DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• C••••• P••••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Feb 28, 2018 · 17 filings
SEC status approved since Mar 29, 2018
RAUM
$4.1B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
19 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
10
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$4.1B as of Mar 26, 2026
Mar 28, 2019$446M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20190 then
Employees (5.A)43 as of Mar 26, 2026
Mar 28, 201911 then
Private funds10 as of Mar 26, 2026
Mar 28, 20191 then
RAUM +14% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $118MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 35reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.66 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•• C••••• S••••••••• • A• O••••••• H•••••••• L•• | Other Private Fund | $912M | 1 | Mar 30, 2023 |
| E•••••••• C••••• P••••••• I• L• | Other Private Fund | $360M | 14 | Jun 29, 2018 |
| E•••••••• C••••• O••••••••• M••••• F••• I• B• • L••• | Other Private Fund | $310M | 22 | Mar 31, 2022 |
| E•••••••• C••••• O••••••••• M••••• F••• I• A• • L•• | Other Private Fund | $247M | 22 | Mar 31, 2022 |
| E•••••••• C••••• P••••••• T•••• F••••••• L••• | Other Private Fund | $111M | 74 | Mar 31, 2022 |
| E•••••••• C••••• P••••••• F•••••• I• A••••••••• L• | Other Private Fund | $14.9M | 11 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• R•••• J••••••••• · Managing Membercontrolsince 11/2017 · owns 50% to 75%
- G••••••••• M••••••• P•••• · Managing Membercontrolsince 11/2017 · owns 50% to 75%
- L•• J••• N•• · Managing Director & Partnercontrolsince 01/2018 · owns less than 5%
- M••••••• J•••• J••••• · Chief Compliance Officercontrolsince 02/2024 · owns less than 5%
- S••••••••• L•••• B••• · Coo, Managing Director And Partnercontrolsince 01/2018 · owns less than 5%
Related persons
Schedule D 7.A
- E•• C••••• S••••••••• • A• G•• L•••n
- E•• C••••• S••••••••• • A• L••n
- E•••••••• C••••• A••••••• I• G•• L••pooled vehicle sponsorn
- E•••••••• C••••• A••••••• I• L•••pooled vehicle sponsorn
- E•••••••• C••••• F•••••• A••••••• I• G•• L••n
- E•••••••• C••••• O••••••••• F••• I• G•• L•••pooled vehicle sponsorn
- E•••••••• C••••• O••••••••• F••• I• G•• L••pooled vehicle sponsorn
- E•••••••• C••••• P••••••• F•••••• I••• L•n
- E•••••••• C••••• P••••••• T•••• F•••••• A••••••• G•• L••pooled vehicle sponsorn
- E•••••••• C••••• P••••••• T•••• F•••••• A•••••••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY8 employees
What changed
consecutive filings, newest first
- Accounts · 31 to 35Mar 28, 2025 to Mar 26, 2026
- Advisory employees · 18 to 19Mar 28, 2025 to Mar 26, 2026
- Pooled vehicle clients · 13 to 16Mar 28, 2025 to Mar 26, 2026
- Employees · 37 to 43Mar 28, 2025 to Mar 26, 2026
- Private funds · 9 to 10Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $3.2B to $3.8BMar 28, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $412M to $288MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.1B to $2.7BMar 28, 2025 to Mar 26, 2026
- RAUM · $3.6B to $4.1BMar 28, 2025 to Mar 26, 2026
- Accounts · 24 to 31Jun 25, 2024 to Mar 28, 2025
- Advisory employees · 15 to 18Jun 25, 2024 to Mar 28, 2025
- Pooled vehicle clients · 8 to 13Jun 25, 2024 to Mar 28, 2025
- Employees · 28 to 37Jun 25, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jun 25, 2024 to Mar 28, 2025
- Private funds · 6 to 9Jun 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.5B to $3.2BJun 25, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $391M to $412MJun 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.4B to $2.1BJun 25, 2024 to Mar 28, 2025
- RAUM · $2.9B to $3.6BJun 25, 2024 to Mar 28, 2025
- Accounts · 22 to 24Mar 22, 2024 to Jun 25, 2024
- Discretionary RAUM · $2.5B to $2.5BMar 22, 2024 to Jun 25, 2024
- Non-discretionary RAUM · $0 to $391MMar 22, 2024 to Jun 25, 2024
- Pooled vehicle RAUM · $1.4B to $1.4BMar 22, 2024 to Jun 25, 2024
- RAUM · $2.5B to $2.9BMar 22, 2024 to Jun 25, 2024
- Accounts · 28 to 22Feb 20, 2024 to Mar 22, 2024
- Advisory employees · 10 to 15Feb 20, 2024 to Mar 22, 2024
- Pooled vehicle clients · 10 to 8Feb 20, 2024 to Mar 22, 2024
- Employees · 21 to 28Feb 20, 2024 to Mar 22, 2024
- Discretionary RAUM · $2.2B to $2.5BFeb 20, 2024 to Mar 22, 2024
- Non-discretionary RAUM · $606M to $0Feb 20, 2024 to Mar 22, 2024
- Pooled vehicle RAUM · $1.6B to $1.4BFeb 20, 2024 to Mar 22, 2024
- RAUM · $2.8B to $2.5BFeb 20, 2024 to Mar 22, 2024
- Discretionary RAUM · $2.2B to $2.2BMar 30, 2023 to Apr 28, 2023
- Pooled vehicle RAUM · $1.6B to $1.6BMar 30, 2023 to Apr 28, 2023
- RAUM · $2.8B to $2.8BMar 30, 2023 to Apr 28, 2023
- Accounts · 22 to 28Apr 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 8 to 10Apr 29, 2022 to Mar 30, 2023
- Employees · 16 to 21Apr 29, 2022 to Mar 30, 2023
- Private funds · 5 to 6Apr 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $2.0B to $2.2BApr 29, 2022 to Mar 30, 2023
Signals
7 dated events
- David Brian Harpish (Chief Financial Officer And Chief Compliance Officer) no longer on Schedule A of E•••••••• C••••• P••••••• M••••••••• L•• (listed 2023-04-28, absent 2024-02-20)Feb 20, 2024 · Control person left · inference
- Joseph John Mcgrath (Chief Compliance Officer) appeared on Schedule A of E•••••••• C••••• P••••••• M••••••••• L••Feb 20, 2024 · Control person joined · fact
- E•••••••• C••••• P••••••• M••••••••• L•• reported RAUM $2.5B, up 37% from $1.9B (2021-03-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- E•••••••• C••••• P••••••• M••••••••• L•• reported RAUM $1.7B, up 270% from $446.4M (2019-08-23 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- E•••••••• C••••• P••••••• M••••••••• L•• reported RAUM $446.4M, up 37% from $327.0M (2018-09-18 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- David Brian Harpish (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of E•••••••• C••••• P••••••• M••••••••• L••Mar 28, 2019 · Control person joined · fact
- E•••••••• C••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••••••• C••••• P••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/evolutioncreditpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- E••••••••CREDITPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-410-4800reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026