DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•••••••• C•••••• M••••••••• L••
Latest filing Jul 7, 2026
First filing on the tape Mar 23, 2018 · 22 filings
SEC status approved since Apr 20, 2018
RAUM
$604M
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$604M as of Jul 7, 2026
Mar 29, 2019$893M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Mar 29, 20190 then
Employees (5.A)8 as of Jul 7, 2026
Mar 29, 20191 then
Private funds2 as of Jul 7, 2026
Mar 30, 20211 then
RAUM -13% over the last fiscal year-17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $101MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 47%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $26.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$284M76%
- Charitable organizations$88.8M24%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $26.0M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.47 institutional_share=0.15 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•••••••• A••••••• R••••• F•••• L• | Hedge Fund | $253M | 2 | Mar 30, 2021 |
| D•••••••• G••••• D•••••• A••••••••• F•••no longer reported | Hedge Fund | $71.7M | 1 | Mar 30, 2023 |
| D•••••••• A• M••••• F••• L• | Hedge Fund | $40.0M | 3 | Mar 30, 2023 |
| D•••••••• G••••• D•••••• A••••••••• L•••••••• F•••no longer reported | Hedge Fund | $28.3M | 1 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• S••••• · Chief Compliance Officercontrolsince 11/2020 · owns less than 5%
- H••••• P••••• M•••• · Chief Financial Officercontrolsince 03/2021 · owns less than 5%
- O••••• O••••• O•••• · Chief Executive Officer/Chief Investment Officer/Managing Membercontrolsince 03/2018 · owns 75% or more
Related persons
Schedule D 7.A
- D•••••••• A••••••• R••••• F••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom4 employees
What changed
consecutive filings, newest first
- Assets in custody · $48.5M to $26.0MMar 19, 2026 to Apr 29, 2026
- Discretionary RAUM · $316M to $284MMar 19, 2026 to Apr 29, 2026
- Pooled vehicle RAUM · $316M to $284MMar 19, 2026 to Apr 29, 2026
- RAUM · $635M to $604MMar 19, 2026 to Apr 29, 2026
- Advisory employees · 3 to 2Apr 30, 2025 to Mar 19, 2026
- Assets in custody · $26.8M to $48.5MApr 30, 2025 to Mar 19, 2026
- Discretionary RAUM · $293M to $316MApr 30, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $399M to $319MApr 30, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $293M to $316MApr 30, 2025 to Mar 19, 2026
- RAUM · $692M to $635MApr 30, 2025 to Mar 19, 2026
- Accounts · 7 to 6Oct 25, 2024 to Apr 30, 2025
- Advisory employees · 4 to 3Oct 25, 2024 to Apr 30, 2025
- Charity clients · 2 to 1Oct 25, 2024 to Apr 30, 2025
- Assets in custody · $27.5M to $26.8MOct 25, 2024 to Apr 30, 2025
- Employees · 14 to 8Oct 25, 2024 to Apr 30, 2025
- Financial planning clients · unset to Oct 25, 2024 to Apr 30, 2025
- Discretionary RAUM · $293M to $293MOct 25, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $485M to $399MOct 25, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $293M to $293MOct 25, 2024 to Apr 30, 2025
- RAUM · $778M to $692MOct 25, 2024 to Apr 30, 2025
- Discretionary RAUM · $292M to $293MMar 15, 2024 to Apr 8, 2024
- Pooled vehicle RAUM · $292M to $293MMar 15, 2024 to Apr 8, 2024
- RAUM · $777M to $778MMar 15, 2024 to Apr 8, 2024
- Accounts · 9 to 7Mar 30, 2023 to Mar 11, 2024
- Pooled vehicle clients · 6 to 4Mar 30, 2023 to Mar 11, 2024
- Assets in custody · $128M to $27.5MMar 30, 2023 to Mar 11, 2024
- Employees · 15 to 14Mar 30, 2023 to Mar 11, 2024
- Other offices · 2 to 1Mar 30, 2023 to Mar 11, 2024
- Private funds · 4 to 2Mar 30, 2023 to Mar 11, 2024
- Discretionary RAUM · $285M to $292MMar 30, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $757M to $485MMar 30, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $285M to $292MMar 30, 2023 to Mar 11, 2024
- RAUM · $1.0B to $777MMar 30, 2023 to Mar 11, 2024
- Related bank · false to trueMar 30, 2023 to Mar 11, 2024
- Accounts · 4 to 9Apr 20, 2022 to Mar 30, 2023
- Charity clients · 1 to 2Apr 20, 2022 to Mar 30, 2023
- Pooled vehicle clients · 2 to 6Apr 20, 2022 to Mar 30, 2023
- Assets in custody · $0 to $128MApr 20, 2022 to Mar 30, 2023
- Custody of client assets · false to trueApr 20, 2022 to Mar 30, 2023
- Private funds · 1 to 4Apr 20, 2022 to Mar 30, 2023
Signals
9 dated events
- D•••••••• C•••••• M••••••••• L•• reported RAUM $777.2M, down 25% from $1.0B (2023-03-30 to 2024-03-11)Mar 11, 2024 · RAUM change · derived
- Scalera John Ricciardi (Manager) no longer on Schedule A of D•••••••• C•••••• M••••••••• L•• (listed 2023-03-30, absent 2024-03-11)Mar 11, 2024 · Control person left · inference
- N••• J••••••• P•••••••• (Chief Operating Officer / Chief Risk Officer) no longer on Schedule A of D•••••••• C•••••• M••••••••• L•• (listed 2022-04-20, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- N••• J••••••• P•••••••• (Chief Operating Officer / Chief Risk Officer) appeared on Schedule A of D•••••••• C•••••• M••••••••• L••Mar 28, 2022 · Control person joined · fact
- Sondra Berman (Chief Compliance Officer) appeared on Schedule A of D•••••••• C•••••• M••••••••• L••Mar 30, 2021 · Control person joined · fact
- Scalera John Ricciardi (Manager) appeared on Schedule A of D•••••••• C•••••• M••••••••• L••Mar 30, 2021 · Control person joined · fact
- Marie Paula Hayes (Chief Financial Officer) appeared on Schedule A of D•••••••• C•••••• M••••••••• L••Mar 30, 2021 · Control person joined · fact
- O••••• G•••••• A•• C•••••• L•••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jun 14, 2019 · Succession (Item 4) · fact
- O••••• G•••••• A•• C•••••• L•••••• filed its initial SEC registration (Form ADV)Mar 23, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- D•••••••• C•••••• M••••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/deuterium-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- d••••••••.usreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 727-204-7570reportedpublic record, Form ADV, Jul 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026