DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

G••••• A••••• I••••••••• L••

STATE REGISTEREDBrookfield, WisconsinCRD 292447SEC 802-121004websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2026 · 1 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
unknownreportedItem 5.E
Advisory activities
unknownreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      29 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G• F••• 1•Venture Capital Fund$3.4M64Mar 30, 2021
      G• F••• 2•Venture Capital Fund$3.4M73Mar 30, 2021
      G• F••• 1•Venture Capital Fund$2.8M76Mar 30, 2021
      G• F••• 5•Venture Capital Fund$1.4M82Mar 30, 2021
      G• F••• 2•Venture Capital Fund$1.2M69Mar 18, 2022
      G• F••• 8•Venture Capital Fund$1.0M64Mar 30, 2021
      G• F••• 1•Venture Capital Fund$958,62949Mar 30, 2021
      G• F•••••• F••• I• L••Venture Capital Fund$856,00044Mar 30, 2021
      G• F••• 9•Venture Capital Fund$795,50023Mar 30, 2021
      G• F••• 1•Venture Capital Fund$768,50025Mar 30, 2021
      G• F••• 1•Venture Capital Fund$595,00025Mar 30, 2021
      G• F••• 6•Venture Capital Fund$591,30073Mar 30, 2021
      G• F••• 2•Venture Capital Fund$565,43127Mar 18, 2022
      G• F••• 7•Venture Capital Fund$528,75043Mar 30, 2021
      G• F••• 1•Venture Capital Fund$349,50026Mar 30, 2021
      G• F••• 1•Venture Capital Fund$322,90026Mar 30, 2021
      G• F••• 2•Venture Capital Fund$317,61428Mar 21, 2023
      G• F••• 2•Venture Capital Fund$265,48535Mar 18, 2022
      G• F••• 2•Venture Capital Fund$212,72112Mar 21, 2023
      G• F••• 2•Venture Capital Fund$212,50021Mar 30, 2021
      G• F••• 2•Venture Capital Fund$210,0007Mar 18, 2022
      G• F••• 1•Venture Capital Fund$202,26113Mar 30, 2021
      G• F••• 3•Venture Capital Fund$192,27713Mar 30, 2021
      G• F••• 2•Venture Capital Fund$160,0004Mar 21, 2023
      G• F••• 1•Venture Capital Fund$149,50022Mar 30, 2021
      G• F••• 2•Venture Capital Fund$125,5008Mar 18, 2022
      G• F••• 1•Venture Capital Fund$98,5027Mar 30, 2021
      G• F••• 4•Venture Capital Fund$83,4719Mar 30, 2021
      G• F••• 1•Venture Capital Fund$75,0008Mar 30, 2021
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      H•••S://WWW.LINKEDIN.COM/COMPANY/1681119reportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      262-271-3965reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      STATE REGISTEREDderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 15, 2026