DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
M•••• E••••• E••••••• P••••••• M••••••• L••
Latest filing Mar 30, 2023
First filing on the tape Dec 19, 2017 · 12 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$908M as of Mar 28, 2022
Mar 28, 2019$908M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Mar 28, 20190 then
Employees (5.A)3 as of Mar 30, 2023
Mar 28, 20193 then
Private funds3 as of Mar 28, 2022
Mar 28, 20193 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- n/areported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• J• 1• A••••• G• L• | Real Estate Fund | $408M | 2 | May 17, 2018 |
| M•••• E••••• C•••••• P••••••• F••• 1• L• | Real Estate Fund | $372M | 29 | May 17, 2018 |
| E••••••• J• 1• A••••• O• L• | Real Estate Fund | $128M | 2 | May 17, 2018 |
Owners and control persons
Schedule A and B, latest filing
- D•••• J••• · Cfo And Ccocontrolsince 11/2017 · owns less than 5%
- R••• T•••••• M•••••• · Ceocontrolsince 11/2017 · owns less than 5%
- D•••• J••• · M••••••controlsince 04/2017 · owns 75% or more of S•••••• E•••••• L••
- M••••• M••••••• L•• · Managing Membercontrolsince 04/2017 · owns 75% or more of M•••••••• L••
- R••• T•••••• M•••••• · Managing Membercontrolsince 01/2017 · owns 75% or more of M•• E••••• C•••••• P•••••••• L••
Entity owners
- M•••• E••••• C•••••• P••••••• · Sole Member And M••••••direct · owns 75% or more
- M•••••••• L•• · General Partnerindirect · owns F of M•••• E••••• C•••••• P•••••••
- M•• E••••• C•••••• P•••••••• L•• · General Partnerindirect · owns F of M•••• E••••• C•••••• P•••••••
- S•••••• E•••••• L•• · General Partnerindirect · owns F of M•••• E••••• C•••••• P•••••••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4.0 to unsetOct 24, 2022 to Mar 30, 2023
- Pooled vehicle clients · 4 to 0Oct 24, 2022 to Mar 30, 2023
- Assets in custody · $489M to $0Oct 24, 2022 to Mar 30, 2023
- Custody of client assets · true to falseOct 24, 2022 to Mar 30, 2023
- Financial planning clients · unset to 0Oct 24, 2022 to Mar 30, 2023
- Private funds · 3 to unsetOct 24, 2022 to Mar 30, 2023
- Discretionary RAUM · 907712500.0 to unsetOct 24, 2022 to Mar 30, 2023
- Non-discretionary RAUM · 0.0 to unsetOct 24, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $908M to $0Oct 24, 2022 to Mar 30, 2023
- RAUM · 907712500.0 to unsetOct 24, 2022 to Mar 30, 2023
- Assets in custody · $6.6M to $489MMar 28, 2022 to Oct 24, 2022
- Assets in custody · $489M to $324MOct 24, 2022 to Oct 24, 2022
- Assets in custody · $324M to $489MOct 24, 2022 to Oct 24, 2022
- Assets in custody · $25.0M to $6.6MApr 2, 2021 to Mar 28, 2022
- HQ city · DENVER to BROOMFIELDApr 2, 2021 to Mar 28, 2022
- Discretionary RAUM · $545M to $908MMay 17, 2018 to Mar 28, 2019
- Pooled vehicle RAUM · $545M to $908MMay 17, 2018 to Mar 28, 2019
- RAUM · $545M to $908MMay 17, 2018 to Mar 28, 2019
- Accounts · 0 to 4Feb 15, 2018 to May 17, 2018
- Pooled vehicle clients · 0 to 4Feb 15, 2018 to May 17, 2018
- Assets in custody · $0 to $25.0MFeb 15, 2018 to May 17, 2018
- Private funds · unset to 3Feb 15, 2018 to May 17, 2018
- Discretionary RAUM · $0 to $545MFeb 15, 2018 to May 17, 2018
- Pooled vehicle RAUM · unset to 545201497.0Feb 15, 2018 to May 17, 2018
- RAUM · $0 to $545MFeb 15, 2018 to May 17, 2018
Signals
4 dated events
- Ryan C Oro (Sole Member) no longer on Schedule A of M•••• E••••• E••••••• P••••••• M••••••• L•• (listed 2019-03-28, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- N••••••• Jay Dimaggio (Managing Member) no longer on Schedule A of M•••• E••••• E••••••• P••••••• M••••••• L•• (listed 2019-03-28, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- M•••• E••••• E••••••• P••••••• M••••••• L•• reported RAUM $907.7M, up 66% from $545.2M (2018-05-17 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- M•••• E••••• E••••••• P••••••• M••••••• L•• filed its initial SEC registration (Form ADV)Dec 19, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•••• E••••• E••••••• P••••••• M••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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