DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• I••••••••• P•••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Jun 28, 2019 · 10 filings
SEC status approved since Jul 26, 2019
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
36 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
8
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$1.8B as of Mar 23, 2026
Mar 27, 2020$261M then
HNW client RAUM$0 as of Mar 21, 2025
Mar 27, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 27, 20200 then
Employees (5.A)40 as of Mar 23, 2026
Mar 27, 202012 then
Private funds8 as of Mar 23, 2026
Mar 27, 20202 then
RAUM +2.8% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $226MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• I••••••••• P••••••• F••• I•• L••• | Private Equity Fund | $528M | 57 | Mar 25, 2021 |
| C••• I••••••••• P••••••• F••• I••• L••• | Private Equity Fund | $518M | 90 | Mar 22, 2024 |
| C••• I••••••••• P••••••• F••• I• P•••••••• L••• | Private Equity Fund | $267M | 26 | Mar 25, 2021 |
| C••• I••••••••• P••••••• F••• I•• P•••••••• L••• | Private Equity Fund | $231M | 30 | Mar 22, 2024 |
| C••• I••••••••• P••••••• F••• I• L••• | Private Equity Fund | $187M | 38 | Sep 13, 2018 |
| C••• I••••••••• S••••••• F••• I• L••• | Private Equity Fund | $144M | 40 | Mar 22, 2024 |
| C••• I••••••••• P••••••• F••• I• P•••••••• L••• | Private Equity Fund | $66.4M | 11 | Sep 13, 2018 |
| C••• I••••••••• S••••••• F••• I• P•••••••• L••• | Private Equity Fund | $57.8M | 17 | Mar 22, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••• T•••• J•• · Senior Partnercontrolsince 04/2017 · owns less than 5%
- F•••••• J••••• F•••••• · Partnercontrolsince 08/2022 · owns less than 5%
- K••••••• A••• L••••• · Chief Compliance Officer, Chief Financial Officer, Partnercontrolsince 02/2020 · owns less than 5%
- M••• J•••• R•••••• · Managing Partner; Managing Membercontrolsince 04/2017 · owns 75% or more
- P•••• F••••• A•••••• · Senior Partnercontrolsince 04/2017 · owns less than 5%
- P••••••• M••••••• M•••••• · Partnercontrolsince 04/2017 · owns less than 5%
Related persons
Schedule D 7.A
- C••• I••••••••• P••••••• G• I• L••pooled vehicle sponsory
- C••• I••••••••• P••••••• G• I•• L•••pooled vehicle sponsory
- C••• I••••••••• P••••••• G• I••• L•••bankpooled vehicle sponsory
- C••• I••••••••• S••••••• I• G•• L•••bankpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Austin, TX3 employees
- Orange Village, OH3 employees
What changed
consecutive filings, newest first
- Advisory employees · 35 to 36Mar 21, 2025 to Mar 23, 2026
- Charity clients · 0.0 to unsetMar 21, 2025 to Mar 23, 2026
- Corporate clients · 0.0 to unsetMar 21, 2025 to Mar 23, 2026
- HNW clients · 0.0 to unsetMar 21, 2025 to Mar 23, 2026
- Individual clients · 0.0 to unsetMar 21, 2025 to Mar 23, 2026
- Pension plan clients · 0.0 to unsetMar 21, 2025 to Mar 23, 2026
- Employees · 39 to 40Mar 21, 2025 to Mar 23, 2026
- Discretionary RAUM · $1.8B to $1.8BMar 21, 2025 to Mar 23, 2026
- HNW RAUM · 0.0 to unsetMar 21, 2025 to Mar 23, 2026
- Individual RAUM · 0.0 to unsetMar 21, 2025 to Mar 23, 2026
- Pension RAUM · 0.0 to unsetMar 21, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $1.8B to $1.8BMar 21, 2025 to Mar 23, 2026
- RAUM · $1.8B to $1.8BMar 21, 2025 to Mar 23, 2026
- Advisory employees · 28 to 35Mar 22, 2024 to Mar 21, 2025
- Employees · 32 to 39Mar 22, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 21, 2025
- Discretionary RAUM · $2.0B to $1.8BMar 22, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $2.0B to $1.8BMar 22, 2024 to Mar 21, 2025
- RAUM · $2.0B to $1.8BMar 22, 2024 to Mar 21, 2025
- Accounts · 4 to 8Dec 4, 2023 to Mar 22, 2024
- Advisory employees · 22 to 28Dec 4, 2023 to Mar 22, 2024
- Pooled vehicle clients · 4 to 8Dec 4, 2023 to Mar 22, 2024
- Employees · 25 to 32Dec 4, 2023 to Mar 22, 2024
- Private funds · 4 to 8Dec 4, 2023 to Mar 22, 2024
- Discretionary RAUM · $1.1B to $2.0BDec 4, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $1.1B to $2.0BDec 4, 2023 to Mar 22, 2024
- RAUM · $1.1B to $2.0BDec 4, 2023 to Mar 22, 2024
- Related bank · false to trueDec 4, 2023 to Mar 22, 2024
- Other offices · 1 to 2Mar 21, 2023 to Dec 4, 2023
- Advisory employees · 9 to 22Mar 21, 2022 to Mar 21, 2023
- Employees · 16 to 25Mar 21, 2022 to Mar 21, 2023
- Discretionary RAUM · $1.4B to $1.1BMar 21, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $1.4B to $1.1BMar 21, 2022 to Mar 21, 2023
- RAUM · $1.4B to $1.1BMar 21, 2022 to Mar 21, 2023
- Advisory employees · 8 to 9Jun 23, 2021 to Mar 21, 2022
- Employees · 14 to 16Jun 23, 2021 to Mar 21, 2022
- Other offices · 0 to 1Jun 23, 2021 to Mar 21, 2022
- Discretionary RAUM · $832M to $1.4BJun 23, 2021 to Mar 21, 2022
- Pooled vehicle RAUM · $832M to $1.4BJun 23, 2021 to Mar 21, 2022
- RAUM · $832M to $1.4BJun 23, 2021 to Mar 21, 2022
Signals
7 dated events
- C••• I••••••••• P•••••••• L•• reported RAUM $2.0B, up 86% from $1.1B (2023-12-04 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- Francis Jason Fulton (Partner) appeared on Schedule A of C••• I••••••••• P•••••••• L••Mar 21, 2023 · Control person joined · fact
- C••• I••••••••• P•••••••• L•• reported RAUM $1.4B, up 65% from $831.8M (2021-06-23 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- C••• I••••••••• P•••••••• L•• reported RAUM $831.8M, up 219% from $260.9M (2020-03-27 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Louise Ann Koerner (Chief Compliance Officer, Chief Financial Officer) appeared on Schedule A of C••• I••••••••• P•••••••• L••Mar 27, 2020 · Control person joined · fact
- Stephen Lee (Cfo, Coo, Cco) no longer on Schedule A of C••• I••••••••• P•••••••• L•• (listed 2019-06-28, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- C••• I••••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••• I••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••• I••••••••• P•••••••• L•• · Private Equityshared crd · organization
- C••• I••••••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- coreipfund.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-566-4880reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026