DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B••••••• K•• A•••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 29, 2018 · 11 filings
SEC status approved since Apr 23, 2018
RAUM
$120M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$120M as of Mar 24, 2026
Mar 27, 2019$210M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 27, 20190 then
Employees (5.A)4 as of Mar 24, 2026
Mar 27, 20199 then
Private funds1 as of Mar 25, 2024
Mar 23, 20221 then
RAUM -7.8% over the last fiscal year-16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $120MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$120M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••• R•••• C•••••• P••••••• L•• | Other Private Fund | $126M | 3 | Mar 23, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• M•••• H•••••• · Chief Compliance Officercontrolsince 01/2017 · owns less than 5%
- Y•••• B••••• H••• S••• · Chief Executive Officer And Risk Officercontrolsince 01/2017 · owns less than 5%
- Y•••• B••••• H••• S••• · Membercontrolsince 07/2024 · owns 75% or more of B••••••• I••••••••• M••••••••• L••
Entity owners
- B••••••• I••••••••• M••••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- B••••••• K•• A•••• M••••••••• L••••••investment advisernRAUM $120M
Advisers that list B••••••• K•• A•••• M••••••••• L•• as a related person
- 170675 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $130M to $120MMar 24, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $130M to $120MMar 24, 2025 to Mar 24, 2026
- RAUM · $130M to $120MMar 24, 2025 to Mar 24, 2026
- Accounts · 2 to 1Aug 9, 2024 to Mar 24, 2025
- Advisory employees · 8 to 4Aug 9, 2024 to Mar 24, 2025
- Pooled vehicle clients · 2 to 1Aug 9, 2024 to Mar 24, 2025
- Employees · 9 to 4Aug 9, 2024 to Mar 24, 2025
- Financial planning clients · unset to Aug 9, 2024 to Mar 24, 2025
- Private funds · 1 to unsetAug 9, 2024 to Mar 24, 2025
- Discretionary RAUM · $142M to $130MAug 9, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $126M to $0Aug 9, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $268M to $130MAug 9, 2024 to Mar 24, 2025
- RAUM · $268M to $130MAug 9, 2024 to Mar 24, 2025
- HQ city · MIAMI to CHARLESTONMar 29, 2023 to Mar 25, 2024
- HQ state · FL to SCMar 29, 2023 to Mar 25, 2024
- Other offices · 1 to 0Mar 29, 2023 to Mar 25, 2024
- Discretionary RAUM · $159M to $142MMar 29, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $44.0M to $126MMar 29, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $203M to $268MMar 29, 2023 to Mar 25, 2024
- RAUM · $203M to $268MMar 29, 2023 to Mar 25, 2024
- Advisory employees · 10 to 8Mar 23, 2022 to Mar 29, 2023
- Employees · 10 to 9Mar 23, 2022 to Mar 29, 2023
- Discretionary RAUM · $205M to $159MMar 23, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $50.0M to $44.0MMar 23, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $255M to $203MMar 23, 2022 to Mar 29, 2023
- RAUM · $255M to $203MMar 23, 2022 to Mar 29, 2023
- Advisory employees · 9 to 10Nov 5, 2021 to Mar 23, 2022
- Employees · 9 to 10Nov 5, 2021 to Mar 23, 2022
- Private funds · unset to 1Nov 5, 2021 to Mar 23, 2022
- Discretionary RAUM · $184M to $205MNov 5, 2021 to Mar 23, 2022
- Non-discretionary RAUM · $0 to $50.0MNov 5, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $184M to $255MNov 5, 2021 to Mar 23, 2022
- RAUM · $184M to $255MNov 5, 2021 to Mar 23, 2022
- Discretionary RAUM · $181M to $184MMar 19, 2020 to Mar 23, 2021
- Non-discretionary RAUM · $7.5M to $0Mar 19, 2020 to Mar 23, 2021
- Pooled vehicle RAUM · $188M to $184MMar 19, 2020 to Mar 23, 2021
- RAUM · $188M to $184MMar 19, 2020 to Mar 23, 2021
- Discretionary RAUM · $200M to $181MMar 27, 2019 to Mar 19, 2020
- Non-discretionary RAUM · $10.1M to $7.5MMar 27, 2019 to Mar 19, 2020
- Pooled vehicle RAUM · $210M to $188MMar 27, 2019 to Mar 19, 2020
Signals
3 dated events
- B••••••• K•• A•••• M••••••••• L•• reported RAUM $130.0M, down 52% from $268.3M (2024-08-09 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- J••••• J••• S••••••• (Chief Investment Officer And Manager) no longer on Schedule A of B••••••• K•• A•••• M••••••••• L•• (listed 2024-03-25, absent 2024-08-09)Aug 9, 2024 · Control person left · inference
- B••••••• K•• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 866-443-1080reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026