DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A• C•••••• M••••••••• L••
Latest filing May 6, 2026
First filing on the tape Mar 27, 2018 · 17 filings
SEC status approved since Apr 30, 2018
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
112
32 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
41
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$2.6B as of May 6, 2026
Mar 28, 2019$926M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 6, 2026
Mar 28, 20190 then
Employees (5.A)112 as of May 6, 2026
Mar 28, 201987 then
Private funds41 as of May 6, 2026
Mar 28, 20194 then
RAUM +1.2% over the last fiscal year+3.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $64.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.5B, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 41reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.5B for 41 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
37 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• H••••• R••• E••••• F••• I•• L• | Real Estate Fund | $906M | 518 | Aug 27, 2018 |
| A• C•••••• R••• E••••• F••• I• L•no longer reported | Real Estate Fund | $531M | 353 | Aug 27, 2018 |
| A• N•••••••• P•••• I•• O••••••••• F••• L•• | Real Estate Fund | $171M | 164 | Mar 31, 2022 |
| A• L••••• R•••• O••••••••• F••• L•• | Real Estate Fund | $158M | 131 | Mar 31, 2022 |
| A• N•••••••• P•••• I• O••••••••• F••• L•• | Real Estate Fund | $137M | 139 | Mar 28, 2019 |
| G••••••• H••••• R••• E••••• F••• I• L• | Real Estate Fund | $131M | 65 | Mar 31, 2023 |
| A• B•••• M•••• P•••• F••• L•• | Real Estate Fund | $78.1M | 93 | Mar 29, 2024 |
| A• N•••••••• P•••• I• O••••••••• F••• L•• | Real Estate Fund | $76.3M | 139 | Mar 28, 2019 |
| A• S•• A•••••• F••• L•• | Real Estate Fund | $73.4M | 101 | Mar 30, 2020 |
| A• R•• F••• L•• | Real Estate Fund | $54.1M | 95 | Mar 31, 2022 |
| A• H•••••• I••••• I•••••••• L•• | Real Estate Fund | $45.9M | 1 | Mar 31, 2022 |
| A• M•••• V•••• R••• E••••• F••• L• | Real Estate Fund | $43.8M | 5 | Mar 31, 2022 |
| A• N•• O•••••• F••• L•• | Real Estate Fund | $42.2M | 95 | Mar 30, 2020 |
| T••• L•••••• F••• L•• | Real Estate Fund | $33.3M | 79 | Mar 30, 2020 |
| A• A••••• C•••••••• L• | Real Estate Fund | $28.2M | 30 | Mar 31, 2023 |
| A• B•••••• F••• L•• | Real Estate Fund | $27.5M | 88 | Mar 30, 2020 |
| A• P••••••• F••• L•• | Real Estate Fund | $24.0M | 71 | Mar 31, 2023 |
| A• T•••• F••• L•• | Real Estate Fund | $21.9M | 78 | Mar 31, 2021 |
| T••• L•••••• R••••••••• F••• L•• | Real Estate Fund | $21.2M | 37 | Mar 30, 2020 |
| A• L••••• R•••• O••••••••• F••• •••• L•• | Real Estate Fund | $19.8M | 1 | Mar 31, 2023 |
| A• D•••••• F••• L•• | Real Estate Fund | $17.0M | 73 | Mar 31, 2023 |
| A• H•••• 1••• M••••• L•• | Real Estate Fund | $15.2M | 37 | Mar 31, 2022 |
| A• W••• F••• L•• | Real Estate Fund | $12.5M | 19 | Mar 31, 2023 |
| A• N•••••••• P•••• I•• O••••••••• F••• •••• L•• | Real Estate Fund | $7.9M | 1 | Mar 31, 2022 |
| A• S•• F••• L• | Real Estate Fund | $5.7M | 4 | Mar 31, 2023 |
| A• H•••• 1••• M••••• ••• L•• | Real Estate Fund | $5.5M | 1 | Mar 31, 2023 |
| A• L••••• R•••• O••••••••• F••• •••• L•• | Real Estate Fund | $2.9M | 1 | Mar 31, 2023 |
| A• L••••• R•••• O••••••••• F••• ••• L•• | Real Estate Fund | $2.0M | 1 | Mar 31, 2023 |
| A• N•••••••• P•••• I•• O••••••••• F••• •••• L•• | Real Estate Fund | $2.0M | 1 | Mar 31, 2022 |
| A• L••••• R•••• O••••••••• F••• ••••••• L•• | Real Estate Fund | $2.0M | 1 | Mar 31, 2023 |
| A• N•••••••• P•••• I•• O••••••••• F••• ••••••• L•• | Real Estate Fund | $1.9M | 1 | Mar 31, 2023 |
| A• L••••• R•••• O••••••••• F••• •••• L•• | Real Estate Fund | $1.5M | 1 | Mar 31, 2023 |
| A• N•••••••• P•••• I•• O••••••••• F••• ••••••• L•• | Real Estate Fund | $1.2M | 1 | Mar 31, 2023 |
| A• L••••• R•••• O••••••••• F••• ••• L•• | Real Estate Fund | $999,268 | 1 | Mar 29, 2024 |
| A• N•••••••• P•••• I•• O••••••••• F••• ••• L•• | Real Estate Fund | $976,099 | 1 | Mar 29, 2024 |
| A• L••••• R•••• O••••••••• F••• ••••••• L•• | Real Estate Fund | $972,208 | 1 | Mar 31, 2023 |
| A• L••••• R•••• O••••••••• F••• ••••• L•• | Real Estate Fund | $777,767 | 1 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• K••••••• K• · Chief Compliance Officercontrolsince 03/2023 · owns less than 5%
- H••••••••• E•••• D••••• · Presidentcontrolsince 12/2017 · owns less than 5%
- W•••••• A•••••• J•• · Partnercontrolsince 12/2017 · owns less than 5%
- W•••••• B•••••••• J•••• · Chief Executive Officercontrolsince 12/2017 · owns less than 5%
- W•••••• A•••••• J•• · M••••••controlsince 04/2023 · owns F of 6•• W• B••••• L••
- W•••••• B•••••••• J•••• · Trusteecontrolsince 01/2017 · owns F of B••••••• J• W••••• R•••••••• T••••
- W•••••• B•••••••• J•••• · Trusteecontrolsince 04/2023 · owns F of M••• A•• W••••• D•••••• T••••
- W•••••• M•••• A•• · Trusteecontrolsince 04/2023 · owns F of B••••••• J• W••••• D•••••• T••••
Entity owners
- A••••••••• J••••••• L• · Managing M•••••direct · owns 75% or more
- 6•• W• B••••• L•• · M•••••indirect · owns 75% or more of A••••••••• J••••••• L•
- A••••••••• J••••••• G• L•• · General Partnerindirect · owns F of A••••••••• J••••••• L•
- B••••••• J• W••••• D•••••• T•••• · M•••••indirect · owns 50% to 75% of 6•• W• B••••• L••
- B••••••• J• W••••• R•••••••• T•••• · Managing M•••••indirect · owns 75% or more of A••••••••• J••••••• G• L••
- M••• A•• W••••• D•••••• T•••• · M•••••indirect · owns 50% to 75% of 6•• W• B••••• L••
Related persons
Schedule D 7.A
- A• B•••• M•••• P•••• M•••••• L••pooled vehicle sponsorn
- A• B•••••• M•••••• L••pooled vehicle sponsorn
- A• D•••••• M•••••• L••pooled vehicle sponsorn
- A• H•••••• I••••• M•••••• L••pooled vehicle sponsorn
- A• L••••• R•••• M•••••• L••pooled vehicle sponsorn
- A• M•••• V•••• R••• E••••• F••• G• L••pooled vehicle sponsorn
- A• N•• O•••••• M•••••• L••pooled vehicle sponsorn
- A• P•••• I• M•••••• L••pooled vehicle sponsorn
- A• P•••• I• M•••••• L••pooled vehicle sponsorn
- A• P•••• I•• M•••••• L••pooled vehicle sponsorn
- A• P••••••• M•••••• L••pooled vehicle sponsorn
- A• R•• M•••••• L••pooled vehicle sponsorn
- A• S•• F••• G• L••pooled vehicle sponsorn
- A• S•• A•••••• M•••••• L••pooled vehicle sponsorn
- A• T•••• M•••••• L••pooled vehicle sponsorn
- A• W••• M•••••• L••pooled vehicle sponsorn
- G••••••• H••••• F••• I•• G• L••pooled vehicle sponsorn
- G••••••• H••••• F••• I• G• L••pooled vehicle sponsorn
- H•••• 1••• M•••••• L••pooled vehicle sponsorn
- T••• L•••••• M•••••• L••pooled vehicle sponsorn
- T••• L•••••• R••••••••• M•••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL8 employees
- London, United Kingdom1 employees
- Miami, FL1 employees
What changed
consecutive filings, newest first
- Assets in custody · $2.5B to $2.5BMar 30, 2026 to May 6, 2026
- Discretionary RAUM · $2.6B to $2.6BMar 30, 2026 to May 6, 2026
- Pooled vehicle RAUM · $2.6B to $2.6BMar 30, 2026 to May 6, 2026
- RAUM · $2.6B to $2.6BMar 30, 2026 to May 6, 2026
- Accounts · 37 to 41Apr 25, 2025 to Mar 30, 2026
- Advisory employees · 28 to 32Apr 25, 2025 to Mar 30, 2026
- Pooled vehicle clients · 37 to 41Apr 25, 2025 to Mar 30, 2026
- Assets in custody · $2.5B to $2.5BApr 25, 2025 to Mar 30, 2026
- Employees · 121 to 112Apr 25, 2025 to Mar 30, 2026
- Private funds · 37 to 41Apr 25, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.6B to $2.6BApr 25, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.6B to $2.6BApr 25, 2025 to Mar 30, 2026
- RAUM · $2.6B to $2.6BApr 25, 2025 to Mar 30, 2026
- Accounts · 36 to 37Mar 29, 2024 to Apr 25, 2025
- Pooled vehicle clients · 36 to 37Mar 29, 2024 to Apr 25, 2025
- Assets in custody · $2.1B to $2.5BMar 29, 2024 to Apr 25, 2025
- Employees · 133 to 121Mar 29, 2024 to Apr 25, 2025
- Financial planning clients · unset to Mar 29, 2024 to Apr 25, 2025
- Private funds · 36 to 37Mar 29, 2024 to Apr 25, 2025
- Discretionary RAUM · $2.2B to $2.6BMar 29, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · $2.2B to $2.6BMar 29, 2024 to Apr 25, 2025
- RAUM · $2.2B to $2.6BMar 29, 2024 to Apr 25, 2025
- Accounts · 32 to 36Oct 30, 2023 to Mar 29, 2024
- Advisory employees · 36 to 28Oct 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 32 to 36Oct 30, 2023 to Mar 29, 2024
- Assets in custody · $2.2B to $2.1BOct 30, 2023 to Mar 29, 2024
- Employees · 135 to 133Oct 30, 2023 to Mar 29, 2024
- Private funds · 32 to 36Oct 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.3B to $2.2BOct 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.3B to $2.2BOct 30, 2023 to Mar 29, 2024
- RAUM · $2.3B to $2.2BOct 30, 2023 to Mar 29, 2024
- Accounts · 17 to 32Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 29 to 36Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 17 to 32Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.8B to $2.2BMar 31, 2022 to Mar 31, 2023
- Employees · 98 to 135Mar 31, 2022 to Mar 31, 2023
- Other offices · 2 to 3Mar 31, 2022 to Mar 31, 2023
- Private funds · 17 to 32Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.8B to $2.3BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.8B to $2.3BMar 31, 2022 to Mar 31, 2023
Signals
9 dated events
- Ann M••• W••••• (Trustee) appeared on Schedule A of A• C•••••• M••••••••• L••Mar 29, 2024 · Control person joined · fact
- A• C•••••• M••••••••• L•• reported RAUM $2.3B, up 32% from $1.8B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- L. Kaitlyn Kooyers (Chief Compliance Officer) appeared on Schedule A of A• C•••••• M••••••••• L••Mar 31, 2023 · Control person joined · fact
- Brian Jeremy Szuch (Chief Compliance Officer) no longer on Schedule A of A• C•••••• M••••••••• L•• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- A• C•••••• M••••••••• L•• reported RAUM $1.8B, up 74% from $1.0B (2021-06-28 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- James Patrick Stephens (Chief Compliance Officer) no longer on Schedule A of A• C•••••• M••••••••• L•• (listed 2021-03-31, absent 2021-06-03)Jun 3, 2021 · Control person left · inference
- B Jeremy Szuch (Chief Compliance Officer) appeared on Schedule A of A• C•••••• M••••••••• L••Jun 3, 2021 · Control person joined · fact
- A• C•••••• M••••••••• L•• reported RAUM $1.3B, up 46% from $925.6M (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- A• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 27, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aj-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-267-4185reportedpublic record, Form ADV, May 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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