DFX Intelligence

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SEC-registered adviser

B••••••• C••••• F••• A••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 291770SEC 801-112392IAPD

Latest filing Mar 28, 2026

First filing on the tape Jan 4, 2018 · 18 filings

SEC status approved since Feb 2, 2018

RAUM

$189M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

11 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM$189M as of Mar 28, 2026

Mar 27, 2020$24.9M then

HNW client RAUM$0 as of Mar 28, 2026

Mar 28, 2019$0 then

State-registered IARs (5.B.3)0 as of Mar 28, 2026

Mar 28, 20190 then

Employees (5.A)11 as of Mar 28, 2026

Mar 28, 20195 then

Private funds: 1

RAUM +6.9% over the last fiscal year+31% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 28, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $189MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +6.9%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for investment companiesreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$189M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B••••••• I••••••••• H••• I••••• C••••• F•••• L••no longer reported	Private Equity Fund	$24.9M	2	Mar 27, 2020

Owners and control persons

Schedule A and B, latest filing

E••••• J•••• · Chief Legal Officer And Chief Compliance Officercontrol
since 05/2018 · owns less than 5%
K•••••• R•••••• R•••• · Chairmancontrol
since 01/2018 · owns less than 5%
R••••• J•••••• B•• · Presidentcontrol
since 01/2018 · owns less than 5%
K•••••• R•••••• R•••• · Membercontrol
since 07/2012 · owns 75% or more of B••••••• R••• E••••• H•••••••• L••

Entity owners

B••••••• A•••• M••••••••• L•• · Managing Member
direct · owns 75% or more
B••••••• R••• E••••• H•••••••• L•• · Member
indirect · owns F of B••••••• A•••• M••••••••• L••
I••••••• M••••••••• O••••• L•• · Member
indirect · owns 75% or more of I••••••• M••••••••• L••
I••••••• M••••••••• L•• · Member
indirect · owns 50% to 75% of B••••••• A•••• M••••••••• L••
S••••••••• A•••••• 3•••• O• C•••• G••••• L••• I•••••••• L••• · Member
indirect · owns 75% or more of I••••••• M••••••••• O••••• L••

Related persons

Schedule D 7.A

B••••••• C•••••• M•••••• L••
broker-dealern
B••••••• F••• A••••••• L••
investment advisernRAUM $3.5B
B••••••• R••• E•••••• L••
pooled vehicle sponsorn
B••••••• V•••• E•••••••• L••
n

Advisers that list B••••••• C••••• F••• A••••••• L•• as a related person

165015 n

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 14 to 11
Jul 1, 2025 to Mar 28, 2026
BD registered reps · 0 to 2
Jul 1, 2025 to Mar 28, 2026
Employees · 14 to 11
Jul 1, 2025 to Mar 28, 2026
Discretionary RAUM · $177M to $189M
Jul 1, 2025 to Mar 28, 2026
RAUM · $177M to $189M
Jul 1, 2025 to Mar 28, 2026
Financial planning clients · unset to
Mar 29, 2025 to Jul 1, 2025
Advisory employees · 8 to 14
Dec 10, 2024 to Mar 29, 2025
Employees · 8 to 14
Dec 10, 2024 to Mar 29, 2025
Discretionary RAUM · $109M to $177M
Dec 10, 2024 to Mar 29, 2025
RAUM · $109M to $177M
Dec 10, 2024 to Mar 29, 2025
Discretionary RAUM · $84.5M to $109M
Mar 31, 2023 to Mar 26, 2024
RAUM · $84.5M to $109M
Mar 31, 2023 to Mar 26, 2024
Accounts · unset to 1.0
Mar 30, 2022 to Mar 31, 2023
Discretionary RAUM · unset to 84474719.0
Mar 30, 2022 to Mar 31, 2023
Non-discretionary RAUM · unset to 0.0
Mar 30, 2022 to Mar 31, 2023
RAUM · unset to 84474719.0
Mar 30, 2022 to Mar 31, 2023
Accounts · 1.0 to unset
Mar 27, 2020 to Mar 31, 2021
Advisory employees · 9 to 8
Mar 27, 2020 to Mar 31, 2021
Advisory activities · 2 to 1
Mar 27, 2020 to Mar 31, 2021
Business name · B••••••• M••••••• F••• A••••••• L•• to B••••••• C••••• F••• A••••••• L••
Mar 27, 2020 to Mar 31, 2021
Pooled vehicle clients · 1 to 0
Mar 27, 2020 to Mar 31, 2021
Employees · 9 to 8
Mar 27, 2020 to Mar 31, 2021
Private funds · 1 to unset
Mar 27, 2020 to Mar 31, 2021
Discretionary RAUM · 0.0 to unset
Mar 27, 2020 to Mar 31, 2021
Non-discretionary RAUM · 24865361.0 to unset
Mar 27, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $24.9M to $0
Mar 27, 2020 to Mar 31, 2021
RAUM · 24865361.0 to unset
Mar 27, 2020 to Mar 31, 2021
Accounts · unset to 1.0
Nov 13, 2019 to Mar 27, 2020
Advisory employees · 5 to 9
Nov 13, 2019 to Mar 27, 2020
Advisory activities · 1 to 2
Nov 13, 2019 to Mar 27, 2020
Pooled vehicle clients · 0 to 1
Nov 13, 2019 to Mar 27, 2020
Employees · 5 to 9
Nov 13, 2019 to Mar 27, 2020
Legal name · B••••••• M••••••• F••• A••••••• L•• to B••••••• C••••• F••• A••••••• L••
Nov 13, 2019 to Mar 27, 2020
Private funds · unset to 1
Nov 13, 2019 to Mar 27, 2020
Discretionary RAUM · unset to 0.0
Nov 13, 2019 to Mar 27, 2020
Non-discretionary RAUM · unset to 24865361.0
Nov 13, 2019 to Mar 27, 2020
Pooled vehicle RAUM · $0 to $24.9M
Nov 13, 2019 to Mar 27, 2020
RAUM · unset to 24865361.0
Nov 13, 2019 to Mar 27, 2020
Accounts · 0.0 to unset
Nov 19, 2018 to Mar 28, 2019
Discretionary RAUM · 0.0 to unset
Nov 19, 2018 to Mar 28, 2019

Signals

2 dated events

Greer James Babb Iii (Chief Investment Officer) no longer on Schedule A of B••••••• C••••• F••• A••••••• L•• (listed 2019-11-13, absent 2020-03-27)
Mar 27, 2020 · Control person left · inference
B••••••• D••• F••• A••••••• L•• filed its initial SEC registration (Form ADV)
Jan 4, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

B••••••• C••••• F••• A••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 212-843-1601reportedpublic record, Form ADV, Mar 28, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026