DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

V••••••• L•

Former SEC-registered adviserMiami, FloridaCRD 291771SEC 801-112335IAPD
Latest filing Jun 28, 2023
First filing on the tape Dec 20, 2017 · 24 filings
RAUM
$425M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$425M as of Mar 8, 2023
Mar 29, 2019$200M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 8, 2023
Mar 29, 20190 then
Employees (5.A)3 as of Mar 8, 2023
Mar 29, 20193 then
Private funds: no history
RAUM +13% over the last fiscal year+29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 28, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$425MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$425M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • V•••••• A•••••• F••••••• · Managing Principal, Ccocontrol
        since 10/2017 · owns 75% or more
      • V•••••• A•••••• F••••••• · Managing Director, Ccocontrol
        since 05/2018 · owns 75% or more of V••••••• G•• I•••
      Entity owners
      • V••••••• G•• I••• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 2
        Mar 8, 2023 to Jun 28, 2023
      • Employees · 3 to 2
        Mar 8, 2023 to Jun 28, 2023
      • Discretionary RAUM · $375M to $425M
        Mar 18, 2022 to Jan 24, 2023
      • Pooled vehicle RAUM · $375M to $425M
        Mar 18, 2022 to Jan 24, 2023
      • RAUM · $375M to $425M
        Mar 18, 2022 to Jan 24, 2023
      • Discretionary RAUM · $325M to $375M
        May 17, 2021 to Jan 3, 2022
      • Pooled vehicle RAUM · $325M to $375M
        May 17, 2021 to Jan 3, 2022
      • RAUM · $325M to $375M
        May 17, 2021 to Jan 3, 2022
      • HQ city · NEW YORK to MIAMI
        Mar 10, 2021 to May 14, 2021
      • HQ state · NY to FL
        Mar 10, 2021 to May 14, 2021
      • Advisory employees · 2 to 3
        Oct 9, 2020 to Mar 10, 2021
      • Employees · 2 to 3
        Oct 9, 2020 to Mar 10, 2021
      • Business name · V••••••• C•••••• L•••••• P••••••••• to V••••••• L•
        Oct 7, 2020 to Oct 8, 2020
      • Legal name · V••••••• C•••••• L•••••• P••••••••• to V••••••• L•
        Oct 7, 2020 to Oct 7, 2020
      • Discretionary RAUM · $200M to $325M
        Mar 18, 2020 to May 8, 2020
      • Pooled vehicle RAUM · $200M to $325M
        Mar 18, 2020 to May 8, 2020
      • RAUM · $200M to $325M
        Mar 18, 2020 to May 8, 2020
      • Employees · 3 to 2
        Oct 1, 2019 to Mar 18, 2020
      • Organization form · Limited Liability Company to Limited Partnership
        May 30, 2018 to Jun 29, 2018
      • Succession · false to true
        May 30, 2018 to Jun 29, 2018
      • Business name · V••••••• C•••••• L•• to V••••••• C•••••• L•••••• P•••••••••
        Jun 29, 2018 to Jun 29, 2018
      • Legal name · V••••••• C•••••• L•• to V••••••• C•••••• L•••••• P•••••••••
        Jun 29, 2018 to Jun 29, 2018
      • Succession · true to false
        Jun 29, 2018 to Jun 29, 2018
      • Advisory employees · 1 to 2
        Dec 20, 2017 to May 30, 2018
      • Employees · 2 to 3
        Dec 20, 2017 to May 30, 2018
      Signals
      4 dated events
      • V••••••• L• reported RAUM $325.0M, up 62% from $200.0M (2020-03-18 to 2020-05-08)
        May 8, 2020 · RAUM change · derived
      • Steven William Mcnish (Chief Compliance Officer) no longer on Schedule A of V••••••• L• (listed 2019-03-29, absent 2019-06-18)
        Jun 18, 2019 · Control person left · inference
      • V••••••• C•••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jun 29, 2018 · Succession (Item 4) · fact
      • V••••••• C•••••• L•• filed its initial SEC registration (Form ADV)
        Dec 20, 2017 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026