DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• M••••••••• S•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jan 22, 2019 · 10 filings
SEC status approved since Feb 11, 2019
RAUM
$301M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$301M as of Mar 31, 2026
Mar 30, 2020$49.8M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)2 as of Mar 31, 2026
Mar 30, 202010 then
Private funds7 as of Mar 31, 2026
Mar 30, 20201 then
RAUM -4.9% over the last fiscal year+3.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $43.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $301M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$301M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $301M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• I••••••••• F••• I•• L• | Private Equity Fund | $178M | 38 | Apr 8, 2022 |
| A•• I••••••••• D••••••••• F•••• L• | Private Equity Fund | $48.7M | 15 | Jan 22, 2019 |
| C•• C•••• S••• L•• | Private Equity Fund | $34.1M | 19 | Mar 31, 2021 |
| C•• C•••• S•• I•• L•• | Private Equity Fund | $1.8M | 16 | Apr 8, 2022 |
Owners and control persons
Schedule A and B, latest filing
- J•••• B••••• · Partner / Chief Operations Officer / Chief Financial Officercontrolsince 07/2018 · owns less than 5%
- O••••• J••••• T•••••• · Managing Partner / Chief Compliance Officercontrolsince 10/2017 · owns less than 5%
- O••••• J••••• T•••••• · Managing Membercontrolsince 04/2017 · owns 50% to 75% of C•••••• H••••• P••••••• L••
- S••••••• J•••••• R••••• · Partnersince 08/2018 · owns less than 5%
Entity owners
- C•••••• H••••• P••••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- C•• C•••• S•• S•• L•pooled vehicle sponsorn
- C•••••• G• I•• L•pooled vehicle sponsorn
- C•••••• V• G•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 7Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 6 to 2Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 7Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $317M to $301MMar 28, 2025 to Mar 31, 2026
- Employees · 8 to 2Mar 28, 2025 to Mar 31, 2026
- Private funds · 5 to 7Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $317M to $301MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $317M to $301MMar 28, 2025 to Mar 31, 2026
- RAUM · $317M to $301MMar 28, 2025 to Mar 31, 2026
- Accounts · 4 to 5Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 5Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $262M to $317MMar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Private funds · 4 to 5Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $262M to $317MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $262M to $317MMar 28, 2024 to Mar 28, 2025
- RAUM · $262M to $317MMar 28, 2024 to Mar 28, 2025
- Advisory employees · 5 to 6Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $271M to $262MMar 31, 2023 to Mar 28, 2024
- Employees · 7 to 8Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $271M to $262MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $271M to $262MMar 31, 2023 to Mar 28, 2024
- RAUM · $271M to $262MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 7 to 5Apr 8, 2022 to Mar 31, 2023
- Assets in custody · $142M to $271MApr 8, 2022 to Mar 31, 2023
- Employees · 8 to 7Apr 8, 2022 to Mar 31, 2023
- Discretionary RAUM · $217M to $271MApr 8, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $217M to $271MApr 8, 2022 to Mar 31, 2023
- RAUM · $217M to $271MApr 8, 2022 to Mar 31, 2023
- Accounts · 2 to 4Mar 31, 2021 to Apr 8, 2022
- Advisory employees · 8 to 7Mar 31, 2021 to Apr 8, 2022
- Pooled vehicle clients · 2 to 4Mar 31, 2021 to Apr 8, 2022
- Assets in custody · $0 to $142MMar 31, 2021 to Apr 8, 2022
- Employees · 10 to 8Mar 31, 2021 to Apr 8, 2022
- Private funds · 2 to 4Mar 31, 2021 to Apr 8, 2022
- Discretionary RAUM · $57.8M to $217MMar 31, 2021 to Apr 8, 2022
- Pooled vehicle RAUM · $57.8M to $217MMar 31, 2021 to Apr 8, 2022
- RAUM · $57.8M to $217MMar 31, 2021 to Apr 8, 2022
- Accounts · 1 to 2Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 1 to 2Mar 30, 2020 to Mar 31, 2021
Signals
2 dated events
- C•••••• M••••••••• S•••••••• L•• reported RAUM $217.5M, up 276% from $57.8M (2021-03-31 to 2022-04-08)Apr 8, 2022 · RAUM change · derived
- C•••••• M••••••••• S•••••••• L•• filed its initial SEC registration (Form ADV)Jan 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••• M••••••••• S•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••• M••••••••• S•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/concord-health-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-508-7090reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026