DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

W••••• C•••••• A••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 291923SEC 801-113347website IAPD

Latest filing Aug 8, 2024

First filing on the tape May 1, 2018 · 20 filings

SEC status approved since Jun 1, 2018

RAUM

$485M

reported, Item 5.F

Discretionary

51%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$59.8M gross assets

History

20 filings and snapshots on the tape

RAUM$485M as of Mar 31, 2024

Mar 31, 2019$926M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2024

Mar 31, 20190 then

Employees (5.A)10 as of Mar 31, 2024

Mar 31, 201928 then

Private funds9 as of Mar 31, 2024

Mar 31, 20197 then

RAUM -45% over the last fiscal year-36% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Aug 8, 2024; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $60.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 51%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: -45%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $36.7M, 8 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$485M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $36.7M for 8 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

10 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
A•• M••••• F••• L•	Real Estate Fund	$18.6M	2	Mar 30, 2020
W••••• P••••••• I•••••••• O•••••••• P••••••••• I•• L•	Real Estate Fund	$17.7M	18	May 1, 2018
W••••• P••••••• I•••••••• F••• B• L•	Real Estate Fund	$10.7M	5	May 1, 2018
W•• C••••••••• F••• • A• L•	Real Estate Fund	$4.5M	2	Mar 31, 2019
W••••• P••••••• I•••••••• L•	Real Estate Fund	$4.1M	6	May 1, 2018
W••••• P••••••• I•••••••• F••• A• L•	Real Estate Fund	$2.8M	2	May 1, 2018
W••••• P••••••• I•••••••• F••• B•• L•	Real Estate Fund	$1.4M	1	May 1, 2018
W••••• P••••••• I•••••••• O•••••••• P••••••••• A•• I• L•	Real Estate Fund	$20,000	18	Mar 30, 2020
W••••• P••••••• I•••••••• O•••••••• P••••••••• 1• ••• L•	Real Estate Fund	$0	0	Mar 30, 2020
W••••• P••••••• I•••••••• O•••••••• P••••••••• I• L•	Real Estate Fund	$0	0	May 1, 2018

Owners and control persons

Schedule A and B, latest filing

L••••••• M••••••• S••••• · Management Committee Membercontrol
since 02/2017 · owns less than 5%
M•••••• J••••• E•••• · Management Committee Member & Chief Compliance Officercontrol
since 06/2024 · owns less than 5%
S••••••• P••••• · Management Committee Membercontrol
since 06/2024 · owns less than 5%
A••••••••• R•••••• F•••• · Managercontrol
since 05/1996 · owns 25% to 50% of R•••• G•••• L•••••
L••••••• M••••••• S••••• · Managercontrol
since 05/1996 · owns 25% to 50% of R•••• G•••• L•••••
Y••••• A••••• M••••••• · Trusteecontrol
since 01/1999 · owns F of J•••• T••••
I••••• S••••• P•••• · Chief Financial Officer
since 03/2024 · owns less than 5%
H•••••• S•••• C••••••• A••••• · Manager
since 08/2024 · owns F of T•• W• C•••••• M• L••
H•••••• S•••• C••••••• A••••• · Manager
since 08/2024 · owns F of W••••• C•••••••• L••
H•••••• S•••• C••••••• A••••• · Manager
since 08/2024 · owns F of W• E••••• L••
S••••••• P••••• · Manager
since 06/2024 · owns F of W• E••••• L••
S••••••• P••••• · Manager
since 02/2023 · owns F of W••••• C•••••••• L••
S••••••• P••••• · Manager
since 02/2023 · owns F of T•• W• C•••••• M• L••

Entity owners

A•• I••••••••• G•••• H••••••• L•• · Non-Managing Member
direct · owns 75% or more
C•••• G•••••••• L•• · Owner
indirect · owns 50% to 75% of W••••• I•••
J•••• T•••• · Owner
indirect · owns 50% to 75% of Y•••• S••••••• I•••
R•••• G•••• L••••• · Owner
indirect · owns 75% or more of R•••• G•••• W• H••••••• L••
T•• W• C•••••• M• L•• · Owner
indirect · owns 75% or more of W• E••••• L••
W••••• C•••••••• L•• · Owner
indirect · owns 75% or more of A•• I••••••••• G•••• H••••••• L••
W••••• I••• · Owner
indirect · owns 75% or more of W• H••••• L••
W• E••••• L•• · Owner
indirect · owns 75% or more of W••••• C•••••••• L••
W• H••••• L•• · Owner
indirect · owns 75% or more of T•• W• C•••••• M• L••
Y•••• S••••••• I••• · Owner & Manager
indirect · owns 75% or more of C•••• G•••••••• L••
R•••• G•••• W• H••••••• L•• · Non-Managing Member
direct · owns 10% to 25%

Related persons

Schedule D 7.A

A•• M••••• F••• G• L•
pooled vehicle sponsorn
W••••• C•••••• A••••••• U• L••••••
investment advisery
W••••• P••••••• I•••••••• L••
pooled vehicle sponsorn
W•• C••••••••• G• L•
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

New York, NY1 employees

What changed

consecutive filings, newest first

Accounts · 9 to 8
Sep 14, 2023 to Mar 31, 2024
Advisory employees · 9 to 4
Sep 14, 2023 to Mar 31, 2024
Pooled vehicle clients · 9 to 8
Sep 14, 2023 to Mar 31, 2024
Assets in custody · $339M to $36.7M
Sep 14, 2023 to Mar 31, 2024
Employees · 16 to 10
Sep 14, 2023 to Mar 31, 2024
Private funds · 10 to 9
Sep 14, 2023 to Mar 31, 2024
Discretionary RAUM · $588M to $245M
Sep 14, 2023 to Mar 31, 2024
Non-discretionary RAUM · $298M to $240M
Sep 14, 2023 to Mar 31, 2024
Pooled vehicle RAUM · $886M to $485M
Sep 14, 2023 to Mar 31, 2024
RAUM · $886M to $485M
Sep 14, 2023 to Mar 31, 2024
Accounts · 10 to 9
Sep 29, 2022 to Mar 31, 2023
Advisory employees · 13 to 9
Sep 29, 2022 to Mar 31, 2023
Pooled vehicle clients · 10 to 9
Sep 29, 2022 to Mar 31, 2023
Assets in custody · $1.3B to $339M
Sep 29, 2022 to Mar 31, 2023
Employees · 20 to 16
Sep 29, 2022 to Mar 31, 2023
Discretionary RAUM · $1.6B to $588M
Sep 29, 2022 to Mar 31, 2023
Non-discretionary RAUM · $313M to $298M
Sep 29, 2022 to Mar 31, 2023
Pooled vehicle RAUM · $1.9B to $886M
Sep 29, 2022 to Mar 31, 2023
RAUM · $1.9B to $886M
Sep 29, 2022 to Mar 31, 2023
Advisory employees · 16 to 13
Oct 29, 2021 to Mar 31, 2022
Assets in custody · $904M to $1.3B
Oct 29, 2021 to Mar 31, 2022
Employees · 31 to 20
Oct 29, 2021 to Mar 31, 2022
Discretionary RAUM · $1.5B to $1.6B
Oct 29, 2021 to Mar 31, 2022
Non-discretionary RAUM · $309M to $313M
Oct 29, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $1.8B to $1.9B
Oct 29, 2021 to Mar 31, 2022
RAUM · $1.8B to $1.9B
Oct 29, 2021 to Mar 31, 2022
Related adviser · false to true
Oct 29, 2021 to Mar 31, 2022
Advisory employees · 17 to 16
Jul 29, 2020 to Mar 31, 2021
Business name · A•• C•••••• A••••••• L•• to W••••• C•••••• A••••••• L••
Jul 29, 2020 to Mar 31, 2021
Assets in custody · $986M to $904M
Jul 29, 2020 to Mar 31, 2021
Employees · 27 to 31
Jul 29, 2020 to Mar 31, 2021
Legal name · A•• C•••••• A••••••• L•• to W••••• C•••••• A••••••• L••
Jul 29, 2020 to Mar 31, 2021
Discretionary RAUM · $1.6B to $1.5B
Jul 29, 2020 to Mar 31, 2021
Non-discretionary RAUM · $309M to $309M
Jul 29, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $1.9B to $1.8B
Jul 29, 2020 to Mar 31, 2021
RAUM · $1.9B to $1.8B
Jul 29, 2020 to Mar 31, 2021
Related adviser · true to false
Jul 29, 2020 to Mar 31, 2021
Business name · W••••• P••••••• A••••••• L•• to A•• C•••••• A••••••• L••
Jun 30, 2020 to Jul 29, 2020
Accounts · 9 to 10
Mar 30, 2020 to Jun 30, 2020
Accounts · 6 to 9
Sep 10, 2019 to Mar 30, 2020

Signals

27 dated events

W••••• C•••••• A••••••• L•• no longer on the SEC adviser roster (last listed 2025-01-02, RAUM $484.8M)
Feb 3, 2025 · Left the SEC roster · derived
John Lawrence Fuchs (Management Committee Member & Managing Partner) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2024-03-31, absent 2024-08-08)
Aug 8, 2024 · Control person left · inference
Alan Peter Greenspan (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2024-03-31, absent 2024-08-08)
Aug 8, 2024 · Control person left · inference
M••••••• A•••• Y•••• (Trustee) appeared on Schedule A of W••••• C•••••• A••••••• L••
Aug 8, 2024 · Control person joined · fact
W••••• C•••••• A••••••• L•• reported RAUM $484.8M, down 45% from $886.0M (2023-09-14 to 2024-03-31)
Mar 31, 2024 · RAUM change · derived
Alan Peter Greenspan (Management Committee Member) appeared on Schedule A of W••••• C•••••• A••••••• L••
Mar 31, 2024 · Control person joined · fact
Frank Robert Agostinelli (Manager) appeared on Schedule A of W••••• C•••••• A••••••• L••
Mar 31, 2024 · Control person joined · fact
L••••• S•••••• M••••••• (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2023-03-31, absent 2023-06-15)
Jun 15, 2023 · Control person left · inference
R••••• H•••••••• (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2023-03-31, absent 2023-06-15)
Jun 15, 2023 · Control person left · inference
W••••• C•••••• A••••••• L•• reported RAUM $886.0M, down 53% from $1.9B (2022-09-29 to 2023-03-31)
Mar 31, 2023 · RAUM change · derived
Alan Peter Greenspan (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2022-09-29, absent 2023-03-31)
Mar 31, 2023 · Control person left · inference
Adam Neumann (Owner) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2021-05-10, absent 2021-10-29)
Oct 29, 2021 · Control person left · inference
Resat Richard Gomel (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2021-03-31, absent 2021-05-10)
May 10, 2021 · Control person left · inference
Alan Peter Greenspan (Management Committee Member) appeared on Schedule A of W••••• C•••••• A••••••• L••
Jun 30, 2020 · Control person joined · fact
L••••• S•••••• M••••••• (Management Committee Member) appeared on Schedule A of W••••• C•••••• A••••••• L••
Jun 30, 2020 · Control person joined · fact
R••••• H•••••••• (Management Committee Member) appeared on Schedule A of W••••• C•••••• A••••••• L••
Jun 30, 2020 · Control person joined · fact
W••••• C•••••• A••••••• L•• reported RAUM $1.9B, up 105% from $926.2M (2019-09-10 to 2020-03-30)
Mar 30, 2020 · RAUM change · derived
John Lawrence Fuchs (Chief Financial Officer & Chief Operations Officer) appeared on Schedule A of W••••• C•••••• A••••••• L••
Mar 30, 2020 · Control person joined · fact
J••••••• B•••••• (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2019-09-10, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
J Michael Gross (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2019-09-10, absent 2020-03-30)
Mar 30, 2020 · Control person left · inference
Alfons Maria Franz-Ferdinand Buerstedde (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2019-03-31, absent 2019-09-10)
Sep 10, 2019 · Control person left · inference
Louis Eric Gross (Management Committee Member) no longer on Schedule A of W••••• C•••••• A••••••• L•• (listed 2019-03-31, absent 2019-09-10)
Sep 10, 2019 · Control person left · inference
J••••••• B•••••• (Management Committee Member) appeared on Schedule A of W••••• C•••••• A••••••• L••
Sep 10, 2019 · Control person joined · fact
J Michael Gross (Management Committee Member) appeared on Schedule A of W••••• C•••••• A••••••• L••
Sep 10, 2019 · Control person joined · fact
Alan Peter Greenspan (Management Committee Member) appeared on Schedule A of W••••• C•••••• A••••••• L••
Sep 10, 2019 · Control person joined · fact
W••••• C•••••• A••••••• L•• reported RAUM $926.2M, up 48% from $626.3M (2018-10-02 to 2019-03-31)
Mar 31, 2019 · RAUM change · derived
W••••• P••••••• A••••••• L•• filed its initial SEC registration (Form ADV)
May 1, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

W••••• C•••••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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