DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•••••• C•••••• P••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 293282SEC 801-113622websiteIAPD
Latest filing May 21, 2026
First filing on the tape Jun 15, 2018 · 15 filings
SEC status approved since Jul 13, 2018
RAUM
$1.4B
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
18 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
16
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.4B as of May 21, 2026
Mar 29, 2019$290M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2026
Mar 29, 20190 then
Employees (5.A)24 as of May 21, 2026
Mar 29, 201910 then
Private funds16 as of May 21, 2026
Mar 29, 20197 then
RAUM +17% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$49.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
73%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
29reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      16 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••••• C•••••• R• C•••••• F•••• L•Real Estate Fund$260M20Mar 31, 2023
      T•••••• C•••••• H•• I••••••••• L•Private Equity Fund$105M38Jun 15, 2018
      T•••••• C•••••• R• O••• F•••• L•Hedge Fund$86.6M20Mar 31, 2023
      T•••••• C•••••• C• I••••••••• L•Private Equity Fund$84.9M33Mar 27, 2020
      T•••••• C•••••• F•• I••••••••• L•Private Equity Fund$82.9M24Mar 29, 2019
      T•••••• C•••••• R• I••••••••• L•Private Equity Fund$65.4M27Mar 31, 2022
      T•••••• C•••••• M• I••••••••• L•Private Equity Fund$38.9M33Mar 31, 2022
      T•••••• C•••••• U• I••••••••• L•Private Equity Fund$30.2M11Jun 15, 2018
      T•••••• C•••••• F•• I••••••••• I•• L•Private Equity Fund$25.9M13Mar 30, 2021
      T•••••• C•••••• H•• I••••••••• I•• L•Private Equity Fund$20.6M28Mar 31, 2022
      T•••••• C•••••• R•• I••••••••• I•• L•Private Equity Fund$13.8M21Mar 27, 2020
      T•••••• C•••••• R•• I••••••••• L•Private Equity Fund$8.4M29Jun 15, 2018
      T•••••• C•••••• I•• I••••••••• L•Private Equity Fund$7.9M5Mar 31, 2022
      T• M••••••••• V••••••• L••no longer reportedReal Estate Fund$30,6883Jun 15, 2018
      T••• 4•• D• L••no longer reportedReal Estate Fund$25,3873Jun 15, 2018
      T• V••••• L••no longer reportedReal Estate Fund$7103Jun 15, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• B••••••• H•••••••• · Managing Partnercontrol
        since 04/2014 · owns less than 5%
      • S••••••••• T•••• D•••• · Managing Partnercontrol
        since 04/2014 · owns less than 5%
      • C••••••• B••••••• H•••••••• · Membercontrol
        since 06/2021 · owns 25% to 50% of T••• L••
      • S••••••••• T•••• D•••• · Membercontrol
        since 06/2021 · owns 25% to 50% of T••• L••
      • C••••• E•••• M•••••• · Cco And Managing Director
        since 11/2017 · owns less than 5%
      Entity owners
      • T•••••• C•••••• P••••••• H••••••• L•• · Member
        direct · owns 75% or more
      • T••• L•• · Member
        indirect · owns 75% or more of T•••••• C•••••• P••••••• H••••••• L••
      Related persons
      Schedule D 7.A
      • T• E•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• A• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• C• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• F•• I••••••••• G• I•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• F•• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• H•• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• H•• I••••••••• I• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• I•• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• M• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• N•• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• R•• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• R• C•••••• F••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• R• O••• F••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• R• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• S• I••••••••• G•• L••
        pooled vehicle sponsorn
      • T•••••• C•••••• U• I••••••••• G• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 25 to 29
        Apr 30, 2025 to Mar 31, 2026
      • Advisory employees · 15 to 18
        Apr 30, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 23 to 29
        Apr 30, 2025 to Mar 31, 2026
      • Employees · 22 to 24
        Apr 30, 2025 to Mar 31, 2026
      • Private funds · 15 to 16
        Apr 30, 2025 to Mar 31, 2026
      • Discretionary RAUM · $887M to $1.1B
        Apr 30, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $347M to $391M
        Apr 30, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $1.2B to $1.4B
        Apr 30, 2025 to Mar 31, 2026
      • RAUM · $1.2B to $1.4B
        Apr 30, 2025 to Mar 31, 2026
      • Accounts · 23 to 25
        May 21, 2024 to Apr 30, 2025
      • Advisory employees · 11 to 15
        May 21, 2024 to Apr 30, 2025
      • Employees · 16 to 22
        May 21, 2024 to Apr 30, 2025
      • Financial planning clients · unset to
        May 21, 2024 to Apr 30, 2025
      • Private funds · 13 to 15
        May 21, 2024 to Apr 30, 2025
      • Discretionary RAUM · $834M to $887M
        May 21, 2024 to Apr 30, 2025
      • Non-discretionary RAUM · $334M to $347M
        May 21, 2024 to Apr 30, 2025
      • Pooled vehicle RAUM · $1.2B to $1.2B
        May 21, 2024 to Apr 30, 2025
      • RAUM · $1.2B to $1.2B
        May 21, 2024 to Apr 30, 2025
      • Accounts · 22 to 23
        Dec 7, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 22 to 23
        Dec 7, 2023 to Mar 29, 2024
      • Employees · 15 to 16
        Dec 7, 2023 to Mar 29, 2024
      • Discretionary RAUM · $624M to $834M
        Dec 7, 2023 to Mar 29, 2024
      • Non-discretionary RAUM · $430M to $334M
        Dec 7, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.1B to $1.2B
        Dec 7, 2023 to Mar 29, 2024
      • RAUM · $1.1B to $1.2B
        Dec 7, 2023 to Mar 29, 2024
      • Accounts · 18 to 22
        May 19, 2022 to Mar 31, 2023
      • Advisory employees · 9 to 11
        May 19, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 18 to 22
        May 19, 2022 to Mar 31, 2023
      • Employees · 13 to 15
        May 19, 2022 to Mar 31, 2023
      • Private funds · 11 to 13
        May 19, 2022 to Mar 31, 2023
      • Discretionary RAUM · $474M to $624M
        May 19, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $361M to $430M
        May 19, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $835M to $1.1B
        May 19, 2022 to Mar 31, 2023
      • RAUM · $835M to $1.1B
        May 19, 2022 to Mar 31, 2023
      • Accounts · 13 to 18
        May 10, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 13 to 18
        May 10, 2021 to Mar 31, 2022
      • Employees · 12 to 13
        May 10, 2021 to Mar 31, 2022
      • Private funds · 9 to 11
        May 10, 2021 to Mar 31, 2022
      • Discretionary RAUM · $271M to $474M
        May 10, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $290M to $361M
        May 10, 2021 to Mar 31, 2022
      Signals
      5 dated events
      • T•••••• C•••••• P••••••• L•• reported RAUM $1.1B, up 26% from $835.0M (2022-05-19 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • T•••••• C•••••• P••••••• L•• reported RAUM $835.0M, up 49% from $561.7M (2021-05-10 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • T•••••• C•••••• P••••••• L•• reported RAUM $640.4M, up 120% from $290.4M (2019-05-13 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • T•••••• C•••••• P••••••• L•• reported RAUM $290.4M, up 168% from $108.4M (2018-06-15 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • T•••••• C•••••• P••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 15, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      T••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-758-1666reportedpublic record, Form ADV, May 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      T•••••• C•••••• P••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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