DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•• W••••• M••••••••• L••
Latest filing Aug 6, 2026
First filing on the tape Jun 27, 2023 · 12 filings
SEC status approved since Jul 28, 2023
RAUM
$284M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
32%
$90.7M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$94.6M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$284M as of Aug 6, 2026
Mar 26, 2024$175M then
HNW client RAUM$41.3M as of Aug 6, 2026
Mar 26, 2024$34.4M then
State-registered IARs (5.B.3)3 as of Aug 6, 2026
Mar 26, 20242 then
Employees (5.A)5 as of Aug 6, 2026
Mar 26, 20242 then
Private funds: no history
RAUM +29% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
- RAUM per advisor
- $94.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $803,829derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$192M68%
- Individuals$49.4M17%
- High-net-worth individuals$41.3M15%
- Pension and profit-sharing plans$1.3M0.5%
- Individual clients
- 174reported
- HNW clients
- 18reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 353reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.32 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••• A•••• V•••• | Miami, Fl | Jul 15, 2024 | 12 y | 0 |
| R•••••• M••••• G•••••• | Miami, Fl | Apr 28, 2025 | 12 y | 0 |
| M•••••• A•••• S•••••• | Miami, Fl | Dec 8, 2025 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• M••••••• A•••• · Managing Member/Presidentcontrolsince 07/2017 · owns less than 5%
- S••••••• M••••••• A•••• · Managing Member/Chief Compliance Officercontrolsince 07/2017 · owns 75% or more of F•• F••••• O••••• S•••
Entity owners
- F•• F••••• O••••• S••• · Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- F•• F••••• O••••• S••investment advisery
- F•••••••• D••••• I••••••••• S•••investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Buenos Aires, Argentina1 employees
- Montevideo, Uruguay1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Mar 11, 2026employees (Item 5.A) moved from 21.0 to 5.0 (-76.0%) between the annual amendments of 2025-03-27 and 2026-03-11; the peer median change was 0.0% (506 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (506) · 0.8% percentile
What changed
consecutive filings, newest first
- Accounts · 385 to 353May 5, 2025 to Mar 11, 2026
- Corporate clients · 127 to 160May 5, 2025 to Mar 11, 2026
- Individual clients · 198 to 174May 5, 2025 to Mar 11, 2026
- Pension plan clients · unset to 1.0May 5, 2025 to Mar 11, 2026
- Employees · 21 to 5May 5, 2025 to Mar 11, 2026
- Discretionary RAUM · $219M to $284MMay 5, 2025 to Mar 11, 2026
- HNW RAUM · $35.1M to $41.3MMay 5, 2025 to Mar 11, 2026
- Individual RAUM · $48.3M to $49.4MMay 5, 2025 to Mar 11, 2026
- Pension RAUM · unset to 1282504.0May 5, 2025 to Mar 11, 2026
- RAUM · $219M to $284MMay 5, 2025 to Mar 11, 2026
- Financial planning clients · 1-10 to 1-10Mar 27, 2025 to May 5, 2025
- Accounts · 560 to 385Feb 21, 2025 to Mar 27, 2025
- Advisory employees · 2 to 3Feb 21, 2025 to Mar 27, 2025
- Corporate clients · 211 to 127Feb 21, 2025 to Mar 27, 2025
- HNW clients · 210 to 18Feb 21, 2025 to Mar 27, 2025
- Individual clients · 139 to 198Feb 21, 2025 to Mar 27, 2025
- Financial planning clients · 0 to 1-10Feb 21, 2025 to Mar 27, 2025
- State-registered IARs · 2 to 3Feb 21, 2025 to Mar 27, 2025
- Discretionary RAUM · $175M to $219MFeb 21, 2025 to Mar 27, 2025
- HNW RAUM · $34.4M to $35.1MFeb 21, 2025 to Mar 27, 2025
- Individual RAUM · $23.0M to $48.3MFeb 21, 2025 to Mar 27, 2025
- RAUM · $175M to $219MFeb 21, 2025 to Mar 27, 2025
- Employees · 2 to 21May 22, 2024 to Feb 21, 2025
- Accounts · 369 to 560Oct 6, 2023 to Mar 26, 2024
- Corporate clients · 87 to 211Oct 6, 2023 to Mar 26, 2024
- HNW clients · 15 to 210Oct 6, 2023 to Mar 26, 2024
- Individual clients · 231 to 139Oct 6, 2023 to Mar 26, 2024
- Assets in custody · 148791627.0 to unsetOct 6, 2023 to Mar 26, 2024
- Custody of client assets · true to falseOct 6, 2023 to Mar 26, 2024
- Discretionary RAUM · $149M to $175MOct 6, 2023 to Mar 26, 2024
- HNW RAUM · $20.8M to $34.4MOct 6, 2023 to Mar 26, 2024
- Individual RAUM · $38.9M to $23.0MOct 6, 2023 to Mar 26, 2024
- RAUM · $149M to $175MOct 6, 2023 to Mar 26, 2024
Signals
3 dated events
- Daniel Posse (Chief Compliance Officer) appeared on Schedule A of F•• W••••• M••••••••• L••May 22, 2024 · Control person joined · fact
- Daniel Posse (Chief Compliance Officer) no longer on Schedule A of F•• W••••• M••••••••• L•• (listed 2024-05-22, absent 2024-05-22)May 22, 2024 · Control person left · inference
- F•• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@f•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- d•••••@f•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- f••••@f•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 561-875-7673reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/fdi-gerenciadora-de-patrimoniosreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.f•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-875-7673reportedpublic record, Form ADV, Aug 6, 2026
- Team page
- f•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026