DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K••••••• C•••••• P••••••• L••••••

Former SEC-registered adviserLondon, CRD 291956SEC 801-112550IAPD
Latest filing Oct 14, 2021
First filing on the tape Feb 1, 2018 · 15 filings
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
18
$2.8B gross assets
History
15 filings and snapshots on the tape
RAUM$2.9B as of Jun 29, 2021
Jun 29, 2018$1.9B then
HNW client RAUM$0 as of Jun 29, 2021
Jun 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 29, 2021
Jun 29, 20180 then
Employees (5.A)18 as of Jun 29, 2021
Jun 29, 201815 then
Private funds17 as of Jun 29, 2021
Jun 29, 20186 then
RAUM +60% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Oct 14, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$134MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+60%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.8B96%
  • Pension and profit-sharing plans$131M4.4%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
1reported
Charitable clients
0reported
Accounts
22reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      28 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K••••••• F••• • F••••••• C••••••• F•••••••••Hedge Fund$856M182Aug 18, 2015
      K••••••• F••••••• C••••••• I••••••• •••• L•Private Equity Fund$491M47Oct 5, 2015
      K••••••• F••••••• C••••••• O••••••••• ••••• G••••• F••• I• L•••Private Equity Fund$380M37Jun 29, 2022
      K••••••• F•• O••••••• S•• • S••••••••• P•••••••• O••Private Equity Fund$371M19Jan 23, 2019
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• F•••Private Equity Fund$323M35Apr 13, 2021
      K••••••• F••••••• C••••••• O••••••••• •••• G••••• F••• L•••Private Equity Fund$321M80Jan 7, 2021
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• S••••Private Equity Fund$234M14Jun 29, 2021
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• T•••••••Private Equity Fund$228M57Jun 28, 2024
      K••••••• F••• • F••••••• C••••••• F••••••••• E•••••Hedge Fund$174M16Aug 18, 2015
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• T•••••Private Equity Fund$152M65Jun 28, 2024
      K••••••• F•• O••••••• S•• • S••••••••• P•••••••• S••Private Equity Fund$133M13Jan 7, 2021
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• E••••Private Equity Fund$118M118Jun 29, 2022
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• N•••Private Equity Fund$93.5M23Jun 29, 2023
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• F•••Private Equity Fund$91.5M67Oct 14, 2021
      K••••••• F••••••• C••••••• O••••••••• ••••• G••••• F••• I•• L•••Private Equity Fund$83.2M3Jun 28, 2024
      K••••••• F•• O••••••• S•• • S••••••••• P•••••••• F•••Private Equity Fund$71.8M19Jan 7, 2021
      K••••••• C•••••• I••• • A•• P••• G••••• C••••••• F•••••••• F•••Other Private Fund$67.4M10Jan 29, 2016
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• T••Private Equity Fund$39.2M1Sep 11, 2019
      K••••••• F•• O••••••• S•• • S••••••••• P•••••••• F•••Private Equity Fund$33.1M2Jan 7, 2021
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• O••Private Equity Fund$32.3M7Jan 23, 2019
      K••••••• F•• O••••••• S•• • S••••••••• P•••••••• T••Private Equity Fund$31.0M7Sep 11, 2019
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• E•••••Private Equity Fund$25.3M13Jun 29, 2023
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• T••Private Equity Fund$19.3M6Jun 29, 2023
      K••••••• F•• O••••••• S•• • S••••••••• P•••••••• T••••Other Private Fund$18.2M6Sep 11, 2019
      K••••••• F•• C••••••••• S•• • S••••••••• P•••••••• S••Private Equity Fund$10.6M2Jun 29, 2021
      K••••••• C•••••• U• F••••• F••••• L•• • A•• P••• G••••• C••••••• F•••••••• F••• •• S•••••• ••Other Private Fund$8.0M8May 24, 2017
      A•••• V•••••• F••• I• L•Venture Capital Fund$6.6M3Jun 28, 2024
      K••••••• C•••••• U• F••••• F••••• L•• • A•• P••• G••••• C••••••• F•••••••• F••• •• S••••••no longer reportedOther Private Fund$00Feb 28, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• C•••• · Director, Coo, Ccocontrol
        since 05/2017 · owns less than 5%
      • S••••• M••••• · Director, Ceocontrol
        since 02/2017 · owns less than 5%
      • S••••• M••••• · Shareholder & Directorcontrol
        since 02/2017 · owns 75% or more of K••••••••• H••••••• L••••••
      Entity owners
      • K••••••••• H••••••• L•••••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • K••••••• C•••••• A••••••• L••
        investment advisery
      • K••••••• C•••••• L••••••
        n
      • K••••••• C•••••• M••••••••• L••••••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Private funds · 17 to 18
        Jun 29, 2021 to Oct 14, 2021
      • Accounts · 14 to 22
        Apr 13, 2021 to Jun 29, 2021
      • Advisory employees · 12 to 10
        Apr 13, 2021 to Jun 29, 2021
      • Advisory activities · 3 to 4
        Apr 13, 2021 to Jun 29, 2021
      • Pooled vehicle clients · 12 to 20
        Apr 13, 2021 to Jun 29, 2021
      • Employees · 16 to 18
        Apr 13, 2021 to Jun 29, 2021
      • Private funds · 15 to 17
        Apr 13, 2021 to Jun 29, 2021
      • Discretionary RAUM · $1.8B to $2.9B
        Apr 13, 2021 to Jun 29, 2021
      • Pension RAUM · $90.0M to $131M
        Apr 13, 2021 to Jun 29, 2021
      • Pooled vehicle RAUM · $1.7B to $2.8B
        Apr 13, 2021 to Jun 29, 2021
      • RAUM · $1.8B to $2.9B
        Apr 13, 2021 to Jun 29, 2021
      • Private funds · 14 to 15
        Mar 30, 2021 to Apr 13, 2021
      • Private funds · 10 to 14
        Jun 29, 2020 to Jan 7, 2021
      • Accounts · 13 to 14
        Sep 11, 2019 to Jun 29, 2020
      • Corporate clients · 0 to 1
        Sep 11, 2019 to Jun 29, 2020
      • Employees · 14 to 16
        Sep 11, 2019 to Jun 29, 2020
      • Private funds · 11 to 10
        Sep 11, 2019 to Jun 29, 2020
      • Discretionary RAUM · $1.9B to $1.8B
        Sep 11, 2019 to Jun 29, 2020
      • Pension RAUM · $103M to $90.0M
        Sep 11, 2019 to Jun 29, 2020
      • Pooled vehicle RAUM · $1.8B to $1.7B
        Sep 11, 2019 to Jun 29, 2020
      • RAUM · $1.9B to $1.8B
        Sep 11, 2019 to Jun 29, 2020
      • Accounts · 10 to 13
        Jun 28, 2019 to Sep 11, 2019
      • Pooled vehicle clients · 9 to 12
        Jun 28, 2019 to Sep 11, 2019
      • Private funds · 8 to 11
        Jun 28, 2019 to Sep 11, 2019
      • Discretionary RAUM · $2.1B to $1.9B
        Jun 28, 2019 to Sep 11, 2019
      • Pension RAUM · $103M to $103M
        Jun 28, 2019 to Sep 11, 2019
      • Pooled vehicle RAUM · $2.0B to $1.8B
        Jun 28, 2019 to Sep 11, 2019
      • RAUM · $2.1B to $1.9B
        Jun 28, 2019 to Sep 11, 2019
      • Accounts · 8 to 10
        Feb 5, 2019 to Jun 28, 2019
      • Advisory employees · 11 to 12
        Feb 5, 2019 to Jun 28, 2019
      • Advisory activities · 2 to 3
        Feb 5, 2019 to Jun 28, 2019
      • Pension plan clients · 0 to 1
        Feb 5, 2019 to Jun 28, 2019
      • Employees · 15 to 14
        Feb 5, 2019 to Jun 28, 2019
      • Discretionary RAUM · $1.9B to $2.1B
        Feb 5, 2019 to Jun 28, 2019
      • Pension RAUM · $0 to $103M
        Feb 5, 2019 to Jun 28, 2019
      • Pooled vehicle RAUM · $1.9B to $2.0B
        Feb 5, 2019 to Jun 28, 2019
      • RAUM · $1.9B to $2.1B
        Feb 5, 2019 to Jun 28, 2019
      • Private funds · 6 to 8
        Jun 29, 2018 to Jan 23, 2019
      • Accounts · 9 to 8
        Jun 11, 2018 to Jun 29, 2018
      • Assets in custody · 0.0 to unset
        Jun 11, 2018 to Jun 29, 2018
      Signals
      2 dated events
      • K••••••• C•••••• P••••••• L•••••• reported RAUM $2.9B, up 60% from $1.8B (2021-04-13 to 2021-06-29)
        Jun 29, 2021 · RAUM change · derived
      • K••••••• C•••••• P••••••• L•••••• filed its initial SEC registration (Form ADV)
        Feb 1, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      K•••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026