DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

L••••• C•••••• P•••••••• L••

Asset manager (funds and pooled vehicles)Boston, MassachusettsCRD 292398SEC 801-116715website IAPD

Latest filing Mar 31, 2026

First filing on the tape Apr 30, 2019 · 20 filings

SEC status approved since May 30, 2019

RAUM

$145M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM$145M as of Mar 31, 2026

Mar 30, 2020$105M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 31, 2026

Mar 30, 20200 then

Employees (5.A)5 as of Mar 31, 2026

Mar 30, 20204 then

Private funds14 as of Mar 31, 2026

Mar 30, 20203 then

RAUM -8.4% over the last fiscal year-31% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 31, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $10.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -8.4%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $145M, 14 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$145M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 14reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $145M for 14 clientsreported
Compensation: performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

18 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
L•• W••••• S•• L•	Private Equity Fund	$85.4M	24	Mar 31, 2022
L••• L••••• C•••••• L••no longer reported	Private Equity Fund	$74.5M	5	Apr 20, 2018
L••••• B••• A••• L••no longer reported	Private Equity Fund	$52.1M	3	Apr 30, 2019
L•• D••••••••• A••• L••	Private Equity Fund	$42.6M	43	Mar 28, 2023
L•• P••••••• S••• L•	Private Equity Fund	$28.6M	23	Mar 31, 2022
L•• 9•• M•••••••• A•• H•••••••• L••	Private Equity Fund	$23.9M	40	Mar 31, 2021
L••••• F••••• A••• L••	Private Equity Fund	$21.7M	41	Mar 31, 2022
L•• M••••••• A••• L••	Private Equity Fund	$21.4M	33	Mar 28, 2023
L•• G•••• A•• L••	Private Equity Fund	$21.2M	43	Mar 31, 2022
L•• I••• A••• L••	Private Equity Fund	$19.3M	34	Mar 31, 2021
L•• S•••••••• A••• L••	Private Equity Fund	$18.2M	45	Mar 28, 2023
L•• H•••••• A••• L••	Private Equity Fund	$6.8M	37	Mar 28, 2023
L•• N••• L••	Private Equity Fund	$6.4M	10	Apr 20, 2018
L••••• T•• A••• L••	Private Equity Fund	$2.8M	11	Mar 30, 2020
L••••• C•••••••• A••• L••	Private Equity Fund	$1.9M	11	Apr 20, 2018
L••• L••••• I••••••• C•••• L••no longer reported	Private Equity Fund	$0	5	Apr 20, 2018
L••••• A•••• A••• L••	Private Equity Fund	$0	39	Mar 31, 2021
L•• P••• A••• L••	Private Equity Fund	$0	39	Mar 31, 2022

Owners and control persons

Schedule A and B, latest filing

E•••• R•••••• J•••••• · Manager, Board Of Managerscontrol
since 07/2015 · owns less than 5%
J••••••• S••••• W•••••• · Manager, Board Of Managerscontrol
since 07/2015 · owns less than 5%
Y••••• D•••••• N•• · Shareholdercontrol
since 08/2007 · owns 25% to 50% of B••• T•••• H••••••• L••••••
Y••••• J•••••••• S•••• · Shareholdercontrol
since 08/2007 · owns 25% to 50% of B••• T•••• H••••••• L••••••
N••••••• H•••••• I•• · Chief Compliance Officer
since 09/2024 · owns less than 5%

Entity owners

L••••• C••••••• L•• · Member
direct · owns 75% or more
B••• T•••• H••••••• L•••••• · Shareholder
indirect · owns 75% or more of H••• T•••• L••••••
H••• T•••• L•••••• · Trustee
indirect · owns 75% or more of T•• L••••• T•••• 2•
T•• L••••• T•••• 2• · Member
indirect · owns 75% or more of L••••• C••••••• L••

Related persons

Schedule D 7.A

No related person reported.

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 4 to 5
Oct 10, 2025 to Mar 31, 2026
Assets in custody · $158M to $145M
Oct 10, 2025 to Mar 31, 2026
Employees · 4 to 5
Oct 10, 2025 to Mar 31, 2026
Discretionary RAUM · $158M to $145M
Oct 10, 2025 to Mar 31, 2026
Pooled vehicle RAUM · $158M to $145M
Oct 10, 2025 to Mar 31, 2026
RAUM · $158M to $145M
Oct 10, 2025 to Mar 31, 2026
Accounts · 15 to 14
Oct 21, 2024 to Mar 31, 2025
Advisory employees · 5 to 4
Oct 21, 2024 to Mar 31, 2025
Pooled vehicle clients · 15 to 14
Oct 21, 2024 to Mar 31, 2025
Assets in custody · $0 to $158M
Oct 21, 2024 to Mar 31, 2025
Custody of client assets · false to true
Oct 21, 2024 to Mar 31, 2025
Employees · 5 to 4
Oct 21, 2024 to Mar 31, 2025
Financial planning clients · unset to
Oct 21, 2024 to Mar 31, 2025
Private funds · 15 to 14
Oct 21, 2024 to Mar 31, 2025
Discretionary RAUM · $300M to $158M
Oct 21, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $300M to $158M
Oct 21, 2024 to Mar 31, 2025
RAUM · $300M to $158M
Oct 21, 2024 to Mar 31, 2025
Advisory employees · 6 to 5
Mar 28, 2023 to Mar 28, 2024
Employees · 6 to 5
Mar 28, 2023 to Mar 28, 2024
Discretionary RAUM · $442M to $300M
Mar 28, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $442M to $300M
Mar 28, 2023 to Mar 28, 2024
RAUM · $442M to $300M
Mar 28, 2023 to Mar 28, 2024
Accounts · 11 to 15
Feb 9, 2023 to Mar 28, 2023
Advisory employees · 3 to 6
Feb 9, 2023 to Mar 28, 2023
Pooled vehicle clients · 11 to 15
Feb 9, 2023 to Mar 28, 2023
Employees · 4 to 6
Feb 9, 2023 to Mar 28, 2023
Private funds · 11 to 15
Feb 9, 2023 to Mar 28, 2023
Discretionary RAUM · $199M to $442M
Feb 9, 2023 to Mar 28, 2023
Pooled vehicle RAUM · $199M to $442M
Feb 9, 2023 to Mar 28, 2023
RAUM · $199M to $442M
Feb 9, 2023 to Mar 28, 2023
Accounts · 6 to 11
Sep 23, 2021 to Mar 31, 2022
Advisory employees · 2 to 3
Sep 23, 2021 to Mar 31, 2022
Private funds · 6 to 11
Sep 23, 2021 to Mar 31, 2022
Discretionary RAUM · $93.7M to $199M
Sep 23, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $93.7M to $199M
Sep 23, 2021 to Mar 31, 2022
RAUM · $93.7M to $199M
Sep 23, 2021 to Mar 31, 2022
Pooled vehicle clients · 6 to 11
Mar 31, 2022 to Mar 31, 2022
Discretionary RAUM · $234M to $93.7M
Mar 31, 2021 to May 12, 2021
Pooled vehicle RAUM · $234M to $93.7M
Mar 31, 2021 to May 12, 2021
RAUM · $234M to $93.7M
Mar 31, 2021 to May 12, 2021

Signals

16 dated events

L••••• C•••••• P•••••••• L•• reported RAUM $158.0M, down 47% from $300.4M (2024-10-21 to 2025-03-31)
Mar 31, 2025 · RAUM change · derived
E•••••••• C••••••• J•••••• (Chief Compliance Officer) no longer on Schedule A of L••••• C•••••• P•••••••• L•• (listed 2024-05-15, absent 2024-10-21)
Oct 21, 2024 · Control person left · inference
Patrick Christopher Sullivan (Managing Partner And Manager, Board Of Managers) no longer on Schedule A of L••••• C•••••• P•••••••• L•• (listed 2024-03-28, absent 2024-05-03)
May 3, 2024 · Control person left · inference
L••••• C•••••• P•••••••• L•• reported RAUM $300.4M, down 32% from $442.1M (2023-03-28 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
Edward Joseph Mccuine (Chief Compliance Officer) no longer on Schedule A of L••••• C•••••• P•••••••• L•• (listed 2023-03-28, absent 2024-03-28)
Mar 28, 2024 · Control person left · inference
E•••••••• C••••••• J•••••• (Chief Compliance Officer) appeared on Schedule A of L••••• C•••••• P•••••••• L••
Mar 28, 2024 · Control person joined · fact
L••••• C•••••• P•••••••• L•• reported RAUM $442.1M, up 122% from $199.4M (2023-02-09 to 2023-03-28)
Mar 28, 2023 · RAUM change · derived
Nmn D••••• Y•••• (Shareholder) appeared on Schedule A of L••••• C•••••• P•••••••• L••
Mar 28, 2023 · Control person joined · fact
S•••• J••••••• Y•••• (Shareholder) appeared on Schedule A of L••••• C•••••• P•••••••• L••
Mar 28, 2023 · Control person joined · fact
J•••••• C••••••• Brainard (Chief Compliance Officer/Controller) no longer on Schedule A of L••••• C•••••• P•••••••• L•• (listed 2022-03-31, absent 2023-01-11)
Jan 11, 2023 · Control person left · inference
Edward Joseph Mccuine (Chief Compliance Officer) appeared on Schedule A of L••••• C•••••• P•••••••• L••
Jan 11, 2023 · Control person joined · fact
L••••• C•••••• P•••••••• L•• reported RAUM $199.4M, up 113% from $93.7M (2021-09-23 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
L••••• C•••••• P•••••••• L•• reported RAUM $93.7M, down 60% from $234.4M (2021-03-31 to 2021-05-12)
May 12, 2021 · RAUM change · derived
L••••• C•••••• P•••••••• L•• reported RAUM $234.4M, up 123% from $105.0M (2021-01-03 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
J•••••• C••••••• Brainard (Chief Compliance Officer/Controller) appeared on Schedule A of L••••• C•••••• P•••••••• L••
Jan 3, 2021 · Control person joined · fact
L••••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Apr 30, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

L••••• C•••••• P•••••••• L•• · Independent Sponsors
shared crd · capital_provider
L••••• C•••••• P•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: landoncapital.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 617-589-3652reportedpublic record, Form ADV, Mar 31, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026