DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• C•••••• L••••••
Latest filing Feb 26, 2026
First filing on the tape Dec 15, 2017 · 12 filings
SEC status approved since Jan 16, 2018
RAUM
$5.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$5.1B as of Feb 26, 2026
Feb 26, 2019$478M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 26, 2026
Feb 26, 20190 then
Employees (5.A)14 as of Feb 26, 2026
Feb 26, 20199 then
Private funds1 as of Feb 26, 2026
Sep 17, 20251 then
RAUM +1.1% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $281MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 16%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B82%
- Pension and profit-sharing plans$618M13%
- Charitable organizations$214M4.6%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.75 institutional_share=0.16 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• S••••• G••••• · Director, Co-Chief Executive Officercontrolsince 05/2010 · owns 50% to 75%
- H•••••• P••••••• · Director, Chief Marketing Officercontrolsince 02/2021 · owns less than 5%
- M••••• J•••••••• G••••• · Director, Co-Chief Executive Officercontrolsince 05/2010 · owns 50% to 75%
- S••••••• J•••••••• G••••• · Director, Chief Operating Officercontrolsince 12/2017 · owns less than 5%
- H•••••••• R••••••• J••• · Chief Compliance Officersince 05/2023 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $5.2B to $5.1BSep 17, 2025 to Feb 26, 2026
- Pension RAUM · $696M to $618MSep 17, 2025 to Feb 26, 2026
- Pooled vehicle RAUM · $3.9B to $3.8BSep 17, 2025 to Feb 26, 2026
- RAUM · $5.2B to $5.1BSep 17, 2025 to Feb 26, 2026
- Private funds · unset to 1Feb 25, 2025 to Sep 17, 2025
- Discretionary RAUM · $5.0B to $5.2BFeb 25, 2025 to Sep 17, 2025
- Pension RAUM · $680M to $696MFeb 25, 2025 to Sep 17, 2025
- Pooled vehicle RAUM · $3.8B to $3.9BFeb 25, 2025 to Sep 17, 2025
- RAUM · $5.0B to $5.2BFeb 25, 2025 to Sep 17, 2025
- Accounts · 17 to 18Feb 27, 2024 to Feb 25, 2025
- Pooled vehicle clients · 12 to 11Feb 27, 2024 to Feb 25, 2025
- Financial planning clients · unset to Feb 27, 2024 to Feb 25, 2025
- HQ state · unset to Feb 27, 2024 to Feb 25, 2025
- Discretionary RAUM · $4.0B to $5.0BFeb 27, 2024 to Feb 25, 2025
- Pension RAUM · $410M to $680MFeb 27, 2024 to Feb 25, 2025
- Pooled vehicle RAUM · $3.2B to $3.8BFeb 27, 2024 to Feb 25, 2025
- RAUM · $4.0B to $5.0BFeb 27, 2024 to Feb 25, 2025
- Accounts · 14 to 17Jun 30, 2023 to Feb 27, 2024
- Pooled vehicle clients · 9 to 12Jun 30, 2023 to Feb 27, 2024
- Employees · 13 to 14Jun 30, 2023 to Feb 27, 2024
- Discretionary RAUM · $3.0B to $4.0BJun 30, 2023 to Feb 27, 2024
- Pension RAUM · $392M to $410MJun 30, 2023 to Feb 27, 2024
- Pooled vehicle RAUM · $2.3B to $3.2BJun 30, 2023 to Feb 27, 2024
- RAUM · $3.0B to $4.0BJun 30, 2023 to Feb 27, 2024
- Accounts · 11 to 14Feb 24, 2022 to Feb 28, 2023
- Pooled vehicle clients · 7 to 9Feb 24, 2022 to Feb 28, 2023
- Employees · 11 to 13Feb 24, 2022 to Feb 28, 2023
- Discretionary RAUM · $2.3B to $3.0BFeb 24, 2022 to Feb 28, 2023
- Pension RAUM · $377M to $392MFeb 24, 2022 to Feb 28, 2023
- Pooled vehicle RAUM · $1.7B to $2.3BFeb 24, 2022 to Feb 28, 2023
- RAUM · $2.3B to $3.0BFeb 24, 2022 to Feb 28, 2023
- Accounts · 8 to 11Feb 26, 2021 to Feb 24, 2022
- Pooled vehicle clients · 6 to 7Feb 26, 2021 to Feb 24, 2022
- Discretionary RAUM · $1.4B to $2.3BFeb 26, 2021 to Feb 24, 2022
- Pension RAUM · $330M to $377MFeb 26, 2021 to Feb 24, 2022
- Pooled vehicle RAUM · $943M to $1.7BFeb 26, 2021 to Feb 24, 2022
- RAUM · $1.4B to $2.3BFeb 26, 2021 to Feb 24, 2022
- Advisory employees · 5 to 6Feb 13, 2020 to Feb 26, 2021
- Employees · 10 to 11Feb 13, 2020 to Feb 26, 2021
- Discretionary RAUM · $877M to $1.4BFeb 13, 2020 to Feb 26, 2021
Signals
8 dated events
- M••••••••• C•••••• L•••••• reported RAUM $5.0B, up 26% from $4.0B (2024-02-27 to 2025-02-25)Feb 25, 2025 · RAUM change · derived
- M••••••••• C•••••• L•••••• reported RAUM $4.0B, up 34% from $3.0B (2023-06-30 to 2024-02-27)Feb 27, 2024 · RAUM change · derived
- M••••••••• C•••••• L•••••• reported RAUM $3.0B, up 26% from $2.3B (2022-02-24 to 2023-02-28)Feb 28, 2023 · RAUM change · derived
- M••••••••• C•••••• L•••••• reported RAUM $2.3B, up 72% from $1.4B (2021-02-26 to 2022-02-24)Feb 24, 2022 · RAUM change · derived
- M••••••••• C•••••• L•••••• reported RAUM $1.4B, up 55% from $877.5M (2020-02-13 to 2021-02-26)Feb 26, 2021 · RAUM change · derived
- M••••••••• C•••••• L•••••• reported RAUM $877.5M, up 84% from $477.9M (2019-02-26 to 2020-02-13)Feb 13, 2020 · RAUM change · derived
- M••••••••• C•••••• L•••••• reported RAUM $477.9M, up 219% from $149.7M (2017-12-15 to 2019-02-26)Feb 26, 2019 · RAUM change · derived
- M••••••••• C•••••• L•••••• filed its initial SEC registration (Form ADV)Dec 15, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M•••••••••CAPITAL.CO.UKreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 1494 911157reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026