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L•••••• L••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Rye Brook, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in Rye Brook, New York, reporting $2.9B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$2.9B
Form ADV
Advisors
0
IAPD
RAUM change, last fiscal year
+18%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

  1. +17.9%
    RAUM, one year

    RAUM $2.45B to $2.89B (+17.9%) on the Form ADV filed 30 Mar 2026.

    The one filed measure of whether clients are staying.

    FactForm ADV Item 5History →
Every filed figure, and the identifiersCRD 292931 · SEC 801-113182 · 10 filingsShow
CRD 292931SEC 801-113182First filing on the tape Apr 7, 2018, latest Mar 30, 2026SEC status approved since May 7, 2018IAPD
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
Not computed
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$2.9B as of Mar 30, 2026
Mar 28, 2019$276M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20190 then
Employees (5.A)7 as of Mar 30, 2026
Mar 28, 20196 then
Private funds1 as of Mar 30, 2026
Mar 28, 20191 then
RAUM +18% over the last fiscal year+1.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
The rule behind each archetype, and every derived figureShow
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$965MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.9B, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$2.9B for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Advisors registered through the firm
      0 on IAPD today; the 10 longest tenured
      No representative is registered through this CRD on IAPD.
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      L•••••• L••• M••••• F••• L•Hedge Fund$2.9B80Sep 5, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••• B••••• D•••••• · Managing Director / Head Of Researchcontrol
        since 02/2018 · owns less than 5%
      • M•••••• M••••••• J••• · Chief Financial Officer / Chief Compliance Officer / Chief Operations Officercontrol
        since 02/2018 · owns less than 5%
      • P•••• C••••••• L••• · Chief Investment Officer / Limited Partnercontrol
        since 02/2018 · owns 75% or more
      • P•••• C••••••• L••• · Managing Membercontrol
        since 11/2017 · owns 75% or more of L•••••• L••• P••••••• L••
      Entity owners
      • L•••••• L••• P••••••• L•• · General Partner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • L•••••• L••• P••••••• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $2.5B to $2.9B
        Mar 28, 2025 to Mar 30, 2026
      • Discretionary RAUM · $2.5B to $2.9B
        Mar 28, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $2.5B to $2.9B
        Mar 28, 2025 to Mar 30, 2026
      • RAUM · $2.5B to $2.9B
        Mar 28, 2025 to Mar 30, 2026
      • Assets in custody · $2.6B to $2.5B
        Mar 25, 2024 to Mar 28, 2025
      Full history · 43 changes
      • Financial planning clients · unset to
        Mar 25, 2024 to Mar 28, 2025
      • Discretionary RAUM · $2.6B to $2.5B
        Mar 25, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $2.6B to $2.5B
        Mar 25, 2024 to Mar 28, 2025
      • RAUM · $2.6B to $2.5B
        Mar 25, 2024 to Mar 28, 2025
      • Assets in custody · $2.8B to $2.6B
        Mar 28, 2023 to Mar 25, 2024
      • Discretionary RAUM · $2.8B to $2.6B
        Mar 28, 2023 to Mar 25, 2024
      • Pooled vehicle RAUM · $2.8B to $2.6B
        Mar 28, 2023 to Mar 25, 2024
      • RAUM · $2.8B to $2.6B
        Mar 28, 2023 to Mar 25, 2024
      • Assets in custody · $2.3B to $2.8B
        Mar 31, 2022 to Mar 28, 2023
      • Discretionary RAUM · $2.3B to $2.8B
        Mar 31, 2022 to Mar 28, 2023
      • Pooled vehicle RAUM · $2.3B to $2.8B
        Mar 31, 2022 to Mar 28, 2023
      • RAUM · $2.3B to $2.8B
        Mar 31, 2022 to Mar 28, 2023
      • Advisory employees · 3 to 4
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $1.7B to $2.3B
        Mar 31, 2021 to Mar 31, 2022
      • Employees · 6 to 7
        Mar 31, 2021 to Mar 31, 2022
      • Discretionary RAUM · $1.7B to $2.3B
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $1.7B to $2.3B
        Mar 31, 2021 to Mar 31, 2022
      • RAUM · $1.7B to $2.3B
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $1.2B to $1.7B
        Mar 30, 2020 to Mar 31, 2021
      • Discretionary RAUM · $1.2B to $1.7B
        Mar 30, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $1.2B to $1.7B
        Mar 30, 2020 to Mar 31, 2021
      • RAUM · $1.2B to $1.7B
        Mar 30, 2020 to Mar 31, 2021
      • Assets in custody · $276M to $1.2B
        Mar 28, 2019 to Mar 30, 2020
      • Discretionary RAUM · $276M to $1.2B
        Mar 28, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $276M to $1.2B
        Mar 28, 2019 to Mar 30, 2020
      • RAUM · $276M to $1.2B
        Mar 28, 2019 to Mar 30, 2020
      • Assets in custody · $65.5M to $276M
        Sep 5, 2018 to Mar 28, 2019
      • Discretionary RAUM · $65.5M to $276M
        Sep 5, 2018 to Mar 28, 2019
      • Pooled vehicle RAUM · $65.5M to $276M
        Sep 5, 2018 to Mar 28, 2019
      • RAUM · $65.5M to $276M
        Sep 5, 2018 to Mar 28, 2019
      • Accounts · 0 to 3
        Apr 7, 2018 to Sep 5, 2018
      • Pooled vehicle clients · unset to 3.0
        Apr 7, 2018 to Sep 5, 2018
      • Assets in custody · $0 to $65.5M
        Apr 7, 2018 to Sep 5, 2018
      • Custody of client assets · false to true
        Apr 7, 2018 to Sep 5, 2018
      • Private funds · unset to 1
        Apr 7, 2018 to Sep 5, 2018
      • Discretionary RAUM · $0 to $65.5M
        Apr 7, 2018 to Sep 5, 2018
      • Pooled vehicle RAUM · unset to 65518564.0
        Apr 7, 2018 to Sep 5, 2018
      • RAUM · $0 to $65.5M
        Apr 7, 2018 to Sep 5, 2018
      Signals
      5 dated events
      • ••• Locked
        Mar 31, 2022 · RAUM change · derived
      • ••• Locked
        Mar 31, 2021 · RAUM change · derived
      • ••• Locked
        Mar 30, 2020 · RAUM change · derived
      • ••• Locked
        Mar 28, 2019 · RAUM change · derived
      • ••• Locked
        Apr 7, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      Not computedderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026

      Not yet on record: net advisor flow, 12 months.