DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••• W••••• M••••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Dec 12, 2017 · 5 filings
SEC status approved since Mar 6, 2026
RAUM
$118M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
79%
$93.3M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$59.2M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$118M as of Mar 27, 2026
Dec 12, 2017$0 then
HNW client RAUM$70.1M as of Mar 27, 2026
May 21, 2018$3.0M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Dec 12, 20171 then
Employees (5.A)2 as of Mar 27, 2026
Dec 12, 20171 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $59.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 103derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $545,973derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $51.8M, 35 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$70.1M59%
- Individuals$23.3M20%
- Corporations and businesses$19.5M16%
- Charitable organizations$4.9M4.2%
- Pooled investment vehicles$740,9230.6%
- Individual clients
- 171reported
- HNW clients
- 34reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 217reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $51.8M for 35 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.79 fund_share=0.01 institutional_share=0.04 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• A• G•••••• | Winter Park, Fl | Feb 1, 2018 | 17 y | 3 |
| E••••• H•••• J••••••• | Winter Park, Fl | May 6, 2024 | 29 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• H•••• J••••••• from L•• F•••••••• L••May 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- D•••• A• G•••••• from P••••••• W••••• P•••••••Feb 1, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• D••••• A• · President, Ccocontrolsince 11/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Park, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Winter Park, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 39 to 217Oct 26, 2018 to Mar 27, 2026
- Advisory employees · 1 to 2Oct 26, 2018 to Mar 27, 2026
- BD registered reps · 1 to 2Oct 26, 2018 to Mar 27, 2026
- Charity clients · unset to 2.0Oct 26, 2018 to Mar 27, 2026
- Corporate clients · unset to 9.0Oct 26, 2018 to Mar 27, 2026
- HNW clients · unset to 34.0Oct 26, 2018 to Mar 27, 2026
- Individual clients · 33 to 171Oct 26, 2018 to Mar 27, 2026
- Pooled vehicle clients · unset to 1.0Oct 26, 2018 to Mar 27, 2026
- Assets in custody · $16.5M to $51.8MOct 26, 2018 to Mar 27, 2026
- Employees · 1 to 2Oct 26, 2018 to Mar 27, 2026
- Insurance-licensed employees · 1 to 0Oct 26, 2018 to Mar 27, 2026
- Financial planning clients · unset to 1-10Oct 26, 2018 to Mar 27, 2026
- HQ city · unset to WINTER PARKOct 26, 2018 to Mar 27, 2026
- HQ state · unset to FLOct 26, 2018 to Mar 27, 2026
- State-registered IARs · 1 to 2Oct 26, 2018 to Mar 27, 2026
- Discretionary RAUM · $16.5M to $118MOct 26, 2018 to Mar 27, 2026
- HNW RAUM · $3.0M to $70.1MOct 26, 2018 to Mar 27, 2026
- Individual RAUM · $9.5M to $23.3MOct 26, 2018 to Mar 27, 2026
- Pooled vehicle RAUM · unset to 740923.0Oct 26, 2018 to Mar 27, 2026
- RAUM · $16.5M to $118MOct 26, 2018 to Mar 27, 2026
- Assets in custody · unset to 16500000.0Aug 30, 2018 to Oct 26, 2018
- Custody of client assets · false to trueAug 30, 2018 to Oct 26, 2018
- Other offices · 0 to 1May 21, 2018 to Aug 30, 2018
- Accounts · 0 to 39Dec 12, 2017 to May 21, 2018
- BD registered reps · 0 to 1Dec 12, 2017 to May 21, 2018
- Individual clients · unset to 33.0Dec 12, 2017 to May 21, 2018
- Discretionary RAUM · $0 to $16.5MDec 12, 2017 to May 21, 2018
- HNW RAUM · unset to 3000000.0Dec 12, 2017 to May 21, 2018
- Individual RAUM · unset to 9500000.0Dec 12, 2017 to May 21, 2018
- RAUM · $0 to $16.5MDec 12, 2017 to May 21, 2018
Signals
1 dated events
- S••••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Dec 12, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 321-662-9270reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/sandhillwealthmanagementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S•••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 321-6629270reportedpublic record, Form ADV, Mar 27, 2026
- Contact form
- sandhillwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $59.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026