DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••• G••••• A•••• M••••••••• L••
Latest filing Apr 1, 2026
First filing on the tape Aug 10, 2018 · 20 filings
SEC status approved since Sep 10, 2018
RAUM
$1.9B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
75%
$1.4B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$1.9B as of Apr 1, 2026
Jan 8, 2019$1.4B then
HNW client RAUM$1.4B as of Apr 1, 2026
Jan 8, 2019$986M then
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Jan 8, 20190 then
Employees (5.A)13 as of Apr 1, 2026
Jan 8, 201912 then
Private funds: 1
RAUM -8.6% over the last fiscal year+0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $3.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 13%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $5.7M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B75%
- Charitable organizations$238M13%
- Corporations and businesses$236M13%
- Individual clients
- 0reported
- HNW clients
- 486reported
- Pension plan clients
- 0reported
- Charitable clients
- 45reported
- Accounts
- 575reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.7M for 5 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.13 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• T••••••• E••••• P••••••• L•no longer reported | Other Private Fund | $4.9M | 9 | Nov 10, 2015 |
Owners and control persons
Schedule A and B, latest filing
- W••••••••• C••••••• C•••••• · Chief Operating, Financial & Compliance Officer (Cco)controlsince 12/2018 · owns less than 5%
- W••••••••• D••••• I••• M•••••• · Chairman And Chiefcontrolsince 12/2018 · owns less than 5%
- W••••••••• C••••••• C•••••• · Membercontrolsince 10/2018 · owns 25% to 50% of W•••••••• G••••• C•••••• P••••••• L••
- W••••••••• D••••• I••• M•••••• C•• · Membercontrolsince 10/2018 · owns 25% to 50% of W•••••••• G••••• C•••••• P••••••• L••
Entity owners
- W•••••••• G••••• C•••••• · Sole Memberdirect · owns 75% or more
- W•••••••• G••••• C•••••• P••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Chatham, NY1 employees
- Malibu, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 1, 2026W••••••••• C••••••• C•••••• (MEMBER) left Schedule A between the filings of 2021-01-19 and 2026-04-01peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 597 to 575May 22, 2025 to Mar 17, 2026
- Charity clients · 46 to 45May 22, 2025 to Mar 17, 2026
- Corporate clients · 40 to 44May 22, 2025 to Mar 17, 2026
- HNW clients · 511 to 486May 22, 2025 to Mar 17, 2026
- Assets in custody · $5.2M to $5.7MMay 22, 2025 to Mar 17, 2026
- Discretionary RAUM · $1.9B to $1.8BMay 22, 2025 to Mar 17, 2026
- HNW RAUM · $1.5B to $1.4BMay 22, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $168M to $91.5MMay 22, 2025 to Mar 17, 2026
- RAUM · $2.1B to $1.9BMay 22, 2025 to Mar 17, 2026
- Financial planning clients · unset to Mar 21, 2025 to May 22, 2025
- Accounts · 600 to 597Jun 18, 2024 to Mar 21, 2025
- Corporate clients · 42 to 40Jun 18, 2024 to Mar 21, 2025
- HNW clients · 512 to 511Jun 18, 2024 to Mar 21, 2025
- Assets in custody · $1.6M to $5.2MJun 18, 2024 to Mar 21, 2025
- Employees · 14 to 13Jun 18, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.9B to $1.9BJun 18, 2024 to Mar 21, 2025
- HNW RAUM · $1.5B to $1.5BJun 18, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $176M to $168MJun 18, 2024 to Mar 21, 2025
- RAUM · $2.1B to $2.1BJun 18, 2024 to Mar 21, 2025
- Assets in custody · $1.2M to $1.6MMar 27, 2024 to Apr 9, 2024
- Accounts · 604 to 600Mar 17, 2023 to Mar 27, 2024
- Charity clients · 49 to 46Mar 17, 2023 to Mar 27, 2024
- Corporate clients · 45 to 42Mar 17, 2023 to Mar 27, 2024
- HNW clients · 510 to 512Mar 17, 2023 to Mar 27, 2024
- Pooled vehicle clients · unset to 0.0Mar 17, 2023 to Mar 27, 2024
- Assets in custody · $1.4M to $1.2MMar 17, 2023 to Mar 27, 2024
- Employees · 15 to 14Mar 17, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.8B to $1.9BMar 17, 2023 to Mar 27, 2024
- HNW RAUM · $1.4B to $1.5BMar 17, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $82.8M to $176MMar 17, 2023 to Mar 27, 2024
- RAUM · $1.9B to $2.1BMar 17, 2023 to Mar 27, 2024
- Accounts · 573 to 604Mar 22, 2022 to Mar 17, 2023
- Charity clients · 41 to 49Mar 22, 2022 to Mar 17, 2023
- Corporate clients · 41 to 45Mar 22, 2022 to Mar 17, 2023
- HNW clients · 485 to 510Mar 22, 2022 to Mar 17, 2023
- Assets in custody · $1.8M to $1.4MMar 22, 2022 to Mar 17, 2023
- Discretionary RAUM · $2.5B to $1.8BMar 22, 2022 to Mar 17, 2023
- HNW RAUM · $1.9B to $1.4BMar 22, 2022 to Mar 17, 2023
- Non-discretionary RAUM · $90.5M to $82.8MMar 22, 2022 to Mar 17, 2023
- RAUM · $2.5B to $1.9BMar 22, 2022 to Mar 17, 2023
Signals
5 dated events
- W•••••••• G••••• A•••• M••••••••• L•• reported RAUM $1.9B, down 27% from $2.5B (2022-03-22 to 2023-03-17)Mar 17, 2023 · RAUM change · derived
- W•••••••• G••••• A•••• M••••••••• L•• reported RAUM $2.2B, up 26% from $1.8B (2021-01-19 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- W•••••••• G••••• A•••• M••••••••• L•• reported RAUM $1.8B, up 29% from $1.4B (2019-01-08 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Cfa Mclean Donald Iii Wilkinson (Chairman And Chief Executive Officer) appeared on Schedule A of W•••••••• G••••• A•••• M••••••••• L••Jan 8, 2019 · Control person joined · fact
- W•••••••• G••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@w•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 212-202-6272reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 212-301-6864reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/wgamreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-301-6864reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026