DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• I••••••••• M••••••••• L•
Latest filing Jun 30, 2026
First filing on the tape Jun 17, 2021 · 11 filings
SEC status approved since Jul 16, 2021
RAUM
$6.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
18 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
4
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$6.9B as of Jun 30, 2026
Mar 31, 2022$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Mar 31, 20220 then
Employees (5.A)25 as of Jun 30, 2026
Mar 31, 202210 then
Private funds4 as of Jun 30, 2026
Mar 31, 20222 then
RAUM +62% over the last fiscal year+64% a year over threeIARs 0 to 0offices 1 to 3
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $768MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +62%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••••• C•••••••• M••••• F•••• L• | Hedge Fund | $1.5B | 104 | May 15, 2018 |
| M••••••••• C•••••••• O••••••••• M••••• F•••• L• | Hedge Fund | $155M | 7 | Nov 20, 2023 |
| M••••••••• E••••• T••••••••• M••••• F•••• L•• | Hedge Fund | $54.2M | 12 | Mar 31, 2022 |
| M••••••••• L••••• C••••• M••••• F•••• L• | Hedge Fund | $4.8M | 5 | Nov 15, 2024 |
Owners and control persons
Schedule A and B, latest filing
- E••••• J•••••• Y••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 01/2021 · owns less than 5%
- S••••••••• R•••••• W• J• · Chief Executive Officercontrolsince 07/2017 · owns less than 5%
- S•••••••• M••••••• J••• · Partner And Portfolio Managercontrolsince 04/2020 · owns 10% to 25%
- Y•• E•••••• C• · Chief Operating Officercontrolsince 03/2023 · owns less than 5%
- S••••••••• R•••••• W• J• · Limited Partnercontrolsince 11/2021 · owns 25% to 50% of S••••••••• U•• F••••• H•••••••• L•
- S••••••••• R•••••• W• J• · Managercontrolsince 06/2021 · owns F of S••••••••• H••••••• L••
- S••••••••• R•••••• W• J• · Membercontrolsince 07/2017 · owns 50% to 75% of M••••••••• M••••••••• G•••••• L••
- S••••••••• R•••••• W• J• · Managercontrolsince 06/2021 · owns F of H••••••• F••••• T•••• L••
- S••••••••• R•••••• W• J• · Managercontrolsince 06/2021 · owns F of B••••• S••••• M••••••••• L••
- T•••••• J•••••• A•••••••• · Director Of R•••••••since 09/2022 · owns less than 5%
Entity owners
- M••••••••• M••••••••• G•••••• L•• · General Partnerdirect · owns less than 5%
- S••••••••• U•• F••••• H•••••••• L• · Limited Partnerdirect · owns 25% to 50%
- B••••• S••••• M••••••••• L•• · Limited Partnerdirect · owns 10% to 25%
- H••••••• F••••• T•••• L•• · Limited Partnerdirect · owns 10% to 25%
- S••••••••• H••••••• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- M••••••••• E•••••• L••pooled vehicle sponsorn
- M••••••••• R••••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 9Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 12 to 18Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 15 to 9Mar 31, 2025 to Mar 31, 2026
- Employees · 18 to 25Mar 31, 2025 to Mar 31, 2026
- Other offices · 1 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.3B to $6.9BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.3B to $6.9BMar 31, 2025 to Mar 31, 2026
- RAUM · $4.3B to $6.9BMar 31, 2025 to Mar 31, 2026
- Accounts · 13 to 15Nov 15, 2024 to Mar 31, 2025
- Advisory employees · 8 to 12Nov 15, 2024 to Mar 31, 2025
- Pooled vehicle clients · 13 to 15Nov 15, 2024 to Mar 31, 2025
- Employees · 13 to 18Nov 15, 2024 to Mar 31, 2025
- Financial planning clients · unset to Nov 15, 2024 to Mar 31, 2025
- Other offices · 0 to 1Nov 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.3B to $4.3BNov 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.3B to $4.3BNov 15, 2024 to Mar 31, 2025
- RAUM · $2.3B to $4.3BNov 15, 2024 to Mar 31, 2025
- Private funds · 3 to 4Mar 29, 2024 to Nov 15, 2024
- Charity clients · 2.0 to unsetNov 20, 2023 to Mar 29, 2024
- Pension plan clients · 1.0 to unsetNov 20, 2023 to Mar 29, 2024
- Pooled vehicle clients · 10 to 13Nov 20, 2023 to Mar 29, 2024
- Employees · 11 to 13Nov 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.6B to $2.3BNov 20, 2023 to Mar 29, 2024
- Pension RAUM · 3442016.0 to unsetNov 20, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.5B to $2.3BNov 20, 2023 to Mar 29, 2024
- RAUM · $1.6B to $2.3BNov 20, 2023 to Mar 29, 2024
- Related adviser · false to trueNov 20, 2023 to Mar 29, 2024
- Private funds · 2 to 3May 4, 2023 to Nov 20, 2023
- Accounts · 12 to 13May 5, 2022 to Feb 9, 2023
- Advisory employees · 7 to 8May 5, 2022 to Feb 9, 2023
- Pooled vehicle clients · 9 to 10May 5, 2022 to Feb 9, 2023
- Employees · 10 to 11May 5, 2022 to Feb 9, 2023
- Discretionary RAUM · $1.1B to $1.6BMay 5, 2022 to Feb 9, 2023
- Pension RAUM · $3.3M to $3.4MMay 5, 2022 to Feb 9, 2023
- Pooled vehicle RAUM · $1.0B to $1.5BMay 5, 2022 to Feb 9, 2023
- RAUM · $1.1B to $1.6BMay 5, 2022 to Feb 9, 2023
- Accounts · 8 to 12Jun 17, 2021 to Mar 31, 2022
- Advisory employees · 5 to 7Jun 17, 2021 to Mar 31, 2022
- Charity clients · unset to 2.0Jun 17, 2021 to Mar 31, 2022
- Pension plan clients · unset to 1.0Jun 17, 2021 to Mar 31, 2022
Signals
8 dated events
- M••••••••• I••••••••• M••••••••• L• reported RAUM $6.9B, up 62% from $4.3B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- M••••••••• I••••••••• M••••••••• L• reported RAUM $4.3B, up 86% from $2.3B (2024-11-15 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- M••••••••• I••••••••• M••••••••• L• reported RAUM $2.3B, up 47% from $1.6B (2023-11-20 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- C Edward Yu (Chief Operating Officer) appeared on Schedule A of M••••••••• I••••••••• M••••••••• L•May 4, 2023 · Control person joined · fact
- M••••••••• I••••••••• M••••••••• L• reported RAUM $1.6B, up 42% from $1.1B (2022-05-05 to 2023-02-09)Feb 9, 2023 · RAUM change · derived
- R Dustin Cappelletto (Chief Operating Officer) no longer on Schedule A of M••••••••• I••••••••• M••••••••• L• (listed 2022-05-05, absent 2023-02-09)Feb 9, 2023 · Control person left · inference
- M••••••••• I••••••••• M••••••••• L• reported RAUM $1.1B, up 45% from $761.6M (2021-06-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- M••••••••• I••••••••• M••••••••• L• filed its initial SEC registration (Form ADV)Jun 17, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/M•••••••••-INVESTMENT-MANAGEMENT-LPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-453-5522reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026