DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C••••••• C•••••• R•••••••• I••

No RAUM reportedCRD 291803SEC 801-112621websiteIAPD
Latest filing Apr 1, 2026
First filing on the tape Feb 13, 2018 · 14 filings
SEC status approved since Mar 26, 2018
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$0 as of Apr 1, 2026
Mar 26, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Feb 28, 20190 then
Employees (5.A)1 as of Apr 1, 2026
Feb 28, 20192 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
subscription, otherreportedItem 5.E
Advisory activities
publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K•••• A••••••••• L••••• J••• · Chief Executive Officercontrol
        since 11/2017 · owns 75% or more
      • K•••• M•••• J•••••••• · Owner
        since 11/2017 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Chester, United K•••dom1 employees
      What changed
      consecutive filings, newest first
      • HQ city · unset to
        Apr 2, 2024 to Mar 26, 2025
      • HQ state · unset to
        Apr 2, 2024 to Mar 26, 2025
      • Other offices · 1 to 2
        Apr 2, 2024 to Mar 26, 2025
      • Accounts · unset to 0.0
        Apr 2, 2024 to Mar 26, 2025
      • Employees · 2 to 1
        Apr 2, 2024 to Mar 26, 2025
      • Financial planning clients · unset to
        Apr 2, 2024 to Mar 26, 2025
      • Discretionary RAUM · unset to 0.0
        Apr 2, 2024 to Mar 26, 2025
      • Non-discretionary RAUM · unset to 0.0
        Apr 2, 2024 to Mar 26, 2025
      • RAUM · unset to 0.0
        Apr 2, 2024 to Mar 26, 2025
      • Business name · C••••••• C••••••• I•• to C••••••• C•••••• R•••••••• I••
        Jun 7, 2018 to Feb 28, 2019
      • Legal name · C••••••• C••••••• I•• to C••••••• C•••••• R•••••••• I••
        Jun 7, 2018 to Feb 28, 2019
      • Other offices · 0 to 1
        Feb 13, 2018 to Mar 27, 2018
      Signals
      1 dated events
      • C••••••• C••••••• I•• filed its initial SEC registration (Form ADV)
        Feb 13, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      cestriancapitalresearch.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      +44 7468 346320reportedpublic record, Form ADV, Apr 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026