DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Resurgens Technology Advisors, L.P.
Latest filing Mar 31, 2026
First filing on the tape Jun 26, 2019 · 8 filings
SEC status approved since Jul 26, 2019
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
34 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.2B as of Mar 31, 2026
Mar 30, 2020$234M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)42 as of Mar 31, 2026
Mar 30, 202010 then
Private funds10 as of Mar 31, 2026
Mar 30, 20203 then
RAUM +2.7% over the last fiscal year+38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $217MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.2B, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.2B for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Resurgens Technology Partners II, L.P. | Private Equity Fund | $509M | 62 | Mar 31, 2022 |
| Resurgens Technology Partners, L.P. | Private Equity Fund | $341M | 25 | Jun 26, 2019 |
| Resurgens II Co-Invest B, L.P. | Private Equity Fund | $97.1M | 2 | Mar 29, 2024 |
| Resurgens II Co-Invest C-1, L.P. | Private Equity Fund | $66.5M | 3 | Mar 29, 2024 |
| Resurgens II Co-Invest, L.P. | Private Equity Fund | $65.4M | 9 | Mar 31, 2023 |
| Resurgens II Co-Invest C, L.P. | Private Equity Fund | $54.6M | 11 | Mar 29, 2024 |
| Rtp Strategic Partners, L.P. | Private Equity Fund | $10.0M | 16 | Mar 31, 2023 |
| Resurgens Co-Invest Im-A, L.P. | Private Equity Fund | $50,437 | 3 | Jun 26, 2019 |
| Resurgens Co-Invest Im, L.P. | Private Equity Fund | $40,824 | 2 | Jun 26, 2019 |
Owners and control persons
Schedule A and B, latest filing
- N/A Adnan Filipovic · Managing Directorcontrolsince 01/2021 · owns less than 5%
- Thomas William Heyward · Chief Compliance Officer/Chief Financial Officercontrolsince 02/2023 · owns less than 5%
- Alfred William Sturgis · Membercontrolsince 08/2016 · owns 75% or more of Resurgens Technology Partners, LLC
Entity owners
- Resurgens Technology Partners, LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Resurgens Technology II Managers, L.L.C.pooled vehicle sponsorn
- Resurgens Technology II Managers, L.P.pooled vehicle sponsorn
- Resurgens Technology Managers, L.P.pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 10Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 33 to 34Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 10Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $2.1B to $2.2BMar 31, 2025 to Mar 31, 2026
- Employees · 39 to 42Mar 31, 2025 to Mar 31, 2026
- Private funds · 9 to 10Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.1B to $2.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.1B to $2.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $2.1B to $2.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 7 to 9Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 27 to 33Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 9Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $1.1B to $2.1BMar 29, 2024 to Mar 31, 2025
- Employees · 30 to 39Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 7 to 9Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.1B to $2.1BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.1B to $2.1BMar 29, 2024 to Mar 31, 2025
- RAUM · $1.1B to $2.1BMar 29, 2024 to Mar 31, 2025
- Accounts · 6 to 7Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 26 to 27Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 6 to 7Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $832M to $1.1BMar 31, 2023 to Mar 29, 2024
- Employees · 28 to 30Mar 31, 2023 to Mar 29, 2024
- Private funds · 6 to 7Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $832M to $1.1BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $832M to $1.1BMar 31, 2023 to Mar 29, 2024
- RAUM · $832M to $1.1BMar 31, 2023 to Mar 29, 2024
- Accounts · 4 to 6Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 20 to 26Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 6Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $811M to $832MMar 31, 2022 to Mar 31, 2023
- Employees · 21 to 28Mar 31, 2022 to Mar 31, 2023
- Private funds · 4 to 6Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $811M to $832MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $811M to $832MMar 31, 2022 to Mar 31, 2023
- RAUM · $811M to $832MMar 31, 2022 to Mar 31, 2023
- Accounts · 3 to 4Mar 23, 2021 to Mar 31, 2022
- Advisory employees · 11 to 20Mar 23, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Mar 23, 2021 to Mar 31, 2022
Signals
9 dated events
- Resurgens Technology Advisors, L.P. reported RAUM $2.1B, up 85% from $1.1B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Resurgens Technology Advisors, L.P. reported RAUM $1.1B, up 37% from $832.0M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Victor Leonora Lesesne (Coo) no longer on Schedule A of Resurgens Technology Advisors, L.P. (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Thomas William Heyward (Chief Compliance Officer/Chief Financial Officer) appeared on Schedule A of Resurgens Technology Advisors, L.P.Mar 31, 2023 · Control person joined · fact
- Victor Leonora Lesesne (Coo) appeared on Schedule A of Resurgens Technology Advisors, L.P.Mar 31, 2023 · Control person joined · fact
- Resurgens Technology Advisors, L.P. reported RAUM $810.9M, up 169% from $301.7M (2021-03-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- N/A Adnan Filipovic (Managing Director) appeared on Schedule A of Resurgens Technology Advisors, L.P.Mar 23, 2021 · Control person joined · fact
- John Baumstark (Chief Compliance Officer, Managing Director) no longer on Schedule A of Resurgens Technology Advisors, L.P. (listed 2020-03-30, absent 2021-03-23)Mar 23, 2021 · Control person left · inference
- Resurgens Technology Advisors, L.P. filed its initial SEC registration (Form ADV)Jun 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Resurgens Technology Advisors, L.P. · Independent Sponsorsshared crd · capital_provider
- Resurgens Technology Advisors, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/resurgens-technology-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- RESURGENSTECH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (678) 894-1447reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026