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SEC-registered adviser

C••••••• A•••• M••••••••• I•••

Asset manager (funds and pooled vehicles)Mill Valley, CaliforniaCRD 291953SEC 801-124871websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Mar 31, 2022 · 7 filings
SEC status approved since May 2, 2022
RAUM
$122M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$122M as of Mar 27, 2026
Mar 30, 2023$189M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20230 then
Employees (5.A)8 as of Mar 27, 2026
Mar 30, 20238 then
Private funds2 as of Mar 27, 2026
Mar 30, 20232 then
RAUM -29% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$30.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-29%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$122M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$122M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$122M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••••••• S••••••••• S••••••••• L•Hedge Fund$148M126Mar 25, 2021
      C••••••• C••• B••••••••• F••• L•Hedge Fund$16.6M28Mar 25, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• M•••••• D•••• · Chief Executive Officercontrol
        since 10/2017 · owns 25% to 50%
      • P•••••• J••••• M••• · Chief Financial Officercontrol
        since 10/2017 · owns 25% to 50%
      • C••••••••• D••••• M• · Chief Compliance Officer
        since 11/2024 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM down 25 %Change between filings · filing Mar 27, 2026
        RAUM (Item 5.F) moved from $171,379,985 to $121,806,948 (-29.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +4.0% (1145 comparable advisers, 9.0th percentile of changes)
        peers: asset managers, $100M to $500M (1,145) · 8.7% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 4
        Mar 28, 2025 to Mar 27, 2026
      • Pooled vehicle clients · 3 to 4
        Mar 28, 2025 to Mar 27, 2026
      • Assets in custody · $171M to $122M
        Mar 28, 2025 to Mar 27, 2026
      • Discretionary RAUM · $171M to $122M
        Mar 28, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $171M to $122M
        Mar 28, 2025 to Mar 27, 2026
      • RAUM · $171M to $122M
        Mar 28, 2025 to Mar 27, 2026
      • Assets in custody · $148M to $171M
        Nov 16, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Nov 16, 2024 to Mar 28, 2025
      • Discretionary RAUM · $148M to $171M
        Nov 16, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $148M to $171M
        Nov 16, 2024 to Mar 28, 2025
      • RAUM · $148M to $171M
        Nov 16, 2024 to Mar 28, 2025
      • Assets in custody · $189M to $148M
        Mar 30, 2023 to Mar 29, 2024
      • Discretionary RAUM · $189M to $148M
        Mar 30, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $189M to $148M
        Mar 30, 2023 to Mar 29, 2024
      • RAUM · $189M to $148M
        Mar 30, 2023 to Mar 29, 2024
      • Assets in custody · $264M to $189M
        Apr 4, 2022 to Mar 30, 2023
      • Discretionary RAUM · $264M to $189M
        Apr 4, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $264M to $189M
        Apr 4, 2022 to Mar 30, 2023
      • RAUM · $264M to $189M
        Apr 4, 2022 to Mar 30, 2023
      • Private funds · 4 to 2
        Mar 31, 2022 to Apr 4, 2022
      Signals
      2 dated events
      • Daniel Joseph Duldulao (Chief Compliance Officer / Vp Of Finance) no longer on Schedule A of C••••••• A•••• M••••••••• I••• (listed 2024-03-29, absent 2024-11-16)
        Nov 16, 2024 · Control person left · inference
      • C••••••• A•••• M••••••••• I••• filed its initial SEC registration (Form ADV)
        Mar 31, 2022 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      c•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      415-746-9485reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026