DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Macquarie Capital Partners LLC
Legal name Macquarie Capital Partners, LLC
Latest filing Jun 26, 2026
First filing on the tape Feb 6, 2024 · 7 filings
SEC status approved since Jul 8, 2024
RAUM
$318M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
80
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$318M as of Jun 26, 2026
Jul 1, 2024$118M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Jul 1, 20240 then
Employees (5.A)80 as of Jun 26, 2026
Jul 1, 202475 then
Private funds1 as of Jun 26, 2026
Jul 1, 20241 then
RAUM +169% over the last fiscal yearIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $318MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +179%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $37.9M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$318M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $37.9M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=15.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Mpf Delaware 1 Limited Partnership | Other Private Fund | $118M | 1 | Jul 1, 2024 |
Owners and control persons
Schedule A and B, latest filing
- M Paulina Chan · Chief Compliance Officercontrolsince 11/2017 · owns less than 5%
- L William Eckmann · Directorcontrolsince 12/2023 · owns less than 5%
- Yukong Kevin Hwang · Directorcontrolsince 06/2024 · owns less than 5%
- Benjamin Solum · Director And Chief Financial Officercontrolsince 12/2023 · owns less than 5%
Entity owners
- Macquarie Holdings (USA) Inc. · Ownerdirect · owns 75% or more
- Macquarie Corporate Holdings Pty Limited · Ownerindirect · owns 75% or more of Macquarie Corporate International Holdings Pty Limited
- Macquarie Corporate International Holdings Pty Limited · Ownerindirect · owns 75% or more of Macquarie Group (US) Holdings No.1 Pty Limited
- Macquarie Equities (US) Holdings Pty Limited · Ownerindirect · owns 75% or more of Macquarie Holdings (USA) Inc.
- Macquarie Financial Holdings Pty Limited · Ownerindirect · owns 75% or more of Macquarie Corporate Holdings Pty Limited
- Macquarie Group (US) Holdings No.1 Pty Limited · Ownerindirect · owns 75% or more of Macquarie Equities (US) Holdings Pty Limited
- Macquarie Group Limited · Ownerindirect · owns 75% or more of Macquarie Financial Holdings Pty Limited
Related persons
Schedule D 7.A
- Macquarie Asset Management Credit Advisers US, LLCinvestment advisernRAUM $526M
- Macquarie Capital (Europe) Limitedbroker-dealern
- Macquarie Capital (USA) Inc.broker-dealern
- Macquarie Investment Management Europe Limitedinvestment advisernRAUM $25B
- Mam Americas, Inc.investment advisernRAUM $4.3B
- Mpf Delaware 1 General Partner, LLCpooled vehicle sponsorn
Advisers that list Macquarie Capital Partners LLC as a related person
- 284603 n
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL1 employees
- San Francisco, CA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- unusual affiliate densityStatic outlier · filing Jun 26, 2026distinct affiliate types checked on Item 7.A of 6.0 against a peer median of 2.0 (627 comparable advisers, 100.0th percentile, 5.4 robust deviations)peers: asset managers, $100M to $500M (627) · 100% percentile
- RAUM up 50 %Change between filings · filing Jan 7, 2026RAUM (Item 5.F) moved from $118,200,000 to $329,680,040 (+179.0%) between the annual amendments of 2024-07-01 and 2026-01-07; the peer median change was +4.0% (1148 comparable advisers, 99.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 99% percentile
What changed
consecutive filings, newest first
- Assets in custody · $56.6M to $37.9MJan 7, 2026 to Jun 26, 2026
- Employees · 75 to 80Jan 7, 2026 to Jun 26, 2026
- Discretionary RAUM · $330M to $318MJan 7, 2026 to Jun 26, 2026
- Pooled vehicle RAUM · $330M to $318MJan 7, 2026 to Jun 26, 2026
- RAUM · $330M to $318MJan 7, 2026 to Jun 26, 2026
- Assets in custody · $250M to $56.6MJun 27, 2025 to Aug 7, 2025
- Financial planning clients · 0 to 0Jun 27, 2025 to Aug 7, 2025
- Assets in custody · $118M to $250MOct 18, 2024 to Jun 27, 2025
- Other offices · 2 to 1Oct 18, 2024 to Jun 27, 2025
- Discretionary RAUM · $118M to $330MOct 18, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $118M to $330MOct 18, 2024 to Jun 27, 2025
- RAUM · $118M to $330MOct 18, 2024 to Jun 27, 2025
- Accounts · unset to 1.0Feb 6, 2024 to Jul 1, 2024
- Pooled vehicle clients · unset to 1.0Feb 6, 2024 to Jul 1, 2024
- Assets in custody · unset to 118200000.0Feb 6, 2024 to Jul 1, 2024
- Custody of client assets · false to trueFeb 6, 2024 to Jul 1, 2024
- Financial planning clients · unset to 0Feb 6, 2024 to Jul 1, 2024
- Legal name · MACQUARIE CAPITAL PARTNERS LLC to MACQUARIE CAPITAL PARTNERS, LLCFeb 6, 2024 to Jul 1, 2024
- Private funds · unset to 1Feb 6, 2024 to Jul 1, 2024
- Discretionary RAUM · unset to 118200000.0Feb 6, 2024 to Jul 1, 2024
- Non-discretionary RAUM · unset to 0.0Feb 6, 2024 to Jul 1, 2024
- Pooled vehicle RAUM · unset to 118200000.0Feb 6, 2024 to Jul 1, 2024
- RAUM · unset to 118200000.0Feb 6, 2024 to Jul 1, 2024
Signals
4 dated events
- Macquarie Capital Partners Llc reported RAUM $329.7M, up 179% from $118.2M (2024-10-18 to 2025-06-27)Jun 27, 2025 · RAUM change · derived
- D Cole Magrath (Director) no longer on Schedule A of Macquarie Capital Partners Llc (listed 2024-02-06, absent 2024-07-01)Jul 1, 2024 · Control person left · inference
- Yukong Kevin Hwang (Director) appeared on Schedule A of Macquarie Capital Partners LlcJul 1, 2024 · Control person joined · fact
- Macquarie Capital Partners Llc filed its initial SEC registration (Form ADV)Feb 6, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Macquarie Capital Partners LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Principal office phone
- (212) 231-1000reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026