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Former SEC-registered adviser

D•••••• G••••

Former SEC-registered adviserMiami, FloridaCRD 293271SEC 801-113271IAPD
Legal name D•••••• A•••••••• L•
Latest filing Mar 27, 2024
First filing on the tape Apr 23, 2018 · 18 filings
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
$672M gross assets
History
18 filings and snapshots on the tape
RAUM$1.4B as of Feb 13, 2024
Mar 29, 2019$2.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 13, 2024
Mar 29, 20190 then
Employees (5.A)10 as of Feb 13, 2024
Mar 29, 20198 then
Private funds3 as of Feb 13, 2024
Mar 29, 20193 then
RAUM -20% over the last fiscal year-27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$452MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D•••••• F•••• M••••• F••• L•Hedge Fund$336M2Sep 20, 2018
      D•••••• F•••• O••••••• F••• L••Hedge Fund$329M2Sep 20, 2018
      D•••••• F•••• O•••••• F••• L•Hedge Fund$7.0M6Sep 20, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••••• K•••••• A• · Chief Investment Officercontrol
        since 06/2017 · owns 25% to 50%
      • S•••• T••••• M• · Chief Compliance Officercontrol
        since 02/2024 · owns less than 5%
      • V••••••• D•••• · Chief Executive Officercontrol
        since 06/2017 · owns 25% to 50%
      • M••••••••• K•••••• A• · Membercontrol
        since 06/2017 · owns 25% to 50% of D•••••• H••••••• L••
      • V••••••• D•••• · Membercontrol
        since 06/2017 · owns 25% to 50% of D•••••• H••••••• L••
      • S••••• A••••••••• I••••••• · Direct Owner
        since 02/2020 · owns 5% to 10%
      Entity owners
      • D•••••• A••••••• L•• · General Partner
        direct · owns less than 5%
      • D•••••• H••••••• L•• · Parent Entity And Sole Owner
        indirect · owns 75% or more of D•••••• A••••••• L••
      Related persons
      Schedule D 7.A
      • D•••••• A•••••••• L••
        y
      • D•••••• F•••• F••• G• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY4 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 9
        Mar 14, 2023 to Feb 13, 2024
      • Employees · 12 to 10
        Mar 14, 2023 to Feb 13, 2024
      • Discretionary RAUM · $1.7B to $1.4B
        Mar 14, 2023 to Feb 13, 2024
      • Pooled vehicle RAUM · $1.7B to $1.4B
        Mar 14, 2023 to Feb 13, 2024
      • RAUM · $1.7B to $1.4B
        Mar 14, 2023 to Feb 13, 2024
      • Advisory employees · 11 to 6
        Jan 25, 2023 to Mar 14, 2023
      • Employees · 11 to 12
        Jan 25, 2023 to Mar 14, 2023
      • Discretionary RAUM · $2.3B to $1.7B
        Jan 25, 2023 to Mar 14, 2023
      • Pooled vehicle RAUM · $2.3B to $1.7B
        Jan 25, 2023 to Mar 14, 2023
      • RAUM · $2.3B to $1.7B
        Jan 25, 2023 to Mar 14, 2023
      • Accounts · 4 to 3
        May 21, 2021 to Feb 3, 2022
      • Advisory employees · 12 to 11
        May 21, 2021 to Feb 3, 2022
      • Pooled vehicle clients · 4 to 3
        May 21, 2021 to Feb 3, 2022
      • Employees · 12 to 11
        May 21, 2021 to Feb 3, 2022
      • Discretionary RAUM · $3.4B to $2.3B
        May 21, 2021 to Feb 3, 2022
      • Pooled vehicle RAUM · $3.4B to $2.3B
        May 21, 2021 to Feb 3, 2022
      • RAUM · $3.4B to $2.3B
        May 21, 2021 to Feb 3, 2022
      • HQ city · NEW YORK to MIAMI
        Mar 25, 2021 to May 21, 2021
      • HQ state · NY to FL
        Mar 25, 2021 to May 21, 2021
      • Other offices · 0 to 1
        Mar 25, 2021 to May 21, 2021
      • Advisory employees · 11 to 12
        Dec 18, 2020 to Mar 25, 2021
      • Discretionary RAUM · $3.9B to $3.4B
        Dec 18, 2020 to Mar 25, 2021
      • Pooled vehicle RAUM · $3.9B to $3.4B
        Dec 18, 2020 to Mar 25, 2021
      • RAUM · $3.9B to $3.4B
        Dec 18, 2020 to Mar 25, 2021
      • Discretionary RAUM · $2.9B to $3.9B
        Mar 30, 2020 to Dec 18, 2020
      • Pooled vehicle RAUM · $2.9B to $3.9B
        Mar 30, 2020 to Dec 18, 2020
      • RAUM · $2.9B to $3.9B
        Mar 30, 2020 to Dec 18, 2020
      • Accounts · 3 to 4
        Jan 2, 2020 to Mar 30, 2020
      • Advisory employees · 7 to 11
        Jan 2, 2020 to Mar 30, 2020
      • Pooled vehicle clients · 3 to 4
        Jan 2, 2020 to Mar 30, 2020
      • Employees · 8 to 12
        Jan 2, 2020 to Mar 30, 2020
      • Discretionary RAUM · $2.6B to $2.9B
        Jan 2, 2020 to Mar 30, 2020
      • Pooled vehicle RAUM · $2.6B to $2.9B
        Jan 2, 2020 to Mar 30, 2020
      • RAUM · $2.6B to $2.9B
        Jan 2, 2020 to Mar 30, 2020
      • Discretionary RAUM · $931M to $2.6B
        Sep 20, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $931M to $2.6B
        Sep 20, 2018 to Mar 29, 2019
      • RAUM · $931M to $2.6B
        Sep 20, 2018 to Mar 29, 2019
      • Accounts · unset to 3.0
        Apr 23, 2018 to Sep 20, 2018
      • Advisory employees · 6 to 7
        Apr 23, 2018 to Sep 20, 2018
      • Pooled vehicle clients · unset to 3.0
        Apr 23, 2018 to Sep 20, 2018
      Signals
      12 dated events
      • M T•••• Slim (Chief Compliance Officer) appeared on Schedule A of D•••••• G••••
        Feb 13, 2024 · Control person joined · fact
      • T Diana Kyrou (Chief Compliance Officer, Chief Operating Officer, Chief Financial Officer) no longer on Schedule A of D•••••• G•••• (listed 2023-03-14, absent 2024-02-13)
        Feb 13, 2024 · Control person left · inference
      • F••••• T•••••• W•••• (Chief Financial Officer, Chief Compliance Officer) no longer on Schedule A of D•••••• G•••• (listed 2022-11-04, absent 2022-12-05)
        Dec 5, 2022 · Control person left · inference
      • D•••••• G•••• reported RAUM $2.3B, down 34% from $3.4B (2021-05-21 to 2022-02-03)
        Feb 3, 2022 · RAUM change · derived
      • Vladimir Max Haller (Chief Compliance Officer) no longer on Schedule A of D•••••• G•••• (listed 2021-05-21, absent 2022-02-03)
        Feb 3, 2022 · Control person left · inference
      • F••••• T•••••• W•••• (Chief Financial Officer) appeared on Schedule A of D•••••• G••••
        Mar 25, 2021 · Control person joined · fact
      • T Diana Kyrou (Chief Operating Officer) appeared on Schedule A of D•••••• G••••
        Mar 25, 2021 · Control person joined · fact
      • Vladimir Max Haller (Chief Compliance Officer) appeared on Schedule A of D•••••• G••••
        Dec 18, 2020 · Control person joined · fact
      • W Jeffrey Ziglar (Chief Operating Officer, Chief Financial Officer, Chief Compliance Officer) no longer on Schedule A of D•••••• G•••• (listed 2020-03-30, absent 2020-12-18)
        Dec 18, 2020 · Control person left · inference
      • D•••••• G•••• reported RAUM $3.9B, up 34% from $2.9B (2020-03-30 to 2020-12-18)
        Dec 18, 2020 · RAUM change · derived
      • D•••••• G•••• reported RAUM $2.6B, up 175% from $930.8M (2018-09-20 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • D•••••• G•••• filed its initial SEC registration (Form ADV)
        Apr 23, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026