity Fund | $45.3M | 14 | May 9, 2018 |
| F••• F••••• I• L•• | Hedge Fund | $35.6M | 17 | Mar 31, 2022 |
| F• D••••••• L•• | Other Private Fund | $28.1M | 29 | Mar 31, 2022 |
| F••• F••••• I•• L••no longer reported | Hedge Fund | $19.6M | 8 | Mar 30, 2020 |
| S•••• F•••••• G•••• L•• | Other Private Fund | $1.7M | 14 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M•••• P•••••• · Managing Member, Co-Ceocontrolsince 07/2016 · owns less than 5%
- A•••••• L••••• K•••••• · Cfo/Ccocontrolsince 02/2022 · owns less than 5%
- C••••••••• P•••• J••••• · Co-Ceo, Co-Portfolio Managercontrolsince 07/2016 · owns less than 5%
- A•••••••• M•••• P•••••• · Trusteecontrolsince 06/2016 · owns F of M••• P• A••••••• 2••• I••••••••• T••••
Entity owners
- M••• P• A••••••• 2••• I••••••••• T•••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- F• D••••••• G• L••pooled vehicle sponsorn
- F••• F••••• I• G• L••bankpooled vehicle sponsorn
- F••• F••••• I• G• L••bankpooled vehicle sponsorn
- F••• F••••• S••••• G• L••bankpooled vehicle sponsorn
- P••• U•••• C•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $1,032,399,666 to $2,059,486,084 (+99.0%) between the annual amendments of 2025-04-15 and 2026-04-22; the peer median change was +11.0% (1368 comparable advisers, 94.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 94% percentile
What changed
consecutive filings, newest first
- Private funds · 9 to 10Mar 31, 2026 to Apr 22, 2026
- Advisory employees · 3 to 2Jan 21, 2026 to Mar 31, 2026
- Employees · 6 to 5Jan 21, 2026 to Mar 31, 2026
- Private funds · 10 to 9Jan 21, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.0B to $2.1BJan 21, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $2.1BJan 21, 2026 to Mar 31, 2026
- RAUM · $1.0B to $2.1BJan 21, 2026 to Mar 31, 2026
- Related bank · false to trueJan 21, 2026 to Mar 31, 2026
- Private funds · 8 to 10Apr 15, 2025 to Jan 21, 2026
- Accounts · 7 to 9Mar 27, 2024 to Apr 15, 2025
- Advisory employees · 2 to 3Mar 27, 2024 to Apr 15, 2025
- Pooled vehicle clients · 7 to 9Mar 27, 2024 to Apr 15, 2025
- Employees · 4 to 6Mar 27, 2024 to Apr 15, 2025
- Financial planning clients · unset to Mar 27, 2024 to Apr 15, 2025
- Private funds · 6 to 8Mar 27, 2024 to Apr 15, 2025
- Discretionary RAUM · $870M to $1.0BMar 27, 2024 to Apr 15, 2025
- Pooled vehicle RAUM · $870M to $1.0BMar 27, 2024 to Apr 15, 2025
- RAUM · $870M to $1.0BMar 27, 2024 to Apr 15, 2025
- Related bank · true to falseMar 27, 2024 to Apr 15, 2025
- Accounts · 8 to 7Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 8 to 7Mar 30, 2023 to Mar 27, 2024
- Employees · 3 to 4Mar 30, 2023 to Mar 27, 2024
- Other offices · 1 to 0Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $691M to $870MMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $691M to $870MMar 30, 2023 to Mar 27, 2024
- RAUM · $691M to $870MMar 30, 2023 to Mar 27, 2024
- Accounts · 6 to 8Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 6 to 8Mar 31, 2022 to Mar 30, 2023
- Private funds · 4 to 6Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $328M to $691MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $328M to $691MMar 31, 2022 to Mar 30, 2023
- RAUM · $328M to $691MMar 31, 2022 to Mar 30, 2023
- Employees · 2 to 3May 17, 2021 to Mar 31, 2022
- Discretionary RAUM · $266M to $328MMay 17, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $266M to $328MMay 17, 2021 to Mar 31, 2022
- RAUM · $266M to $328MMay 17, 2021 to Mar 31, 2022
- Accounts · 5 to 6May 4, 2020 to Mar 31, 2021
- Advisory employees · 4 to 2May 4, 2020 to Mar 31, 2021
- Pooled vehicle clients · 5 to 6May 4, 2020 to Mar 31, 2021
- Assets in custody · 82016000.0 to unsetMay 4, 2020 to Mar 31, 2021
Signals
6 dated events
- F••• F••••• L•• reported RAUM $2.1B, up 99% from $1.0B (2026-01-21 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- F••• F••••• L•• reported RAUM $869.6M, up 26% from $691.2M (2023-03-30 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- F••• F••••• L•• reported RAUM $691.2M, up 111% from $327.9M (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Kathryn Laura Arnold (Cfo/Cco) appeared on Schedule A of F••• F••••• L••Mar 31, 2022 · Control person joined · fact
- F••• F••••• L•• reported RAUM $275.5M, up 67% from $165.3M (2019-03-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- F••• F••••• L•• filed its initial SEC registration (Form ADV)May 9, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••• F••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/flat-footed-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- flatfootedllc.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-947-9071reportedpublic record, Form ADV, Apr 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026