DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• C•••••• L•
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2021 · 19 filings
SEC status approved since Jul 30, 2021
RAUM
$1.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
15
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.8B as of Mar 31, 2026
Mar 31, 2022$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)21 as of Mar 31, 2026
Mar 31, 202216 then
Private funds15 as of Mar 31, 2026
Mar 31, 202213 then
RAUM +30% over the last fiscal year+42% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $121MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.8B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••• D•••••• O••••••••• L• | Hedge Fund | $576M | 261 | Dec 23, 2020 |
| P••••• G••••• F••• L• | Venture Capital Fund | $150M | 201 | Mar 31, 2022 |
| P••••• D•••••• O••••••••• I• L•no longer reported | Hedge Fund | $117M | 78 | Dec 23, 2020 |
| P••••• P•••••• O••••••••• L•• • S••••• J• | Venture Capital Fund | $107M | 30 | Mar 31, 2023 |
| P••••• Q••••••••• S••••••••• L• | Hedge Fund | $28.5M | 26 | Dec 23, 2020 |
| P••••• V•••••• F••• I• L• | Venture Capital Fund | $21.8M | 61 | Mar 29, 2024 |
| P••••• P•••••• O••••••••• • S••••• I• Q• | Venture Capital Fund | $20.3M | 62 | Mar 31, 2022 |
| P••••• P•••••• O••••••••• • S••••• I• | Venture Capital Fund | $20.3M | 70 | Mar 31, 2022 |
| P••••• P•••••• O••••••••• L•• • S••••• K• | Venture Capital Fund | $12.3M | 34 | Mar 31, 2023 |
| P••••• P•••••• O••••••••• L•• • S••••• H• | Venture Capital Fund | $6.1M | 35 | Jun 29, 2021 |
| P••••• P•••••• O••••••••• L•• • S••••• G• | Venture Capital Fund | $2.7M | 27 | Jun 29, 2021 |
| P••••• P•••••• O••••••••• L•• • S••••• A•no longer reported | Private Equity Fund | $34,978 | 25 | Dec 23, 2020 |
| P••••• P•••••• O••••••••• L•• • S••••• F•no longer reported | Venture Capital Fund | $25,422 | 22 | Jun 29, 2021 |
| P••••• P•••••• O••••••••• L•• • S••••• D•no longer reported | Hedge Fund | $24,682 | 0 | Dec 23, 2020 |
| P••••• P•••••• O••••••••• L•• • S••••• E•no longer reported | Private Equity Fund | $0 | 0 | Dec 23, 2020 |
| P••••• P•••••• O••••••••• L•• • S••••• B•no longer reported | Venture Capital Fund | $0 | 22 | Dec 23, 2020 |
| P••••• P•••••• O••••••••• L•• • S••••• C•no longer reported | Venture Capital Fund | $0 | 14 | Dec 23, 2020 |
Owners and control persons
Schedule A and B, latest filing
- F•••••• B•••••••• S•••••• · Foundercontrolsince 01/2018 · owns less than 5%
- U•••••• A•••••• A•••••••• · Chief Compliance Officer; Chief Operating Officercontrolsince 11/2020 · owns less than 5%
- Y••••••••• K••••• N•• · Portfolio Managercontrolsince 07/2019 · owns less than 5%
- F•••••• B•••••••• S•••••• · Manager/Membercontrolsince 01/2020 · owns 75% or more of P••••• C•••••• M••••••••• L••
- F•••••• B•••••••• S•••••• · Limited Partnercontrolsince 01/2023 · owns 50% to 75% of P••••• C•••••••• L•
Entity owners
- P••••• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
- P••••• C•••••••• L• · Limited Partnerdirect · owns 75% or more
- P••••• C•••••• M••••••••• L•• · General Partnerindirect · owns F of P••••• C•••••••• L•
Related persons
Schedule D 7.A
- P••••• D•••••• H••••••• L••bankpooled vehicle sponsorn
- P••••• G••••• G• L••pooled vehicle sponsorn
- P••••• V•••••• G• I• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 13 to 15Jul 30, 2025 to Mar 31, 2026
- Advisory employees · 8 to 7Jul 30, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 15Jul 30, 2025 to Mar 31, 2026
- Assets in custody · $1.4B to $1.8BJul 30, 2025 to Mar 31, 2026
- Employees · 23 to 21Jul 30, 2025 to Mar 31, 2026
- Other offices · 2 to 1Jul 30, 2025 to Mar 31, 2026
- Private funds · 13 to 15Jul 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $1.8BJul 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.4B to $1.8BJul 30, 2025 to Mar 31, 2026
- RAUM · $1.4B to $1.8BJul 30, 2025 to Mar 31, 2026
- Financial planning clients · unset to Jun 13, 2025 to Jul 30, 2025
- Other offices · 1 to 2May 7, 2025 to Jun 13, 2025
- Accounts · 10 to 13Feb 20, 2025 to Mar 31, 2025
- Pooled vehicle clients · 10 to 13Feb 20, 2025 to Mar 31, 2025
- Assets in custody · $945M to $1.4BFeb 20, 2025 to Mar 31, 2025
- Employees · 20 to 23Feb 20, 2025 to Mar 31, 2025
- Private funds · 10 to 13Feb 20, 2025 to Mar 31, 2025
- Discretionary RAUM · $945M to $1.4BFeb 20, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $945M to $1.4BFeb 20, 2025 to Mar 31, 2025
- RAUM · $945M to $1.4BFeb 20, 2025 to Mar 31, 2025
- Other offices · 0 to 1Jan 27, 2025 to Feb 20, 2025
- Accounts · 13 to 10Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 9 to 8Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 13 to 10Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $632M to $945MMar 31, 2023 to Mar 29, 2024
- Employees · 21 to 20Mar 31, 2023 to Mar 29, 2024
- HQ city · GREENWICH to NEW YORKMar 31, 2023 to Mar 29, 2024
- HQ state · CT to NYMar 31, 2023 to Mar 29, 2024
- Private funds · 13 to 10Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $632M to $945MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $632M to $945MMar 31, 2023 to Mar 29, 2024
- RAUM · $632M to $945MMar 31, 2023 to Mar 29, 2024
- Advisory employees · 7 to 9Feb 3, 2023 to Mar 31, 2023
- Assets in custody · $1.2B to $632MFeb 3, 2023 to Mar 31, 2023
- Employees · 16 to 21Feb 3, 2023 to Mar 31, 2023
- Discretionary RAUM · $1.3B to $632MFeb 3, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $1.3B to $632MFeb 3, 2023 to Mar 31, 2023
- RAUM · $1.3B to $632MFeb 3, 2023 to Mar 31, 2023
- Discretionary RAUM · $1.2B to $1.3BJun 7, 2022 to Aug 22, 2022
- Pooled vehicle RAUM · $1.2B to $1.3BJun 7, 2022 to Aug 22, 2022
Signals
8 dated events
- P••••• C•••••• L• reported RAUM $1.8B, up 30% from $1.4B (2025-07-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- P••••• C•••••• L• reported RAUM $1.4B, up 48% from $945.0M (2025-02-20 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- P••••• C•••••• L• reported RAUM $945.0M, up 49% from $632.2M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- P••••• C•••••• L• reported RAUM $632.2M, down 52% from $1.3B (2023-02-03 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Altshuler Lilly Palmer (Chief Compliance Officer & General Counsel) no longer on Schedule A of P••••• C•••••• L• (listed 2022-08-22, absent 2023-02-03)Feb 3, 2023 · Control person left · inference
- P••••• C•••••• L• reported RAUM $1.2B, up 57% from $763.2M (2022-02-15 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Lilly Palmer (Chief Compliance Officer & General Counsel) appeared on Schedule A of P••••• C•••••• L•Feb 15, 2022 · Control person joined · fact
- P••••• C•••••• L• filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- P••••• C•••••• L• · Private Equityshared crd · organization
- P••••• C•••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/paraficapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (203) 326-1321reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026