DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• G•••• L••
Latest filing Jun 2, 2026
First filing on the tape Aug 22, 2019 · 21 filings
SEC status approved since Sep 26, 2019
RAUM
$803M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$803M as of Jun 2, 2026
Mar 30, 2020$226M then
HNW client RAUM$0 as of Mar 22, 2023
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Mar 30, 20200 then
Employees (5.A)9 as of Jun 2, 2026
Mar 30, 20206 then
Private funds3 as of Jun 2, 2026
Mar 30, 20201 then
RAUM +33% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $80.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $529M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$765M97%
- Corporations and businesses$25.9M3.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $529M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••• H••••••• I• L• | Hedge Fund | $300M | 112 | Mar 31, 2021 |
| P••••• H••••••• 8• L• | Hedge Fund | $59.1M | 100 | Mar 27, 2019 |
| P••••• O••••••••• F••• X• L• | Hedge Fund | $19.4M | 55 | Mar 28, 2024 |
| P••••• H••••••• V•• L•• | Private Equity Fund | $2.1M | 97 | Mar 26, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C•••• S•••• D••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- B••••••••• A•••• N•••••••• · Membercontrolsince 03/2019 · owns 75% or more of P•••• L••
- L•• D•••••• C• · Membercontrolsince 01/2018 · owns 75% or more of R•••• L••
- M•••• S•••••• A••• · Membercontrolsince 01/2017 · owns 75% or more of 1••••••••• I• L••
Entity owners
- 1••••••••• I• L•• · Memberdirect · owns 25% to 50%
- P•••• L•• · Memberdirect · owns 25% to 50%
- R•••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- P••• A••••••• L••investment adviserpooled vehicle sponsornRAUM $130M
- P••••• H••••••• 8• G•• L••pooled vehicle sponsorn
- P••••• H••••••• I• G• L••pooled vehicle sponsorn
- P••••• O••••••••• F••• X• G• L••pooled vehicle sponsorn
Advisers that list P••••• G•••• L•• as a related person
- 161052 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Aug 5, 2025 to Mar 18, 2026
- Pooled vehicle clients · 7 to 6Aug 5, 2025 to Mar 18, 2026
- Assets in custody · $461M to $529MAug 5, 2025 to Mar 18, 2026
- HQ city · NEW ROCHELLE to HACKENSACKAug 5, 2025 to Mar 18, 2026
- HQ state · NY to NJAug 5, 2025 to Mar 18, 2026
- Private funds · 4 to 3Aug 5, 2025 to Mar 18, 2026
- Discretionary RAUM · $597M to $795MAug 5, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $7.8M to $7.7MAug 5, 2025 to Mar 18, 2026
- Pooled vehicle RAUM · $596M to $765MAug 5, 2025 to Mar 18, 2026
- RAUM · $605M to $803MAug 5, 2025 to Mar 18, 2026
- Accounts · 5 to 10May 13, 2024 to Mar 26, 2025
- Advisory employees · 4 to 5May 13, 2024 to Mar 26, 2025
- Advisory activities · 1 to 2May 13, 2024 to Mar 26, 2025
- Assets in custody · $381M to $461MMay 13, 2024 to Mar 26, 2025
- Employees · 10 to 9May 13, 2024 to Mar 26, 2025
- Financial planning clients · unset to May 13, 2024 to Mar 26, 2025
- Discretionary RAUM · $427M to $597MMay 13, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $0 to $7.8MMay 13, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $427M to $596MMay 13, 2024 to Mar 26, 2025
- RAUM · $427M to $605MMay 13, 2024 to Mar 26, 2025
- Discretionary RAUM · $389M to $427MMar 28, 2024 to Apr 26, 2024
- Pooled vehicle RAUM · $389M to $427MMar 28, 2024 to Apr 26, 2024
- RAUM · $389M to $427MMar 28, 2024 to Apr 26, 2024
- Accounts · 3 to 5Jan 12, 2024 to Mar 28, 2024
- Advisory employees · 3 to 4Jan 12, 2024 to Mar 28, 2024
- Pooled vehicle clients · 3 to 7Jan 12, 2024 to Mar 28, 2024
- Assets in custody · $369M to $381MJan 12, 2024 to Mar 28, 2024
- Employees · 7 to 10Jan 12, 2024 to Mar 28, 2024
- Private funds · 3 to 4Jan 12, 2024 to Mar 28, 2024
- Discretionary RAUM · $369M to $389MJan 12, 2024 to Mar 28, 2024
- HNW RAUM · 0.0 to unsetJan 12, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $369M to $389MJan 12, 2024 to Mar 28, 2024
- RAUM · $369M to $389MJan 12, 2024 to Mar 28, 2024
- Advisory employees · 6 to 3Jan 10, 2023 to Mar 22, 2023
- Assets in custody · $366M to $369MJan 10, 2023 to Mar 22, 2023
- Employees · 8 to 7Jan 10, 2023 to Mar 22, 2023
- Private funds · 2 to 3Jan 10, 2023 to Mar 22, 2023
- Discretionary RAUM · $389M to $369MJan 10, 2023 to Mar 22, 2023
- Pooled vehicle RAUM · $389M to $369MJan 10, 2023 to Mar 22, 2023
- RAUM · $389M to $369MJan 10, 2023 to Mar 22, 2023
Signals
9 dated events
- P••••• G•••• L•• reported RAUM $802.5M, up 33% from $604.5M (2025-08-05 to 2026-03-18)Mar 18, 2026 · RAUM change · derived
- P••••• G•••• L•• reported RAUM $604.5M, up 42% from $427.1M (2024-05-13 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- James Michael Linahan (Chief Compliance Officer, Controller) no longer on Schedule A of P••••• G•••• L•• (listed 2024-01-12, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Daniel Seth Cohn (Chief Compliance Officer) appeared on Schedule A of P••••• G•••• L••Mar 28, 2024 · Control person joined · fact
- Oliver Maurice Walsh (Chief Compliance Officer, Controller) no longer on Schedule A of P••••• G•••• L•• (listed 2022-11-03, absent 2023-01-10)Jan 10, 2023 · Control person left · inference
- James Michael Linahan (Chief Compliance Officer, Controller) appeared on Schedule A of P••••• G•••• L••Jan 10, 2023 · Control person joined · fact
- Nmn David Sandler (Chief Compliance Officer And Controller) no longer on Schedule A of P••••• G•••• L•• (listed 2022-03-23, absent 2022-08-03)Aug 3, 2022 · Control person left · inference
- Oliver Maurice Walsh (Chief Compliance Officer, Controller) appeared on Schedule A of P••••• G•••• L••Aug 3, 2022 · Control person joined · fact
- P••••• G•••• L•• filed its initial SEC registration (Form ADV)Aug 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••• G•••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/poet-hill-capital-management-lpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-793-4551reportedpublic record, Form ADV, Jun 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026