DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• M•••••••••
Legal name A••••••• M••••••••• L•••
Latest filing Apr 22, 2026
First filing on the tape Dec 18, 2018 · 16 filings
SEC status approved since Jan 30, 2019
RAUM
$774M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$774M as of Apr 22, 2026
Feb 18, 2020$133M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 22, 2026
Feb 18, 20200 then
Employees (5.A)8 as of Apr 22, 2026
Feb 18, 20203 then
Private funds4 as of Apr 22, 2026
Feb 18, 20202 then
RAUM +7.3% over the last fiscal year+35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $77.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$678M88%
- Charitable organizations$80.5M10%
- Corporations and businesses$15.4M2.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.88 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••••• H•••••••• L••• | Hedge Fund | $555M | 70 | Feb 26, 2018 |
| S••••• A•••••••• L••• | Private Equity Fund | $7.1M | 2 | Feb 26, 2021 |
| M••••••••• A••••••• L••no longer reported | Hedge Fund | $5.0M | 1 | Dec 18, 2018 |
| P•••• A•••••••• L••• | Hedge Fund | $500 | 1 | Dec 18, 2018 |
Owners and control persons
Schedule A and B, latest filing
- M••••• E••••••• A•••••• S••••• · Limited Partnercontrolsince 07/2016 · owns 75% or more
- S•••• R•••• P••••• · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
Entity owners
- L••• T••••• E•••• F•• I•••• A• T•••••• · Beneficial Ownerindirect · owns 75% or more of S••••• H••••••• I• L••
- S••••• H••••••• I• L•• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A••••••• H••••••• G•• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 5Apr 29, 2025 to Mar 24, 2026
- Employees · 5 to 8Apr 29, 2025 to Mar 24, 2026
- Discretionary RAUM · $721M to $774MApr 29, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $619M to $678MApr 29, 2025 to Mar 24, 2026
- RAUM · $721M to $774MApr 29, 2025 to Mar 24, 2026
- Accounts · 8 to 10Jun 3, 2024 to Apr 29, 2025
- Pooled vehicle clients · 6 to 8Jun 3, 2024 to Apr 29, 2025
- Financial planning clients · unset to Jun 3, 2024 to Apr 29, 2025
- Private funds · 3 to 4Jun 3, 2024 to Apr 29, 2025
- Discretionary RAUM · $681M to $721MJun 3, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $562M to $619MJun 3, 2024 to Apr 29, 2025
- RAUM · $681M to $721MJun 3, 2024 to Apr 29, 2025
- Discretionary RAUM · $666M to $681MMar 15, 2024 to Jun 3, 2024
- Pooled vehicle RAUM · $549M to $562MMar 15, 2024 to Jun 3, 2024
- RAUM · $666M to $681MMar 15, 2024 to Jun 3, 2024
- Accounts · 7 to 8Feb 23, 2023 to Mar 15, 2024
- Advisory employees · 2 to 3Feb 23, 2023 to Mar 15, 2024
- Pooled vehicle clients · 5 to 6Feb 23, 2023 to Mar 15, 2024
- Employees · 4 to 5Feb 23, 2023 to Mar 15, 2024
- Discretionary RAUM · $316M to $666MFeb 23, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $237M to $549MFeb 23, 2023 to Mar 15, 2024
- RAUM · $316M to $666MFeb 23, 2023 to Mar 15, 2024
- Employees · 3 to 4Oct 20, 2022 to Feb 23, 2023
- Discretionary RAUM · $392M to $316MOct 20, 2022 to Feb 23, 2023
- Pooled vehicle RAUM · $280M to $237MOct 20, 2022 to Feb 23, 2023
- RAUM · $392M to $316MOct 20, 2022 to Feb 23, 2023
- Discretionary RAUM · $247M to $392MFeb 26, 2021 to Jan 28, 2022
- Pooled vehicle RAUM · $146M to $280MFeb 26, 2021 to Jan 28, 2022
- RAUM · $247M to $392MFeb 26, 2021 to Jan 28, 2022
- Accounts · 6 to 7Feb 18, 2020 to Feb 26, 2021
- Advisory employees · 1 to 2Feb 18, 2020 to Feb 26, 2021
- Pooled vehicle clients · 4 to 5Feb 18, 2020 to Feb 26, 2021
- Private funds · 2 to 3Feb 18, 2020 to Feb 26, 2021
- Discretionary RAUM · $133M to $247MFeb 18, 2020 to Feb 26, 2021
- Pooled vehicle RAUM · $57.6M to $146MFeb 18, 2020 to Feb 26, 2021
- RAUM · $133M to $247MFeb 18, 2020 to Feb 26, 2021
- Discretionary RAUM · $109M to $133MAug 29, 2019 to Feb 18, 2020
- Pooled vehicle RAUM · $45.4M to $57.6MAug 29, 2019 to Feb 18, 2020
- RAUM · $109M to $133MAug 29, 2019 to Feb 18, 2020
- Accounts · 5 to 6Dec 18, 2018 to Jun 27, 2019
Signals
7 dated events
- A••••••• M••••••••• reported RAUM $665.5M, up 111% from $315.5M (2023-02-23 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
- Philip Ryan Saba (Chief Compliance Officer) appeared on Schedule A of A••••••• M•••••••••Oct 20, 2022 · Control person joined · fact
- Andrew Raymond Updyke (Chief Compliance Officer) no longer on Schedule A of A••••••• M••••••••• (listed 2022-01-28, absent 2022-05-04)May 4, 2022 · Control person left · inference
- A••••••• M••••••••• reported RAUM $392.2M, up 59% from $246.6M (2021-02-26 to 2022-01-28)Jan 28, 2022 · RAUM change · derived
- A••••••• M••••••••• reported RAUM $246.6M, up 85% from $133.3M (2020-02-18 to 2021-02-26)Feb 26, 2021 · RAUM change · derived
- Andrew Raymond Updyke (Chief Compliance Officer) appeared on Schedule A of A••••••• M•••••••••Jun 27, 2019 · Control person joined · fact
- A••••••• M••••••••• filed its initial SEC registration (Form ADV)Dec 18, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
- A••••••• M••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A•••••••-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- A•••••••MANAGEMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212 400 9533reportedpublic record, Form ADV, Apr 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026