DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•• C••••••
Asset manager (funds and pooled vehicles)Walnut Creek, CaliforniaCRD 293841SEC 801-126318websiteIAPD
Legal name S••••• B••••• J•••• • C••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 30, 2022 · 9 filings
SEC status approved since Jul 29, 2022
RAUM
$749M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
14 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
15
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$749M as of Mar 27, 2026
Mar 30, 2023$577M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20230 then
Employees (5.A)19 as of Mar 27, 2026
Mar 30, 202313 then
Private funds15 as of Mar 27, 2026
Mar 30, 202315 then
RAUM +27% over the last fiscal year+9.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $50.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $597M, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$749M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $597M for 15 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• F•••• L• | Private Equity Fund | $243M | 82 | May 24, 2018 |
| S•• F••• I•• L• | Private Equity Fund | $121M | 81 | Mar 31, 2022 |
| C••• F•••••• F•••• L• | Private Equity Fund | $52.4M | 3 | Mar 27, 2020 |
| C•• F•••••• P•••••••• L••no longer reported | Private Equity Fund | $45.0M | 115 | Mar 31, 2022 |
| S•• F••• I•••• L• | Private Equity Fund | $39.3M | 5 | Mar 31, 2022 |
| C•• S•• P••••••• 1• L• | Private Equity Fund | $38.0M | 9 | Mar 27, 2020 |
| A•• P••• F•••• L• | Private Equity Fund | $35.9M | 5 | Mar 28, 2019 |
| R•• W••••• P•••••••• L• | Private Equity Fund | $29.1M | 20 | Jun 30, 2022 |
| B••• R•••• R••••• A••••••••• L•• | Private Equity Fund | $20.2M | 17 | Mar 29, 2024 |
| S•• T••••• C••••••••• L• | Private Equity Fund | $17.1M | 2 | Jun 30, 2022 |
| S•• F••• I•••• L• | Private Equity Fund | $6.7M | 6 | Mar 30, 2023 |
| S•• D••••• C•••••••• 1• L• | Private Equity Fund | $6.0M | 9 | May 24, 2018 |
| S•• D••••• C•••••••• 3• L• | Private Equity Fund | $2.5M | 3 | May 24, 2018 |
| A•••• E•••••• D••• C••••••••• L• | Private Equity Fund | $2.4M | 16 | May 24, 2018 |
| A•••• E•••••• C••••••••• L• | Private Equity Fund | $1.3M | 18 | May 24, 2018 |
| S•• D••••• C•••••••• 2• L• | Private Equity Fund | $909,030 | 2 | May 24, 2018 |
| T•••• P••••• P•••••••• L•• | Private Equity Fund | $105,625 | 6 | Mar 31, 2022 |
| S•• U••••• C••• P•••••••• L•no longer reported | Private Equity Fund | $82,277 | 18 | May 24, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• T•••••• D••••• · Managing Directorcontrolsince 05/2015 · owns 25% to 50%
- C•••• M••••••• A••• · Managing Directorcontrolsince 05/2015 · owns 5% to 10%
- J••••• H•••••• W•••••• · Managing Directorcontrolsince 05/2015 · owns less than 5%
- L•••••• B•••••••• D•••• · Managing Directorcontrolsince 02/2019 · owns less than 5%
- S•••••• G••• B••••• · Managing Directorcontrolsince 05/2015 · owns 25% to 50%
- W•••• C••••••••• R••• · Chief Compliance Officer/Chief Financial Officercontrolsince 02/2023 · owns less than 5%
Related persons
Schedule D 7.A
- S•• C•••••••• G• I•• L•pooled vehicle sponsorn
- S•• C•••••••• G•• L••pooled vehicle sponsorn
- S•• G•••••• P•••••• I•• L•pooled vehicle sponsorn
- S•• G•••••• P••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA1 employees
- Minneapolis, MN1 employees
What changed
consecutive filings, newest first
- Accounts · 17 to 15Oct 9, 2025 to Mar 27, 2026
- Pooled vehicle clients · 17 to 15Oct 9, 2025 to Mar 27, 2026
- Assets in custody · $591M to $597MOct 9, 2025 to Mar 27, 2026
- Employees · 17 to 19Oct 9, 2025 to Mar 27, 2026
- Private funds · 18 to 15Oct 9, 2025 to Mar 27, 2026
- Discretionary RAUM · $591M to $749MOct 9, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $591M to $749MOct 9, 2025 to Mar 27, 2026
- RAUM · $591M to $749MOct 9, 2025 to Mar 27, 2026
- Private funds · 17 to 18Mar 31, 2025 to Oct 9, 2025
- Accounts · 16 to 17Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 12 to 14Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 16 to 17Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $616M to $591MMar 29, 2024 to Mar 31, 2025
- Employees · 15 to 17Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 16 to 17Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $616M to $591MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $616M to $591MMar 29, 2024 to Mar 31, 2025
- RAUM · $616M to $591MMar 29, 2024 to Mar 31, 2025
- Accounts · 15 to 16Apr 28, 2023 to Mar 29, 2024
- Advisory employees · 10 to 12Apr 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 15 to 16Apr 28, 2023 to Mar 29, 2024
- Assets in custody · $577M to $616MApr 28, 2023 to Mar 29, 2024
- Employees · 13 to 15Apr 28, 2023 to Mar 29, 2024
- Private funds · 15 to 16Apr 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $577M to $616MApr 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $577M to $616MApr 28, 2023 to Mar 29, 2024
- RAUM · $577M to $616MApr 28, 2023 to Mar 29, 2024
- Accounts · 13 to 15Jan 4, 2023 to Mar 30, 2023
- Pooled vehicle clients · 13 to 15Jan 4, 2023 to Mar 30, 2023
- Assets in custody · $282M to $577MJan 4, 2023 to Mar 30, 2023
- Private funds · 14 to 15Jan 4, 2023 to Mar 30, 2023
- Discretionary RAUM · $282M to $577MJan 4, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $282M to $577MJan 4, 2023 to Mar 30, 2023
- RAUM · $282M to $577MJan 4, 2023 to Mar 30, 2023
- Other offices · 0 to 2Jun 30, 2022 to Sep 26, 2022
- Private funds · 28 to 14Jun 30, 2022 to Sep 26, 2022
Signals
5 dated events
- S•• C•••••• reported RAUM $749.4M, up 27% from $590.9M (2025-10-09 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- S•• C•••••• reported RAUM $576.7M, up 105% from $281.9M (2023-01-04 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Ryan Christian Ward (Chief Compliance Officer/Chief Financial Officer) appeared on Schedule A of S•• C••••••Mar 30, 2023 · Control person joined · fact
- Michael Nicholas Stangl (Cfo/Cco) no longer on Schedule A of S•• C•••••• (listed 2022-09-26, absent 2023-01-04)Jan 4, 2023 · Control person left · inference
- S•• C•••••• filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•• C•••••• · Independent Sponsorsshared crd · capital_provider
- S•• C•••••• · Private Equityshared crd · organization
- S•• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- SBJCAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-848-1990reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026