DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••• C••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Jun 30, 2020 · 13 filings
SEC status approved since Aug 4, 2020
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.7B as of Mar 27, 2026
Mar 15, 2021$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 15, 20210 then
Employees (5.A)8 as of Mar 27, 2026
Mar 15, 20216 then
Private funds1 as of Mar 27, 2026
Mar 15, 20211 then
RAUM +32% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $416MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B86%
- Other investment advisers$238M14%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F••• C•••••• F•••• L• | Hedge Fund | $1.7B | 15 | Jun 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- G•••• L•••••••• M••• · Chief Compliance Officer & Chief Operating Officercontrolsince 10/2024 · owns less than 5%
- P••••••••• I••••• N•• · Managing Membercontrolsince 02/2018 · owns 50% to 75%
- S•••••••• S••••••••• N•• · Chief Investment Officer And Managing Membercontrolsince 09/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 4Mar 26, 2025 to Mar 27, 2026
- Advisory activities · 1 to 2Mar 26, 2025 to Mar 27, 2026
- Pooled vehicle clients · 2 to 3Mar 26, 2025 to Mar 27, 2026
- Employees · 7 to 8Mar 26, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.3B to $1.7BMar 26, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.3B to $1.4BMar 26, 2025 to Mar 27, 2026
- RAUM · $1.3B to $1.7BMar 26, 2025 to Mar 27, 2026
- Assets in custody · 0.0 to unsetOct 14, 2024 to Mar 26, 2025
- Custody of client assets · true to falseOct 14, 2024 to Mar 26, 2025
- Employees · 6 to 7Oct 14, 2024 to Mar 26, 2025
- Financial planning clients · unset to Oct 14, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.7B to $1.3BOct 14, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $1.7B to $1.3BOct 14, 2024 to Mar 26, 2025
- RAUM · $1.7B to $1.3BOct 14, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.1B to $1.7BSep 18, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $1.1B to $1.7BSep 18, 2023 to Mar 18, 2024
- RAUM · $1.1B to $1.7BSep 18, 2023 to Mar 18, 2024
- Discretionary RAUM · $547M to $1.1BMar 28, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $547M to $1.1BMar 28, 2022 to Mar 21, 2023
- RAUM · $547M to $1.1BMar 28, 2022 to Mar 21, 2023
- Discretionary RAUM · $1.0B to $547MApr 28, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $1.0B to $547MApr 28, 2021 to Mar 28, 2022
- RAUM · $1.0B to $547MApr 28, 2021 to Mar 28, 2022
- Assets in custody · $1.1B to $0Feb 8, 2021 to Mar 15, 2021
- Employees · 5 to 6Feb 8, 2021 to Mar 15, 2021
- Discretionary RAUM · $1.1B to $1.0BFeb 8, 2021 to Mar 15, 2021
- Pooled vehicle RAUM · $1.1B to $1.0BFeb 8, 2021 to Mar 15, 2021
- RAUM · $1.1B to $1.0BFeb 8, 2021 to Mar 15, 2021
- HQ city · FOSTER CITY to MIAMIJun 30, 2020 to Jan 29, 2021
- HQ state · CA to FLJun 30, 2020 to Jan 29, 2021
Signals
8 dated events
- F••• C••••••• L•• reported RAUM $1.7B, up 32% from $1.3B (2025-03-26 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- F••• C••••••• L•• reported RAUM $1.3B, down 27% from $1.7B (2024-10-14 to 2025-03-26)Mar 26, 2025 · RAUM change · derived
- Mark Lawrence Gail (Chief Compliance Officer & Chief Operating Officer) appeared on Schedule A of F••• C••••••• L••Oct 14, 2024 · Control person joined · fact
- F••• C••••••• L•• reported RAUM $1.7B, up 63% from $1.1B (2023-09-18 to 2024-03-18)Mar 18, 2024 · RAUM change · derived
- Stephen Jeffrey Bowers (Chief Compliance Officer, Chief Financial Officer And Chief Operating Officer) no longer on Schedule A of F••• C••••••• L•• (listed 2023-03-21, absent 2023-09-18)Sep 18, 2023 · Control person left · inference
- F••• C••••••• L•• reported RAUM $1.1B, up 93% from $547.0M (2022-03-28 to 2023-03-21)Mar 21, 2023 · RAUM change · derived
- F••• C••••••• L•• reported RAUM $547.0M, down 47% from $1.0B (2021-04-28 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- F••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- F•••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 786-558-3902reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026