DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••••
Legal name W•• G•• L••
Latest filing May 13, 2026
First filing on the tape Jun 30, 2021 · 12 filings
SEC status approved since Jul 30, 2021
RAUM
$489M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$489M as of May 13, 2026
Mar 30, 2022$233M then
HNW client RAUM$0 as of Mar 30, 2023
Mar 30, 2022$0 then
State-registered IARs (5.B.3)0 as of May 13, 2026
Mar 30, 20220 then
Employees (5.A)11 as of May 13, 2026
Mar 30, 20228 then
Private funds13 as of May 13, 2026
Mar 30, 202210 then
RAUM +83% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $37.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +83%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $489M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$489M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $489M for 13 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••••• P•••••• H•••••••• L••• | Private Equity Fund | $176M | 15 | Apr 2, 2018 |
| W•• Q••••••• L•no longer reported | Private Equity Fund | $67.7M | 15 | Mar 31, 2021 |
| W•• B••••• L• | Private Equity Fund | $61.2M | 13 | Apr 2, 2018 |
| W•• Q••••••• L• | Private Equity Fund | $9.5M | 15 | Mar 30, 2023 |
| W•• F••••••••• L• | Private Equity Fund | $6.1M | 11 | Mar 29, 2019 |
| W•• P•••• L• | Private Equity Fund | $3.9M | 4 | Mar 30, 2023 |
| W•• F••••••••• L• | Private Equity Fund | $2.7M | 15 | Mar 29, 2020 |
| W•• C••••••••• L• | Private Equity Fund | $1.5M | 3 | Apr 2, 2018 |
| W•• C••••••• L•no longer reported | Private Equity Fund | $972,518 | 3 | Apr 2, 2018 |
| W•• R••••• L• | Private Equity Fund | $514,874 | 4 | Apr 2, 2018 |
| W•• A•••• L• | Private Equity Fund | $281,833 | 5 | Apr 2, 2018 |
| W•• P••••••• L• | Private Equity Fund | $165,356 | 4 | Mar 30, 2023 |
| W•• H••••••• L•no longer reported | Private Equity Fund | $0 | 5 | Apr 2, 2018 |
Owners and control persons
Schedule A and B, latest filing
- E••••••••• S••••• A•• · Chief Financial Officer / Chief Compliance Officercontrolsince 05/2020 · owns less than 5%
- L••••••• J•••• F•••••• · Managing Partnercontrolsince 12/2014 · owns 25% to 50%
- M•••••••• M••••••• J• · Managing Partnercontrolsince 12/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
- W•• A••• G•• L••pooled vehicle sponsory
- W•• B•••• G•• L••pooled vehicle sponsory
- W•• C••••••••• G•• L••pooled vehicle sponsory
- W•• F••••••••• G•• L••pooled vehicle sponsory
- W•• F•••••••• G•• L••pooled vehicle sponsory
- W•• H•••••• G•• L••pooled vehicle sponsory
- W•• P•••••• G•• L••pooled vehicle sponsory
- W•• P••• G•• L••pooled vehicle sponsory
- W•• Q•••••• G•• L••pooled vehicle sponsory
- W•• R•••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- New York, NY3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 23, 2026RAUM (Item 5.F) moved from $266,684,326 to $488,840,905 (+83.0%) between the annual amendments of 2025-03-21 and 2026-03-23; the peer median change was +4.0% (1148 comparable advisers, 96.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 96% percentile
What changed
consecutive filings, newest first
- Assets in custody · $254M to $489MJul 22, 2025 to Mar 23, 2026
- Discretionary RAUM · $267M to $489MJul 22, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $267M to $489MJul 22, 2025 to Mar 23, 2026
- RAUM · $267M to $489MJul 22, 2025 to Mar 23, 2026
- Financial planning clients · unset to Jun 5, 2025 to Jul 22, 2025
- Accounts · 11 to 13Dec 9, 2024 to Mar 21, 2025
- Pooled vehicle clients · 11 to 13Dec 9, 2024 to Mar 21, 2025
- Assets in custody · $262M to $254MDec 9, 2024 to Mar 21, 2025
- Private funds · 10 to 13Dec 9, 2024 to Mar 21, 2025
- Discretionary RAUM · $262M to $267MDec 9, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $262M to $267MDec 9, 2024 to Mar 21, 2025
- RAUM · $262M to $267MDec 9, 2024 to Mar 21, 2025
- Advisory employees · 5 to 8Mar 19, 2024 to Jun 25, 2024
- Assets in custody · $280M to $262MMar 19, 2024 to Jun 25, 2024
- Discretionary RAUM · $262M to $262MMar 19, 2024 to Jun 25, 2024
- Pooled vehicle RAUM · $262M to $262MMar 19, 2024 to Jun 25, 2024
- RAUM · $262M to $262MMar 19, 2024 to Jun 25, 2024
- Accounts · 12 to 11Jun 7, 2023 to Mar 19, 2024
- Advisory employees · 7 to 5Jun 7, 2023 to Mar 19, 2024
- Charity clients · 0.0 to unsetJun 7, 2023 to Mar 19, 2024
- Corporate clients · 0.0 to unsetJun 7, 2023 to Mar 19, 2024
- HNW clients · 0.0 to unsetJun 7, 2023 to Mar 19, 2024
- Individual clients · 0.0 to unsetJun 7, 2023 to Mar 19, 2024
- Pension plan clients · 0.0 to unsetJun 7, 2023 to Mar 19, 2024
- Pooled vehicle clients · 12 to 11Jun 7, 2023 to Mar 19, 2024
- Assets in custody · unset to 280278308.0Jun 7, 2023 to Mar 19, 2024
- Custody of client assets · false to trueJun 7, 2023 to Mar 19, 2024
- Private funds · 12 to 10Jun 7, 2023 to Mar 19, 2024
- Discretionary RAUM · $286M to $262MJun 7, 2023 to Mar 19, 2024
- HNW RAUM · 0.0 to unsetJun 7, 2023 to Mar 19, 2024
- Individual RAUM · 0.0 to unsetJun 7, 2023 to Mar 19, 2024
- Pension RAUM · 0.0 to unsetJun 7, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $286M to $262MJun 7, 2023 to Mar 19, 2024
- RAUM · $286M to $262MJun 7, 2023 to Mar 19, 2024
- Other offices · 2 to 1Mar 30, 2023 to Jun 7, 2023
- Advisory employees · 5 to 7Mar 30, 2022 to Mar 30, 2023
- Accounts · 10 to 12Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 10 to 12Mar 30, 2022 to Mar 30, 2023
- Employees · 8 to 11Mar 30, 2022 to Mar 30, 2023
- Private funds · 10 to 12Mar 30, 2022 to Mar 30, 2023
Signals
2 dated events
- Wincove reported RAUM $488.8M, up 83% from $266.7M (2025-07-22 to 2026-03-23)Mar 23, 2026 · RAUM change · derived
- Wincove filed its initial SEC registration (Form ADV)Jun 30, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/wincove-private-holdingsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- W••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (603) 770-9785reportedpublic record, Form ADV, May 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026