DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••• C••••••

Former SEC-registered adviserMadrid, CRD 292126SEC 801-112554IAPD
Legal name A••• C•••••• I••••••••• S••••• S•••
Latest filing Mar 18, 2019
First filing on the tape Feb 1, 2018 · 5 filings
RAUM
$175M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$163M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$175M as of Mar 18, 2019
Feb 1, 2018$121M then
HNW client RAUM$163M as of Mar 18, 2019
Feb 1, 2018$113M then
State-registered IARs (5.B.3)0 as of Mar 18, 2019
Feb 1, 20180 then
Employees (5.A)8 as of Mar 18, 2019
Feb 1, 20188 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 18, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.5MderivedHNW RAUM over HNW clients
Average account
$4.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$163M93%
  • Investment companies$12.5M7.1%
Individual clients
0reported
HNW clients
36reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
39reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • D• L• O••••• A••••••• N•• · Directorcontrol
        since 10/2017 · owns less than 5%
      • G•• G•••••• J••••• M•••• · Directorcontrol
        since 10/2017 · owns less than 5%
      • G•• G•••••• M•••••• M•••• · Directorcontrol
        since 10/2017 · owns less than 5%
      • S•••••• M•••••• J•••• N•• · Directorcontrol
        since 10/2017 · owns less than 5%
      • D• L• O••••• A••••••• N•• · Shareholdercontrol
        since 12/2017 · owns 25% to 50% of D•••• M••••••••• S•••
      • G•• G•••••• J••••• M•••• · Shareholdercontrol
        since 12/2017 · owns 25% to 50% of D•••• M••••••••• S•••
      Entity owners
      • D•••• M••••••••• S••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list A••• C•••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 38 to 39
        Jun 29, 2018 to Mar 18, 2019
      • Advisory employees · 2 to 3
        Jun 29, 2018 to Mar 18, 2019
      • Discretionary RAUM · $121M to $175M
        Jun 29, 2018 to Mar 18, 2019
      • HNW RAUM · $113M to $163M
        Jun 29, 2018 to Mar 18, 2019
      • RAUM · $121M to $175M
        Jun 29, 2018 to Mar 18, 2019
      • Related adviser · false to true
        Jun 29, 2018 to Mar 18, 2019
      Signals
      1 dated events
      • A••• C•••••• filed its initial SEC registration (Form ADV)
        Feb 1, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026